Financial Services Regulatory Associate Job at Myn (London)

Financial Services Lawyer

An international law firm based in Central London is seeking a financial service...

Location

United Kingdom , London

Salary:

90000.00 - 115000.00 GBP / Year

Brandon James

Expiration Date

Until further notice

Requirements

UK qualification (or equivalent rights to practise in England & Wales)
A strong academic background
A minimum of 3 years’ PQE in financial regulation or banking and finance law
Experience gained at a recognised law firm or within an in-house legal team in financial services
Strong knowledge of FSMA, FCA/PRA regulations, and relevant EU directives (e.g. PSD2)
Commercial awareness and sound legal judgement
Excellent communication skills and the ability to manage client relationships effectively

Job Responsibility

Advising clients on UK and EU regulatory frameworks
Working across a mix of advisory, transactional, and strategic matters
Supporting a wide-ranging client base including banks, asset managers, insurers, and fintech firms
Covering financial services regulation, licensing issues, payments law, ESG regulation, and regulatory aspects of M&A and financing transactions
Contributing to high-profile projects and gain exposure to international workstreams
Supporting business development initiatives and contribute to internal knowledge-sharing and client training sessions

What we offer

Private healthcare
Pension scheme
Generous holiday allowance
Exposure to high-profile, cross-border financial services matters

Fulltime

Claims Associate – Professional Indemnity & Financial Lines

Lawes Consulting Group is currently partnering with a key client who, due to con...

Location

United Kingdom , London

Salary:

Not provided

Lawes Consulting Group

Expiration Date

Until further notice

Requirements

Process and manage claims related to Directors & Officers, Financial Institutions, and Professional Indemnity
Analyse claim documents and gather necessary information to make accurate claim assessments
Communicate with clients, third-party administrators, and legal teams to gather additional claim information
Collaborate with the claims team to ensure timely and accurate claims processing
Maintain claim records and documentation in compliance with company standards and regulatory requirements
Provide exceptional customer service to clients by addressing claim-related inquiries and concerns in a professional and timely manner

Job Responsibility

Reviewing and processing incoming claims related to Directors & Officers, Financial Institutions, and Professional Indemnity
Communicating with clients, third-party administrators, and legal teams to gather necessary claim information
Collaborating with the claims team to ensure efficient and accurate claims processing
Maintaining claim records and documentation in compliance with company standards and regulatory requirements
Providing exceptional customer service to clients by addressing claim-related inquiries and concerns

Fulltime

Finance Reporting Analyst

The Regulatory Reporting role is an analyst position within the Controllers Orga...

Location

Philippines , Taguig City

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

2+ years of experience within the financial services industry and regulatory reporting
Basic knowledge of U.S. regulatory reports such as FR Y-9C, FR Y-14, Call Report, FFIEC 009, FR Y-15
Strong oral and written communication skills, with ability to synthesize complex concepts
Strong technical problem-solving skills and an ability to identify conflicts, discrepancies and other issues and escalate to seniors
Ability to manage competing priorities and tasks in a complex and dynamic and work well as part of a team

Job Responsibility

Support the production, review and timely submission of regulatory filings and reports to U.S. regulators including reports such as FR Y-9C, FR Y-14, Call Report, FFIEC 009, FR Y-15 and others
Assist in monitoring and managing key metrics associated with reports to identify challenges and issues
Support the execution of controls processes to ensure data accuracy
Assist the team to drive process improvements to enhance the accuracy, efficiency, and transparency of the regulatory reporting process
Work with peers and program leaders on the implementation of U.S. regulatory changes within the reporting framework
Partner with Risk & Controls team to maintain and enhance an effective internal control’s structure
Escalate problems or issues related to processes, reports, or procedures
Integrate established disciplinary knowledge within own specialty area with basic understanding of related industry practices

What we offer

Access to telehealth options, health advocates, confidential counseling
Expanded Paid Parental Leave Policy
Resources to manage financial well-being and plan for the future
Access to an array of learning and development resources
Generous paid time off packages
Resources and tools to volunteer in the communities

Fulltime

Finance Reporting Intermediate Analyst

The Regulatory Reporting role is an analyst position within the Controllers Orga...

