Governance, Risk & Compliance Specialist Job at Source Group International Internal (Basel-Stadt)

Regulatory Change Reporting and Governance Specialist

The Compliance Business Management is accountable to operate an effective, high ...

Location

Luxembourg , Luxembourg

Salary:

Not provided

Quintet Private Bank

Expiration Date

Until further notice

Requirements

Further professional Education (Masters / Professional qualification)
More than 5 years experience in a similar role
Solid understanding of Private Banking business and Management Company activities (including applicable regulatory requirements)
Good understanding of financial crime, conduct-related and operational regulatory environment applicable to the private banking and wealth management industry
Strong understanding of the regulatory changes and ability to translate into impact analysis within the business
Communication (Verbal & Written)
Critical Thinking & Problem Solving
Collaborative Teamwork
Agility in a Matrix Organization
Excellent communicator

Job Responsibility

Preparation and presentation of Compliance reports for Quarterly boards and specific governance committees
Standardisation/harmonisation of the locations reporting framework
Coordinating the internal watch team meetings, which bring together various subject matter experts to consider applicability of new/changing regulation
Maintain the process for analysing and monitoring regulatory change across the locations, in particular through engagement with our regulatory change vendor
Communicate regulatory change matters to the various bank entities
Monitoring of functional owned Audit and risk items issued across all locations and insure closure on defined target dates
Support with the development, implementation and continuous improvement of operational risk controls for the compliance function
Act as the Group Compliance function SPOC for any arising topics/projects requiring Compliance Business Management inputs
Ensure in-scope functions are aware of the regulations and are conducting an impact analysis
Prepare updates on new regulation to the Group Regulatory Steering Committee, and serve as committee Secretary

Data and Credit Bureau Attributes Specialist Consumer Credit Risk

The Data & Credit Bureau Attributes Specialist (AVP) - Consumer Credit Risk is r...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Bachelor's degree in a relevant field (e.g., finance, risk management, information technology)
Experience in designing and implementing data governance frameworks that align with regulatory standards
Experience with data controls, summarization, and transformation in a credit risk context
Experience with modern data integration tools, cloud platforms, and emerging AI technologies
Experience in SAS, SAS/Stat, SQL
Strong financial management skills with experience managing large-scale data projects

Job Responsibility

Develop and enforce a governance framework that ensures the accuracy, security, and quality of data throughout its lifecycle
Oversee the transformation of raw and disparate data sets into actionable insights that support strategic and tactical decision-making within credit risk frameworks
Lead the end-to-end delivery process for building, testing, and deploying data pipelines
Ensure that all data driving regulatory reporting is accurate, timely, and adheres to compliance standards
Engage with senior stakeholders across Risk, IT, Compliance, and Business units
Lead innovation efforts that enhance the automation, scalability, and efficiency of data integration and controls

Fulltime

Financial Crimes Risk Specialist

The Financial Crimes Risk Specialist is responsible for supporting the ongoing i...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Experience in financial services, preferably in products, operations, and/or AML/sanctions investigations
Knowledge of the key Financial Crime regulations, risks, and typologies
Demonstrated ability and confidence to challenge business management and escalate issues
Experience in supporting the implementation of AML or sanctions programs
An understanding of the region and specific experience of Sanctions/ Sanctions operations is an advantage
Commercially minded, with good organizational and planning skills
Excellent verbal & written communication skills: ability to communicate clearly and concisely in all aspects of the job and with multiple audiences in mind
Ability to effectively manage competing priorities
Comfortable navigating complex, highly matrixed organizations
Excellent influencing and negotiation skills

Job Responsibility

Provide support to TTS Head of Financial Crimes Risk for Europe, UK, and MEA and lead various initiatives, for example related to Sanctions Screening, KYC, AML monitoring Anti-bribery and Corruption
Support Product teams to identify and assess Financial Crimes risk for new and enhanced products and innovative solutions
Build strong working relationships with 1st and 2nd line colleagues to ensure early engagement on new business initiatives to ensure timely support of commercial priorities and full adherence to global and regional risk management policies and procedures
Conduct reviews of Sanctions and AML processes and procedures across all product lines to ensure policy requirements are met, being fit for purpose and have been implemented consistently, with appropriate supporting documentation
Assess regulatory and business impact of proposed changes to Financial Crimes Risk policies/procedures/guidelines and work collaboratively with 2nd Line to ensure the business operates in line with regulatory requirements
Participate in various product related governance forums and be able to source information important for further assessment and management escalation
Support the TTS business in Financial Crimes related internal or external reviews, including managing exam preparation and deliverables
Produce and deliver communication plans to ensure timely and consistent awareness of changes in the Financial Crimes Risk policies/requirements by TTS Product and country teams
Coordinate and deliver targeted Financial Crimes Risk related training when necessary

