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We are seeking a highly experienced Prime Margin professional to join the Margin, Collateral & Optimisation team within Markets Operations, as a Senior Vice President with responsibility as the global head of Prime Brokerage Margin Operations. This position plays a critical role in governing operational processes, ensuring regulatory adherence, supporting strategic platform development, and facilitating safe, scalable client growth.
Job Responsibility:
Lead the Prime Brokerage Margin Operations capability
Provide SME leadership on Reg T, Portfolio Margin (PM), FINRA rules, SEC 15c3‑1/3 requirements
Partner with the Prime Product Development and In-Business-Risk to refine and validate margin calculations
Drive Strategy and Transformation and set operational and technical vision for a global function
Operate as critical decision-maker for operational execution across functions and geographies
Implement and oversee strong risk management and control capabilities for margin and collateral management operations
Operate as a global service lead, working in close partnership with key business, technology and operations partners
Ensure products and/or services are well designed
Provides evaluative judgment based on analysis of information in complicated, unique and dynamic situations
Champion diversity and inclusion
Promote a culture of continuous improvement
Coaching and Mentoring: Develop our talent, support their growth
Requirements:
BA/BS degree preferred
10+ years’ experience in financial services with specific experience leading global Prime Brokerage margin functions
Expert knowledge of US regulatory frameworks, especially: Reg T, Portfolio Margin (PM) rules, FINRA margin requirements, SEC 15c3‑1 / 15c3‑3 considerations, US listed derivatives margin rules (CME/OCC)
End-to-end knowledge of margin and/or collateral optimization
Strong, influential communicator who is articulate and concise
Innovative, flexible, collaborative, and proactive
Thinks logically and is good at problem solving
Able to write clearly and concisely
Demonstrate sound judgement and a strong risk management mindset
Ability to establish and build trust with professionals throughout the business
Strong awareness of both external and internal best practice perspectives
Strong risk and control mindset
Proven ability to work across senior stakeholders in Risk, Product, Technology, and the Front Office
Excellent analytical, communication, and decision‑making skills
What we offer:
medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays