Financial Crimes Compliance Associate Job at Fin Capital (Austin)

Senior Compliance Associate

Are you an experienced compliance professional with a strong background in finan...

Location

United Kingdom , London

Salary:

Not provided

Orbis Consultants

Expiration Date

Until further notice

Requirements

Minimum 5 years’ compliance/risk experience within general insurance
Strong knowledge of financial crime regulations and the FCA Handbook
Familiarity with the Lloyd’s market is highly desirable
Experience reviewing and negotiating TOBAs
Detail-oriented, collaborative, and confident in managing competing priorities

Job Responsibility

Conduct sanctions and financial crime checks on new and renewing business
Research UK and international regulatory frameworks, sanctions regimes, and market developments
Review and negotiate TOBAs and other trading agreements
Support horizon scanning and regulatory reporting
Assist with sign-off of financial promotions and marketing materials
Provide training and guidance to business teams

Fulltime

Senior Compliance Associate

Are you an experienced compliance professional with a strong background in finan...

Location

United Kingdom , London

Salary:

Not provided

Orbis Consultants

Expiration Date

Until further notice

Requirements

Minimum 5 years’ compliance/risk experience within general insurance
Strong knowledge of financial crime regulations and the FCA Handbook
Familiarity with the Lloyd’s market is highly desirable
Experience reviewing and negotiating TOBAs
Detail-oriented, collaborative, and confident in managing competing priorities

Job Responsibility

Conduct sanctions and financial crime checks on new and renewing business
Research UK and international regulatory frameworks, sanctions regimes, and market developments
Review and negotiate TOBAs and other trading agreements
Support horizon scanning and regulatory reporting
Assist with sign-off of financial promotions and marketing materials
Provide training and guidance to business teams

Head of Financial Crime

Responsible for oversight of the 2nd line financial crime team and maintaining a...

Location

United Kingdom , London

Salary:

Not provided

Social Value Portal Ltd

Expiration Date

Until further notice

Requirements

Proven financial crime expertise, preferably with a strong understanding of the Lloyd’s market and framework
Regulator relations experience in an insurance-related and/or financial services company/organisation
Expert knowledge of financial crime regulation, policies and procedures, particularly UK/EU/UN/OFAC Sanctions regimes, the Economic Crime and Corporate Transparency Act (ECCTA), the UK Proceeds of Crime Act Section 7, FCA SYSC Handbook 6.3, FCA Financial Crime Guide Parts 1 & 2, UK Bribery Act, UK Fraud Act, JMLSG Guidance, and Suspicious Activity Reporting
Degree level educated
and/or Relevant professional qualification and experience
Ability to build strong partnering relationships with a wide range of stakeholders
Ability to interact professionally and with credibility and manage expectations of senior management and key stakeholders
Proven management experience, with experience of leading / managing strategic change
Experience of dealing with financial crime regulatory agencies, including OFAC, OFSI & EU, in relation to sanctions issues
Experience of working in a global and fast paced business environment is essential

Job Responsibility

Line management of the financial crime team to include regular team meetings, 1:1s, action setting and tracking, performance assessment and associated responsibilities
Member of appropriate governance forums/committees as required
Management of any relevant external advisors as required
Manage and maintain an effective Financial Crime function supporting and protecting the group against the six pillars of financial crime risk (Bribery & Corruption, Fraud, Market Abuse, Money Laundering, Sanctions Evasion and Tax Evasion) and related reputational risk ensuring that the needs of all stakeholders are met
Ensure the resourcing model, quantity and quality of resources enable the Financial Crime Function to meet the group’s needs
Develop and maintain Beazley’s financial crime policy in line with legislative and regulatory obligations, ensuring the policy remains up to date
Produce regular financial crime reports and present to appropriate Boards and Committees when required
Act in an advisory capacity to support business heads and management focus on the financial crime risk in individual business areas
Assist senior management in development and maintaining an effective financial crime compliance culture
Ensure that the firm’s risk management policies, risk assessment profile and their application are adequately documented and approved by Beazley’s Executive Committee and Board of Directors

Compliance Analyst

The Ethics & Compliance Analyst will support the Company’s Anti-Money Laundering...