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Compliance specialist

SRG are looking for a compliance specialist for a leading pharmaceutical company...

Location

United Kingdom , Marlow

Salary:

15.38 GBP / Hour

SRG

Expiration Date

Until further notice

Requirements

Bachelor degree required
Finance, Audit, Business, Legal, Compliance, Pharmaceutical or equivalent work experience strongly preferred
Ability to work in multicultural cross-functional teams
Strong analysis and problem-solving skills
Strong verbal and written communication, including fluent command of English
Adaptability
Takes initiative
Customer Orientation
Ability to meet tight timelines
Ability to build and maintain collaborative relationships in matrixed work environment

Job Responsibility

Support in creating a best-in-class compliance program in partnership with the Affiliate Compliance Insight Forum (ACIF) to support business in UK
Prepare, attend, contribute and lead relevant follow up activities in relation to UK & Ireland AA Affiliate ACIF Meetings
Support and communicate with individual contributors and front-line managers to provide basic and routine OEC and divisional policy interpretation and requirements
Assist in facilitating the routing for approval of new and/or updated divisional policies, procedures and related forms and training assignments
Manage database of UK/Ireland OEC approvals, exceptions and advice supporting assessments as assigned
Implements, manages and interprets compliance policies, procedures and practices in alignment with the UK & I OEC Lead
Assist in the creation and development of innovative educational and training programs
Foster an engaging, and interactive learning environment that enables users to achieve their learning objectives
Organizes and maintains ethics and compliance records, documents and files in OEC and company's document systems & databases
Support in the development, implementation, modification and oversight of the execution of the Affiliate monitoring program to ensure compliance with policies and procedures

Fulltime

Senior Compliance Specialist

The candidate will support the Manager executing the annual compliance audit pla...

Location

Italy , Rome

Salary:

Not provided

Aegis FSI

Expiration Date

Until further notice

Requirements

Minimum five years of relevant experience in a compliance function at a financial intermediary, or in a consultancy firm with a focus on projects for banking groups and financial institutions
In-depth knowledge of the legislation governing financial intermediaries regulated by Article 106 of the Italian Banking Law (TUB) and the relevant Bank of Italy Circular 288/2015
Fluent English language skills, both written and spoken
Solid understanding of the core consumer credit provision processes and the roles of key business and control functions

Job Responsibility

Analyze regulatory changes, assess their impact on the business, and conduct subsequent gap analyses, providing ongoing consultancy support to business units on all compliance matters
Manage the periodic update and review of the compliance risk assessment
Lead the review and auditing of compliance within the consumer credit framework, with deep knowledge of specific regulations regarding usury, transparency, POG, conflicts of interest, and data privacy
Prepare and update compliance training content, and support the delivery of training courses across the organization
Review and update policies and procedures to ensure alignment with current compliance requirements

Fulltime

Supplier Governance Manager

The role reports into the Senior Manager of Governance and Reporting in our Pers...

Location

Australia , Sydney

Salary:

Not provided

Allianz

Expiration Date

Until further notice

Requirements

Demonstrated experience in supplier / vendor management, procurement, or contract administration
Strong understanding of governance, risk, and compliance ideally within the financial services industry
Excellent verbal and written communication skills
Demonstrated understanding of cyber security standards, IT systems, and risk management practices
Experience working across Enterprise Risk, Operational Risk, Governance, Legal, Compliance, or Regulatory Assurance
High attention to detail with focus on compliance and regulatory requirements
Strong analytical and problem-solving skills
Experience in managing and fostering strong relationships with internal teams and supplier partners
Ability to plan and prioritise effectively, organise tasks and manage competing resources and demands
Tertiary qualifications in a relevant discipline