Location

Philippines , Taguig

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

2-5+ years of extensive experience within the financial services industry and regulatory reporting
Basic knowledge of U.S. regulatory reports such as FR Y-9C, FR Y-14, Call Report, FFIEC 009, FR Y-15 and others
Able to navigate through a large organization to streamline and summarize multiple information points and create repeatable processes
Strong oral and written communication skills, with ability to synthesize complex concepts, and influence change
Strong technical problem-solving skills and an ability to identify conflicts, discrepancies and other issues
Ability to manage competing priorities and tasks in a complex and dynamic environment and work well as part of a team
Amenable to work on Mid-shift schedule
Bachelor's/University degree in Finance, Accounting or related field

Job Responsibility

Support the production, review and timely submission of regulatory filings and reports to U.S. regulators
Monitor and manage key metrics associated with reports to identify challenges and issues
Support implementation of processes and controls to mitigate the risk of inaccurate reporting
Collaborate with the team to drive process improvements to enhance the accuracy, efficiency, and transparency of regulatory reporting
Assist the team during regulatory inquiries and examinations
Work with peers and program leaders on the implementation of U.S. regulatory changes within the reporting framework
Partner with Risk & Controls team to maintain and enhance an effective internal control's structure

What we offer

Extensive on-the-job training and exposure to senior leaders
Traditional learning opportunities
Volunteer opportunities
Programs and services for physical and mental well-being including access to telehealth options, health advocates, confidential counseling
Financial well-being programs and planning for the future
Access to learning and development resources

Fulltime

Finance Reporting Intermediate Analyst

The Regulatory Reporting role is an analyst position within the Controllers Orga...

Location

Philippines , Taguig

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

2-5+ years of extensive experience within the financial services industry and regulatory reporting
Basic knowledge of U.S. regulatory reports such as FR Y-9C, FR Y-14, Call Report, FFIEC 009, FR Y-15 and others
Able to navigate through a large organization to streamline and summarize multiple information points and create repeatable processes to build consistency in presenting information
Strong oral and written communication skills, with ability to synthesize complex concepts, and influence change
Strong technical problem-solving skills and an ability to identify conflicts, discrepancies and other issues and bring together the right team to solution them
Ability to manage competing priorities and tasks in a complex and dynamic and work well as part of a team
Amenable to work on Mid-shift schedule
Bachelor's/University degree in Finance, Accounting or related field

Job Responsibility

Support the production, review and timely submission of regulatory filings and reports to U.S. regulators including reports such as FR Y-9C, FR Y-14, Call Report, FFIEC 009, FR Y-15 and others
Monitor and manage key metrics associated with reports to identify challenges and issues
Support implementation of processes and controls to mitigate the risk of inaccurate reporting
Collaborate with the team to drive process improvements to enhance the accuracy, efficiency, and transparency of the regulatory reporting process
Assist the team during regulatory inquiries and examinations, delivering accurate information and analysis to aid regulatory reviews
Work with peers and program leaders on the implementation of U.S. regulatory changes within the reporting framework
Partner with Risk & Controls team to maintain and enhance an effective internal control's structure
Integrate established disciplinary knowledge within own specialty area with basic understanding of related industry practices

What we offer

Extensive on-the-job training and exposure to senior leaders
Traditional learning opportunities
Volunteer opportunities
Programs and services for physical and mental well-being including access to telehealth options, health advocates, confidential counseling
Financial well-being programs and planning for the future
Access to an array of learning and development resources

Fulltime

Sanctions Director - Head of Banking Client Risk Management & Advisory

The Head of Client Risk Management & Advisory in Banking Sanctions is a senior I...

Location

United States , Washington, DC

Salary:

170000.00 - 300000.00 USD / Year

Citi

Expiration Date

Until further notice

Requirements

10 years+ experience in the Financial Services Industry and/or government
Graduate degree, BS or concentration in Business Administration, Legal and/or Finance
Sanctions SME with proven track record in managing sanctions programs in complex organizations
Leadership skills including ability to work effectively and drive results with a virtual global team
Experience managing diverse teams, and comfort navigating complex, matrixed organizations
Knowledge of the U.S. and/or European Union/UK regulatory environment
Highly motivated, strong attention to detail, team oriented, organized
Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
Demonstrated ability to assess complex issues through root cause analysis and other analytical techniques, structure potential solutions, and drive to resolution with senior stakeholders
Ability to influence and lead people across cultures at a senior level using sound judgment and successful execution, understanding how to operate effectively across diverse businesses

