Head of Compliance Advisory CMB and GM, HSBC

HSBC

Location:
China, Shanghai

Category:
Finance

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

Hang Seng is committed to service excellence, aiming to continually enhance customer performance by providing best-in-class products and services in a dynamic working environment. This role involves compliance advisory, regulatory actions, and risk management across CMB/GM within HACN.

Job Responsibility:

Accountable for implementation of central policy/advice, monitoring and central escalation of regulatory compliance matters related to CMB/GM
provide compliance advice and control for CMB/GM in HACN
provide input to the Regulatory Compliance global risk management framework to ensure it meets legislative and regulatory requirements
support Chief Compliance Officer (Head of Regulatory Compliance) in the achievement of the strategic/operational objectives
act as principal point of contact for internal and external stakeholders in HACN
participate in and work with relevant industry bodies and groups in relation to Regulatory Compliance related initiatives
help to ensure Compliance processes, including compliance charts and risk assessments, compliance plans and exception reporting are implemented and driven in HACN
work with and provide counsel to Functional Heads to cascade and implement Global Compliance Policy and act as a subject matter expert for Compliance Projects at the HACN Level

Requirements:

Significant compliance and regulatory experience across business lines
knowledge of current and emerging issues and trends in financial services regulatory environment and industry good practices
strong working knowledge of financial services regulations, regulatory protocols and banking products
familiarity with HSBC’s Group structure, its business and personnel, and a deep understanding of HACN’s corporate culture
ability to clearly articulate business and regulatory implications of guidelines, policies, strategies
ability to think laterally and solve intricate problems
excellent communication, negotiation and influencing skills
highly self-motivated
able to work independently in a multidisciplinary environment
extensive knowledge of regulations and guidance
possess the ability and drive to raise standards and make an impact on the Compliance culture

What we offer:

Dynamic working environment
good career development opportunities
competitive compensation packages

Additional Information:

Job Posted:
September 24, 2025

Expiration:
October 31, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Head of Compliance Advisory CMB and GM

HSBC

Location:China, Shanghai

Category:Finance

Contract Type:Employment contract