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Futures Commission Merchant - Compliance Vice President

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Barclays

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Location:
United States , New York

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Category:

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Contract Type:
Not provided

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Salary:

145000.00 - 200000.00 USD / Year

Job Description:

Join us as a Futures Commission Merchant -Compliance VP, where you will provide expert, data-driven oversight across a highly regulated Markets business. In this role, you will deliver check-and-challenge coverage to ensure alignment with Barclays’ legal, regulatory, and ethical obligations. You will support Markets execution flows across multiple asset classes, partnering closely with senior stakeholders and regulators. This role is critical to sustaining business growth, regulatory credibility, and strong risk management across the US and global platform.

Job Responsibility:

  • Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems
  • Identification and investigation of potential market abuse
  • Conduct investigation of compliance risk events or breaches
  • Implementation of compliance policies and procedures in line with regulatory requirements
  • Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions
  • Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime

Requirements:

  • Experience in Markets Compliance, including FCM, Prime Brokerage, or Derivatives
  • Ability to engage directly with regulators and manage regulatory inquiries
  • Subject-matter expertise across multi-asset Markets execution flows

Nice to have:

  • Verbal and written communication skills with senior stakeholder presence
  • Ability to provide independent oversight, challenge, and advisory support to the business
  • Experience operating in high-volume, highly regulated financial services environments
What we offer:
  • Hybrid working
  • Wellness center with fitness centres
  • Health center providing primary and urgent care, wellness exams, health coaching, and vaccinations
  • Variety of sophisticated dining options

Additional Information:

Job Posted:
February 18, 2026

Employment Type:
Fulltime
Work Type:
Hybrid work
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