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Join us as a Futures Commission Merchant -Compliance VP, where you will provide expert, data-driven oversight across a highly regulated Markets business. In this role, you will deliver check-and-challenge coverage to ensure alignment with Barclays’ legal, regulatory, and ethical obligations. You will support Markets execution flows across multiple asset classes, partnering closely with senior stakeholders and regulators. This role is critical to sustaining business growth, regulatory credibility, and strong risk management across the US and global platform.
Job Responsibility:
Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems
Identification and investigation of potential market abuse
Conduct investigation of compliance risk events or breaches
Implementation of compliance policies and procedures in line with regulatory requirements
Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions
Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime
Requirements:
Experience in Markets Compliance, including FCM, Prime Brokerage, or Derivatives
Ability to engage directly with regulators and manage regulatory inquiries
Subject-matter expertise across multi-asset Markets execution flows
Nice to have:
Verbal and written communication skills with senior stakeholder presence
Ability to provide independent oversight, challenge, and advisory support to the business
Experience operating in high-volume, highly regulated financial services environments
What we offer:
Hybrid working
Wellness center with fitness centres
Health center providing primary and urgent care, wellness exams, health coaching, and vaccinations