Location

United States , Minneapolis

Salary:

47000.00 - 114000.00 USD / Year

Allianz

Expiration Date

Until further notice

Requirements

Bachelor’s degree or equivalent work experience required
AML and/or Sanctions Certifications preferred with ACAMS
required within 24 months of hire
1-2 years of experience in AML
Knowledge of laws and regulations pertaining to: FinCEN, OFAC, FINRA, Bank Secrecy Act, Patriot Act, International guidelines, as well as schemes associated with financial crimes affecting the life insurance & annuity industry
Demonstrate integrity and commitment to Company values
Good verbal and written communications skills, in particular, ability to communicate complex information to the Business
Ability to understand and solve problems and review cases, alerts, reports, in a fast-paced, time-sensitive environment
Analytical judgment, critical thinking, and research skills
Strong attention to detail and strong documentation skillset required

Job Responsibility

Support the development of the Financial Crimes Programs and initiatives to comply with the respective Group and applicable regulatory obligations pertaining to anti-money laundering and economic sanctions
Support the AML Program and Team with detailed and prompt investigation of AML/Sanctions alerts and reports, including PEP/RCA cases and escalations, Financial Crimes Monitoring, reporting suspicious activity to the MLRO, including support on suspicious activity report preparation and filing
Participate in and facilitate information sharing with the MLRO, business partners, and peers in a timely and efficient manner, to ensure efficient communication
Work closely with direct counterparts as well as other business partners and stakeholders across the Company to support Allianz Life’s proactive AML efforts. Primary responsibilities include providing support for the AML Program, for the specific purpose of ADDS implementation, detecting, analyzing and preventing suspicious or fraudulent activity, within pertinent business units, channels and products
Improve and maintain applicable procedures, and oversee Standard Operating Procedures related to AML, Sanctions, and Financial Crimes Monitoring and Oversight
Execute second line monitoring and testing for the AML and Sanctions Programs
Aid in the improvement of tools to monitor, analyze, and report suspicious activity.

What we offer

Comprehensive medical, dental and vision plan options
health savings account
tuition reimbursement
student loan retirement plan
generous annual paid leave
outstanding 401(k) company match
life insurance
award-winning campus amenities such as onsite health center, child development center, fitness facility, convenience store and two cafeterias
inclusive culture shaped by Employee Resource Groups
environment that welcomes and celebrates diversity.

Fulltime

Compliance Analyst

The Compliance Analyst will focus on helping develop, maintain, and implement pr...

Location

United States , Minneapolis

Salary:

47000.00 - 114000.00 USD / Year

Allianz

Expiration Date

Until further notice

Requirements

Bachelor’s degree or equivalent work experience required
AML and/or Sanctions Certifications preferred with ACAMS
required within 24 months of hire
1-2 years of experience in AML
knowledge of laws and regulations pertaining to: FinCEN, OFAC, FINRA, Bank Secrecy Act, Patriot Act, International guidelines, as well as schemes associated with financial crimes affecting the life insurance & annuity industry
demonstrate integrity and commitment to Company values
good verbal and written communications skills, in particular, ability to communicate complex information to the Business
ability to understand and solve problems and review cases, alerts, reports, in a fast-paced, time-sensitive environment
analytical judgment, critical thinking, and research skills
strong attention to detail and strong documentation skillset required

Job Responsibility

Support the development of the Financial Crimes Programs and initiatives to comply with the respective Group and applicable regulatory obligations pertaining to anti-money laundering and economic sanctions
support the AML Program and Team with detailed and prompt investigation of AML/Sanctions alerts and reports, including PEP/RCA cases and escalations, Financial Crimes Monitoring, reporting suspicious activity to the MLRO, including support on suspicious activity report preparation and filing
participate in and facilitate information sharing with the MLRO, business partners, and peers in a timely and efficient manner, to ensure efficient communication
work closely with direct counterparts as well as other business partners and stakeholders across the Company to support Allianz Life’s proactive AML efforts
improve and maintain applicable procedures, and oversee Standard Operating Procedures related to AML, Sanctions, and Financial Crimes Monitoring and Oversight
execute second line monitoring and testing for the AML and Sanctions Programs
aid in the improvement of tools to monitor, analyze, and report suspicious activity.

What we offer

Comprehensive medical, dental and vision plan options
health savings account
tuition reimbursement
student loan retirement plan
generous annual paid leave
outstanding 401(k) company match
life insurance
onsite health center
onsite child development center
onsite fitness facility

Fulltime

Financial Crime Money Laundering Reporting Officer

Join us as a VP in our Paris Compliance Team where you will fulfill a maternity-...

Location

France , Paris

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Legal, ACOI (Association of Compliance Officers in Ireland) or relevant Financial Crime qualification
In-depth understanding of French, Belgian and/or international Financial Crime regulation and legislation
Strong communicator – both written and verbal
Fluent in French and English

Job Responsibility

Ensure supervision of the Financial Crime function for Barclays Bank PLC – France Branch
Provide oversight of compliance with Barclays AML, ABC and Sanctions Policies, related standards and local Financial Crime laws and regulations across first and second lines of defence
Provide advice and guidance across 1LOD and 2LOD to support mitigating Financial Crime risks
Assist the Head of Financial Crime Europe in the supervision of the wider Financial Crime function in Europe
Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems
Identification and investigation of potential market abuse
Conduct investigation of compliance risk events or breaches
Oversight and check and challenge of corrective actions and preventative measures
Implementation of compliance policies and procedures in line with regulatory requirements
Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions

What we offer

Hybrid working
Structured approach to hybrid working with fixed 'anchor' days
Supportive and inclusive culture and environment
Commitment to flexible working arrangements
International scale offering incredible variety, depth and breadth of experience
Chance to learn from a globally diverse mix of colleagues
Encouragement to embrace mobility

Fulltime

Financial Crimes - Issuer and Investor Services Director

This is a critical and high-profile leadership position within the Issuer and In...

