Financial Crime Specialist Job at Wells Fargo (Bengaluru)

Financial Crime Compliance Specialist

Quintet Private Bank is a leading private bank in the wealth management sector. ...

Location

Luxembourg , Luxembourg

Salary:

Not provided

Quintet Private Bank

Expiration Date

Until further notice

Requirements

More than 5 years experience in a similar role
Higher Education (University / Bachelor)
Good working knowledge of the Luxembourg FCC (AML/CFT/Fraud/Bribery&Corruption/Tax Evasion) regulatory environment including Suspicious Activity/Transaction Reporting
Ability to interpret rules and regulations and communicate the requirements clearly and effectively to a diverse range of stakeholders
Experience of drawing up and maintaining policies on regulatory requirements, associated controls and Risk Assessments
Solid understanding of Private Banking business and Asset Servicing business models in all states of evolution including applicable regulatory requirements and operational processes
Good understanding of technical aspects of monitoring & screening systems relevant to Financial Crime Compliance (Name Screening, Transaction Screening, Ex Post Transaction Monitoring, Securities Screening) and associated controls
Proven relevant experience in an Tier 1 private bank/ wealth or asset manager/ regulator/ legal or professional services firm
Fluent in English

Job Responsibility

Act as the escalation and primary advisor on FCC related matters for stakeholders in Luxembourg
Support the local Head of Compliance in conducting risk assessments to identify and mitigate FCC-related risks
Support the local Head of Compliance in drafting and reviewing locally related FCC related appendices to group policies/desktop guides/manuals, procedures, and training materials
Support the local Head of Compliance in high risk client file review, client investigation and escalated level 3 alerts
Support the local Head of Compliance in overseeing the sanctions screening process for KYT/Ex Post Transaction Monitoring
Support the local Head of Compliance in overseeing FCC-related investigations, and drafting SAR/STR reports
Partner with legal, compliance teams, risk, and business functions to integrate sanctions controls
Support local Head of Compliance in interaction with Luxembourg regulators
Identifying new relevant initiatives from the CSSF and other regulators
Carry out all duties in accordance with Quintet's Code of Conduct

Fulltime

Financial Crime Compliance Specialist

The Financial Crime Compliance ("FCC") Specialist is a subject matter expert wit...

Location

Germany , Frankfurt

Salary:

Not provided

Quintet Private Bank

Expiration Date

Until further notice

Requirements

Higher Education (University / Bachelor)
More than 5 years experience in a similar role
Good working knowledge of the German FCC (AML/CFT/Fraud/Bribery&Corruption/Tax Evasion) regulatory environment including Suspicious Activity/Transaction Reporting
Experience of drawing up and maintaining policies on regulatory requirements, associated controls and Risk Assessments
Solid understanding of Private Banking business and Asset Servicing business models
Proven relevant experience in an Tier 1 private bank/ wealth or asset manager/ regulator/ legal or professional services firm
Good understanding of technical aspects of monitoring & screening systems relevant to Financial Crime Compliance
MS Office proficiency
English and German: Fluent

Job Responsibility

Act as the escalation and primary advisor on FCC related matters
support in conducting risk assessments to identify and mitigate FCC-related risks
support in drafting and reviewing locally related FCC related appendices to group policies
support in high risk client file review, client investigation and escalated level 3 alerts
support in overseeing the sanctions screening process for KYT/Ex Post Transaction Monitoring
support in overseeing FCC-related investigations, and drafting SAR/STR reports
Partner with legal, compliance teams, risk, and business functions to integrate sanctions controls
support in interaction with regulators
Identifying new relevant initiatives from the German and other EU regulators
carry out all duties in strict accordance with Quintet’s Code of Conduct

Financial Crime Investigations Specialist

We’re on a mission to make investing better for everyone in Europe. More specifi...