Job Responsibility

Oversee the onboarding, renewal, and governance of supplier contracts
Ensure compliance with procurement, cyber security, IT, as well as risk and regulatory standards
Work closely with internal teams to manage supplier supervision and monitoring programs
Assess suppliers required to be onboarded
Provide oversight over end-to-end supplier onboarding, contract renewals and variations, document execution, supplier governance, and offboarding
Oversee negotiations with suppliers
Work closely with the Cyber Governance team
Maintain accurate records of supplier agreements, risk assessments, compliance documentation, and supervision and monitoring routines
Facilitate supervision and monitoring routines
Assist with analysing the effectiveness of supplier partnerships

What we offer

Inclusive Culture
Flexible Work-Life Balance
Career Development
Financial and Well-being Perks

Fulltime

Security Vetting Specialist

We are seeking a Security Vetting Specialist to support and process Bulgarian Go...

Location

Bulgaria , Sofia

Salary:

Not provided

Hewlett Packard Enterprise

Expiration Date

Until further notice

Requirements

Prior knowledge and experience with Bulgarian government security vetting
at least 1 year in a similar role is an advantage
Understanding of EU GDPR and the Personal Data Protection Act (PDPA)
Background in roles requiring strict confidentiality and secure handling of sensitive information
University degree preferred
Ability to develop effective working relationships with colleagues, partners, and authorities
Professionalism in handling adversarial or sensitive situations
Strong risk identification and evaluation skills, with capacity for proportionate action
Ability to interpret and apply regulations and guidance to specific activities
Skilled in the use of IT packages, systems, and databases

Job Responsibility

Provide support and process all types of security vetting required by the Bulgarian Government, EU, and NATO (new applications, transfers, extensions, renewals)
Liaise with the Bulgarian Government, particularly the State Commission on Information Security (SCIS), and other security authorities as appropriate
Support the business with advice and guidance in coordination with Government Security Services (GSS)
Maintain physical and electronic vetting records, ensuring timely renewals
Manage record keeping and control of Aftercare Incident Reporting
Attend internal and external stakeholder meetings
Assist applicants and act as SME in collating required documentation for the clearance process, including questionnaires, consents, diplomas, certificates, official notes, medical documentation, and notarized declarations, as mandated by Bulgarian law.

What we offer

Comprehensive suite of benefits that supports physical, financial, and emotional wellbeing
Specific programs for personal and professional development
Flexibility to manage work and personal needs
Inclusive culture that celebrates individual uniqueness.

Fulltime

GRC Specialist

This Contract to permanent position is essential for managing customer-facing tr...

Location

United States , Lincolnshire

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Minimum of 5 years of experience in governance, regulatory compliance, or risk management roles
Hands-on experience managing SOC 2 compliance programs, including readiness assessments and audits
Strong knowledge of U.S. education regulatory requirements, including FERPA and state-level student data privacy laws
Proven track record in compliance due diligence and integration activities for mergers and acquisitions
Demonstrated project management experience with successful delivery of multiple projects
Familiarity with compliance monitoring tools and platforms
Excellent analytical and problem-solving skills to interpret regulatory language into actionable processes

Job Responsibility

Oversee the management and execution of customer-facing trust and compliance programs
Ensure compliance with U.S. K-12 education regulatory requirements, including laws related to student data privacy
Lead and manage SOC 2 compliance programs, including control implementation and audit processes
Conduct due diligence and integration activities for mergers and acquisitions to mitigate compliance risks
Translate complex regulatory requirements into actionable business processes and controls
Identify and assess risks related to data privacy and governance within the education sector
Collaborate with stakeholders across various levels to maintain compliance standards and address regulatory concerns
Monitor compliance using appropriate platforms and tools, ensuring continuous adherence to frameworks
Develop and implement strategies for readiness assessments and security audits
Provide expertise in frameworks such as ISO 27001 and other relevant certifications

What we offer

Medical, vision, dental, and life and disability insurance
401(k) plan
Free online training

Fulltime

Governance, Risk & Compliance Specialist

Source Group International Internal

Location:
Switzerland , Basel-Stadt

Category:
IT - Administration

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Nice to have:

Additional Information:

Job Posted:
January 09, 2026

Expiration:
February 08, 2026

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