Location

United Kingdom , Belfast

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Experience in Financial Services, with significant time spent in roles with direct financial crime, risk, controls, or regulatory management responsibilities
Extensive experience in product management, product development, or operations within a regulated Financial Services company, preferably in Securities Services or a Custodian bank
Demonstrated expertise in Sanctions, Anti-Money Laundering, Fraud, Anti-Bribery and Corruption, and Reputational Risk
Strong understanding of international Sanctions
Proven track record in managing teams with broad accountability in a complex global environment
Demonstrated ability to understand and apply financial crime risk management principles, global regulatory frameworks, and operational processes and technology systems relevant to the business
Strong communication (written and oral) and presentation skills
Strategic and analytical thinker capable of translating broad visions into structured plans and executing them effectively
Ability to work independently and deliver according to strict timelines and quality standards
Demonstrated ability and confidence to challenge business management, escalate issues, and press for change

Job Responsibility

Develop, implement, and maintain a robust financial crimes strategy covering Sanctions, AML, Fraud, ABC, Fraud and Reputational Risk across the Issuer and Investor Services division globally
Lead the Issuer and Investor Services Financial Crimes team to successfully manage the division's complex global business by driving the risk and control function, uplifting risk, compliance, and governance standards
Oversee all in-business financial crimes controls processes and governance, including end-to-end process management, risk identification/analysis/management, issue escalation, and corrective action planning (CAP)
Conduct reviews of financial crimes processes and procedures to ensure that both controls and processes are in keeping with policy and business expectations
Provide expert advice and assessment on financial crime risks when business decisions are made
Assess existing control framework, identify potential compliance gaps, and ensure adequate mapping of risk and processes with clear control ownership
Drive a consistent and holistic approach to Financial Crimes risk management across Services
Partner closely with Services Risk and Control teams, Product, Operations, Technology, Legal, and Compliance partners globally
Represent Issuer and Investor Services across various internal risk and control forums, and engage effectively with regulators and senior business management
Drive strategic execution of critical programs and initiatives that contribute to the remediation of financial crime risks and uplift the control environment

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Financial Crime Legal Counsel

This is an exciting opportunity to join us as a Financial Crime Legal Counsel, A...

Location

Hong Kong , Hong Kong

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Legal qualification with 4+ years of experience, preferably in: Economic sanctions or embargoes
Export controls
AML/CTF and the proceeds of crime controls
Bribery & Corruption laws including the US Foreign Corrupt Practices Act and the UK Bribery Act and corresponding laws in Asia Pacific
Emerging legal, regulatory and financial crime regulation
Candidates with experience in complimentary fields, such as white-collar investigations/litigation or regulatory practice will also be considered
Candidates should be self-starters with an interest in learning about financial crime regulations and how they impact financial institutions
Barclays is required by law to confirm that you have the Legal Right to Work in any role that you apply for

Job Responsibility

Ensure that the institution’s activities are conducted in compliance with applicable financial crime laws and regulations, and to help the bank manage legal and reputational risks associated with its activities
Legal advice and support to the Business and Bank’s internal functions on financial crime laws, regulations, and rules, including anti-money laundering (AML), counter terrorism and proliferation financing, sanctions, export controls, and anti-bribery and corruption (ABC.)
Legal research and analysis to stay up to date on changes in laws and regulations that may impact the bank's financial crime compliance practices
Development and implementation of best practice legal strategies for risk management and compliance
Advise and influence decision making and contribute to policy development
Collaborate closely with other functions/ business divisions, including Compliance and Product Legal
Support other legal teams in representation, of the bank in legal proceedings that raise financial crime issues, such as litigation, arbitration, and regulatory investigations
Advising on financial crime compliance policies and procedures including to assess compliance with applicable laws and regulations
Contributing to and delivering training to educate employees on legal and regulatory requirements related to financial crime
Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practises (in other areas, teams, companies, etc).to solve problems creatively and effectively

What we offer

Hybrid working
Structured approach to hybrid working with fixed 'anchor' days
Supportive and inclusive culture and environment
Commitment to flexible working arrangements
Encouragement to embrace mobility and explore operations to build career
International scale offering incredible variety, depth and breadth of experience
Chance to learn from a globally diverse mix of colleagues

Fulltime

Financial Crimes Compliance Associate

Fin Capital

Location:
United States , Austin ▼
Phoenix

Category:
Finance

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Nice to have:

Additional Information:

Job Posted:
February 17, 2026

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