Job Responsibility

Building awareness of client sanctions risks through a strong working relationship with key regional and global stakeholders, including management of multiple Line of Business, Functions, and Internal Audit
Interacting effectively with regulators, in coordinating with the Citi’s regulatory team
Understanding industry trends, emerging issues, and regulatory expectations, developing practical solutions to complex problems
Providing monitoring and oversight of Banking controls and execution around clients, ensuring identification, escalation, and remediation of control gaps in a timely way
Monitoring Banking’s compliance with requirements set forth by the US Department of the Treasury's Office of Foreign Assets Control (OFAC) and United Kingdom’s Office of Financial Sanctions Implementation (OFSI) or other EU country equivalents, issuing Monitoring Reports where appropriate
Monitoring ICRM Banking Sanctions adherence to relevant policies and procedures related to execution of processes designed to implement the global sanctions program
Partnering with stakeholders in implementing Sanctions-related regulatory change
Managing a dedicated team for the sanctions’ compliance review of clients and client activity as well as escalations of risks identified in KYC onboarding and renewal questionnaires
Managing the monitoring and specialized review of sanctions risks associated with specific clients, sectors, or geographies to advise the business on appropriate sanctions risk management measures
Managing a process for the review of sanctions-related enhanced due diligence as part of client onboarding, renewal, or episodic reviews

What we offer

medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

Fulltime

Program Management Analyst

The Third Party Management Program Execution provides operational support, proce...

Location

India , Chennai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum 6+ years of working experience in financial services / Banking industry
Professional Qualification preferably CA fresher’s
Excellent Communication skills
Good excel skills

Job Responsibility

Demonstrate Strong knowledge about Third Party Lifecycle Management, Regulatory guidelines Contract Terms & conditions, Information Security, Regulations (OCC, GDPR, Data Privacy Laws, and Country specific Local Laws etc)
Providing process guidance and support to Third Party Officers (TPOs), Business Activity Owners (BAOs) and other business stakeholders on end-to-end Third-Party Management requirements and set up periodical review meeting with all the stakeholders
Facilitating and coordinating with various Policy Owners in areas such as Data Privacy, Export Licensing, Information Security and Continuity of Business (CoB)
Act as Level 1 Reviewer in the team and understand the nuances of the Third-Party Management process in detail
Participates in team meetings to analyze documentation and processes to ensure risks and control points are properly addressed
Assists management group in gathering data and information for supervisors reporting and to take ownership of specified projects and tasks
Verify if third parties’ policies and procedures are complaint to Citi’s policies and procedures. Identify and report gaps if any, to senior management
Identify opportunities for better control and productivity enhancement through various process reengineering initiatives and automation projects including but not limited to Robotic Process Automations
Analyzing the data and forecast trends with respect to inherent risk associated with third parties and build controls to mitigate such risks
Work with Operations standards team to identify the process gaps and take measures in mitigating the same

Fulltime

Compliance Product Senior Officer - Senior Vice President

Serves as a senior function/business/product compliance risk officer for Indepen...

Location

France , Paris

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Expertise of Compliance laws, rules, regulations, risks and typologies
Excellent written, verbal and analytical skills
Ability to work collaboratively with regional and global partners in other functional units
Ability to navigate a complex organization
to influence and lead people across cultures at a senior level
Experience in managing regulatory exams and relationships with examiners, auditors, etc.
Awareness of regulatory requirements including local and US laws, international and industry standard
Related certifications desirable
Bachelor’s degree
Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof

Job Responsibility

Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM
Translates ICRM strategy and goals across Citi’s clients, products and geographies in a succinct and clear manner
provide direction and guidance on the programs
Serving as a subject matter expert on Citi’s Compliance programs
Provides expert guidance on function/business/product regulations on a real-time basis to manage compliance risk
Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the supported function/business/product
Analysing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact
Participating in industry groups and trade association working groups or other forums
Leading initiatives and managing high-impact special project work streams with a results-driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements
Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations, as well as testing and audit

What we offer

Best-in-class benefits
Global benefits
Equal opportunity and affirmative action employer

Fulltime

Financial Services Regulatory Associate

Myn

Location:
United Kingdom , London

Category:
Legal

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Nice to have:

Additional Information:

Job Posted:
March 04, 2026

Expiration:
March 23, 2026

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