Location

Estonia , Tallinn

Salary:

Not provided

Conclusive Financial

Expiration Date

Until further notice

Requirements

2+ years of experience in a Financial Crime, AML, or related compliance role within a regulated financial services firm in the UK or EEA is required
Proven experience designing and implementing compliance processes and workflows from the ground up
Demonstrated ability to work cross-functionally with Legal, Product, and Engineering teams
Exceptional written and spoken English, with the ability to communicate clearly with customers, partners, and internal stakeholders on a daily basis
A strong willingness to learn is required

Job Responsibility

Investigate unusual customer behavior and potential indicators of financial crime
Review and assess payment patterns to detect and escalate suspicious activity related to money laundering, fraud, and other financial crimes
Conduct detailed case investigations using internal tools, open-source intelligence, and third-party data providers
Prepare internal Suspicious Activity Reports (SARs) and support external reporting as required
Coordinate with “Know Your Customer” (KYC), “Know Your Business” (KYB), Payments and Support functions to address cross-functional risks and ensure consistent controls
Collaborate with Legal and Compliance functions on complex case reviews
Monitor regulatory developments and evolving typologies to enhance internal detection capabilities
Support training and awareness initiatives on financial crime prevention across the business
Work cross-functionally with KYC and KYB to provide investigative support or help with due diligence activities during peak periods, ensuring critical compliance tasks are completed without delay

What we offer

A competitive startup package with stock options that vest monthly after a one-year cliff
Brand new office in Tallinn (Kalamaja)
Flexible working hours
A flexible approach to working remotely - 2 remote days per week
Private health insurance
All the usual office facilities, including free tea, coffee & snacks
Dog-friendly office
Bike parking and showers

Financial Crime Solutions - Data Scientist II

In the Financial Crime Solutions team at Mastercard, we build and deliver produc...

Location

United Kingdom , London

Salary:

Not provided

Mastercard

Expiration Date

Until further notice

Requirements

Familiar with Python and with the standard data science libraries such as pandas, scikit-learn/xgboost and networkx
Keen to understand the data we work with and have a keen interest in how to model the behaviours it exposes
Able to communicate with non-tech colleagues about technical matters
Happy and excited to explore new programming languages, technologies, and techniques
Can-do attitude, can be pragmatic where necessary, and excited to work as part of a specialist team
Can engage in constructive criticism and aren't afraid to have your code reviewed, or design decisions discussed

Job Responsibility

Directly contribute to project delivery - writing code, reviewing code, and delivering ML models and analytics, as well as managing a team
Perform proof-of-concept projects, engage in product design and build prototypes
Use the full range of data science based techniques to develop new and novel algorithms to aid existing and new financial crime products
Be able to perform novel research to help us and our clients understand the different criminal behaviours in payments data
Think about how derived insights can be turned into new products and services we can offer to external clients
Be ready to learn new technologies as required and engage with legacy and future technology stacks
Write white papers, patents, and client facing data visualisations
Consider privacy, security, and regulation, as well as the performance of your code and the accuracy of your models

Fulltime

Financial Crime Risk Manager (Insolvency & Restructuring)

Every day our teams help people in businesses and communities to do what is righ...

Location

United Kingdom , London, Manchester

Salary:

Not provided

Grant Thornton UK LLP

Expiration Date

Until further notice

Requirements

Strong hands‑on experience in financial‑crime risk management, including AML, sanctions, due diligence, and suspicious‑activity matters within complex or high‑risk environments. AML, CDD diploma qualifications
Proven ability to act as an embedded first‑line specialist, making case‑level financial‑crime decisions within delegated authority
Confident adviser to IPs, partners, and case teams on live, high‑risk engagements
Sound understanding of regulatory, ethical, and escalation requirements, with strong judgement and documentation standards

Job Responsibility

Act as the embedded first‑line financial‑crime specialist on insolvency and restructuring appointments, identifying, assessing, and resolving AML, sanctions, fraud, and other financial‑crime risks on complex and often time‑critical cases, while supporting Insolvency Practitioners (IPs) in meeting their regulatory obligations
Exercise delegated first‑line decision‑making authority, making case‑level judgements on client due diligence, sanctions exposure, suspicious activity, screening outcomes, and risk mitigations, escalating matters beyond mandate to the Associate Director and second‑line Financial Crime Compliance where required
Advise partners, directors, and case teams on financial‑crime strategy, analysing intelligence, documentation, and stakeholder information to identify red flags, recommend pragmatic actions, and balance regulatory compliance with commercial delivery of the appointment
Maintain rigorous compliance, governance, and documentation standards, ensuring accurate record‑keeping, audit‑ready decision rationales, and effective data and document management across live appointments, particularly in sensitive or high‑risk cases
Serve as the central escalation and coordination point for financial‑crime issues, working closely with engagement teams, legal advisers, and internal compliance specialists to prevent regulatory breaches, protect the firm’s reputation, and enable safe continuation of appointments

What we offer

Core benefits including life cover, income protection and matched pension
Supporting your health with screening, dental and eye care and Doctor@Hand
Financial support through mortgage advice, will writing, investment accounts and more
Lifestyle benefits including buying holiday, bike schemes, discounts and cashback
Flexible working options

Fulltime

Risk Analyst II - Financial Crime Risk Investigative Analyst

We are seeking a high-caliber Financial Crime Risk Investigative Analyst to join...

Location

Canada , Ottawa

Salary:

38.46 USD / Hour

Randstad

Expiration Date

July 10, 2026

Requirements

2+ years of dedicated Risk Analyst experience
Fundamental understanding of AML operations, standards, laws, and regulatory rules
Proficiency in MS Office Suite and experience navigating complex computer applications
Undergraduate degree is preferred
High attention to detail, ability to handle confidential data with discretion, and strong written/verbal communication skills for internal reporting

Job Responsibility

Transaction Analysis: Conduct deep-dive analysis of transactional activity to identify risks, emerging trends, and potential suspicious activity
Risk Mitigation: Identify and manage risks, escalating non-standard or high-risk transactions to senior leadership as necessary
Subject Matter Expertise: Act as a specialist owner for AML/ATF and sanctions-related matters, providing subject matter expertise to internal colleagues
Due Diligence: Ensure 100% accuracy in all transactions and activities by performing necessary due diligence against global guidelines
Operational Excellence: Manage complex workflows across multiple systems and jurisdictions, prioritizing workload to meet strict Service Level Agreements (SLAs) and productivity KPIs

What we offer

Hybrid Flexibility: Enjoy a balance of 2 days onsite and 3 days remote (Monday and Friday are anchor onsite days)
Expert Training: 3 weeks of comprehensive theory, system, and AML-specific training to ensure your success
Impactful Work: Operate within the FCRM (Financial Crime Risk Management) business unit, protecting the bank and the global financial system
Stability: A full-year contract with the possibility of extension or permanent conversion based on performance and business needs

Fulltime

Financial Crime Transformation Lead

Compliance is a broad, multidisciplinary function at Barclays that oversees our ...

Location

United Kingdom , London; Northampton; Glasgow

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems
Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct
Conduct investigation of compliance risk events or breaches
Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences
Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank’s internal policies are aligned with international standards, including jurisdictional requirements
Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management
Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime
To contribute or set strategy, drive requirements and make recommendations for change
Plan resources, budgets, and policies
manage and maintain policies/ processes

Job Responsibility

To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities

What we offer

Hybrid working
Structured approach to hybrid working with fixed 'anchor' days
Supportive and inclusive culture and environment
Commitment to flexible working arrangements
Encouragement to embrace mobility and explore operations to build career
Opportunity to learn from a globally diverse mix of colleagues

Fulltime

Financial Intelligence Unit - Risk & Control Specialist

Supporting the delivery of the FIU’s global strategy for proactive, intelligence...

Location

United States , Whippany

Salary:

110000.00 - 135000.00 USD / Year

Barclays

Expiration Date

Until further notice

Requirements

Skilled in identifying, assessing, and monitoring risk with a comprehensive understanding of enterprise risk management, with a focus on financial crime and operational risk
Experience with controls testing, assessing the design, and operating effectiveness of financial crime controls
Working knowledge of Issues Management processes including the use of ORAC
Experience of working in a global financial crime environment

Job Responsibility

Perform controls testing
Manage issues through remediation
Assess audit and assurance findings
Produce accurate management information
Conduct quality assurance reviews of Suspicious Activity Investigations
Provide clear, actionable feedback on policy and process risks
Identification and evaluation of potential risks associated with non-compliance or unethical conduct and implement risk mitigation strategies
Leading the investigations into alleged violations of policies, regulations, or laws
Provision of training programs to enhance awareness of compliance issues and ethical conduct among colleagues
Documentation of investigation processes and provision of recommendations for corrective actions and improvements based on investigation findings

What we offer

Medical, dental and vision coverage
401(k)
Life insurance
Other paid leave for qualifying circumstances
Incentive award eligibility

Fulltime

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Financial Crime Specialist

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