Financial Crime Compliance Specialist Job at Quintet Private Bank (Luxembourg)

Financial Crimes Risk Specialist

The Financial Crimes Risk Specialist is responsible for supporting the ongoing i...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Experience in financial services, preferably in products, operations, and/or AML/sanctions investigations
Knowledge of the key Financial Crime regulations, risks, and typologies
Demonstrated ability and confidence to challenge business management and escalate issues
Experience in supporting the implementation of AML or sanctions programs
An understanding of the region and specific experience of Sanctions/ Sanctions operations is an advantage
Commercially minded, with good organizational and planning skills
Excellent verbal & written communication skills: ability to communicate clearly and concisely in all aspects of the job and with multiple audiences in mind
Ability to effectively manage competing priorities
Comfortable navigating complex, highly matrixed organizations
Excellent influencing and negotiation skills

Job Responsibility

Provide support to TTS Head of Financial Crimes Risk for Europe, UK, and MEA and lead various initiatives, for example related to Sanctions Screening, KYC, AML monitoring Anti-bribery and Corruption
Support Product teams to identify and assess Financial Crimes risk for new and enhanced products and innovative solutions
Build strong working relationships with 1st and 2nd line colleagues to ensure early engagement on new business initiatives to ensure timely support of commercial priorities and full adherence to global and regional risk management policies and procedures
Conduct reviews of Sanctions and AML processes and procedures across all product lines to ensure policy requirements are met, being fit for purpose and have been implemented consistently, with appropriate supporting documentation
Assess regulatory and business impact of proposed changes to Financial Crimes Risk policies/procedures/guidelines and work collaboratively with 2nd Line to ensure the business operates in line with regulatory requirements
Participate in various product related governance forums and be able to source information important for further assessment and management escalation
Support the TTS business in Financial Crimes related internal or external reviews, including managing exam preparation and deliverables
Produce and deliver communication plans to ensure timely and consistent awareness of changes in the Financial Crimes Risk policies/requirements by TTS Product and country teams
Coordinate and deliver targeted Financial Crimes Risk related training when necessary

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

BSA Specialist

This role involves ensuring compliance with the Bank Secrecy Act, Office of Fore...

Location

United States , Omaha

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

2-3 years BSA Experience e.g., bachelor's degree in finance, accounting, or a related field
Strong understanding of BSA, USA Patriot Act, OFAC, FinCEN guidelines, and all related regulations
Excellent written and verbal communication skills
Strong investigative and problem-solving skills
Proficiency in MS Office (Word/Excel/PowerPoint) and banking software systems (e.g., FIS, Jack Henry, Verafin)
Demonstrated ability to prioritize tasks and meet deadlines
Capability to work independently and collaboratively in a team setting

Job Responsibility

Research, analyze, and review automated alerts to identify potentially suspicious AML/Countering the Financing of Terrorism (CTF) activity
Evaluate alerts to determine if they can be closed or escalated for further investigation, documenting findings accurately and thoroughly
Partner with internal teams to collect information, conduct investigations, and escalate cases when warranted
Prepare and file timely Suspicious Activity Reports (SARs) and Currency Transaction Reports (CTRs) as required by regulatory guidelines
Compare anticipated customer activity to recorded activities and identify discrepancies or unusual patterns
Stay up to date on BSA/AML regulations, criminal schemes, risk typologies, and investigative techniques
Collaborate with branch and department managers to gather and verify information pertinent to investigations
Maintain comprehensive records of all alert reviews and investigations in compliance with regulatory requirements

What we offer

Access to top jobs
competitive compensation and benefits
free online training
medical, vision, dental, and life and disability insurance
eligibility to enroll in company 401(k) plan

Fulltime

Regulatory Policy Adviser

The Regulatory Policy Adviser plays a key role in supporting Chase de Vere’s com...

Location

Salary:

Not provided

Chase de Vere

Expiration Date

Until further notice

Requirements

Good understanding of regulations applicable to a financial services firm offering financial advice and discretionary management services
Strong understanding of financial crime, including anti-money laundering, anti-bribery and corruption and fraud
Understanding of Data Protection regulation, including the GDPR
Industry experience in a relevant role in an FCA authorised financial services firm
Working within a multifaceted team and with a range of stakeholders
Interpreting the requirements of the FCA Handbook
Communicating effectively with stakeholders
Effective time management, including prioritising work and meeting deadlines
Writing communications and policy for a wide audience
Data analysis using Excel

Job Responsibility

Support the organisation in managing financial crime risk by conducting client due diligence reviews and investigating potential instances of fraud
Administer the training and competence scheme, including assisting advisers on their path to achieving competent adviser status, supporting the broader business in complying with SM&CR requirements, and overseeing the management of specialist licence controls
Serve as a point of contact for complex or non-routine regulatory queries, taking appropriate action to ensure timely and effective resolution
Maintain the Regulatory section of the intranet by updating content with new documents and revisions and removing obsolete material
Draft and update policies and guidance to a high standard, ensuring accuracy and suitability for the intended audience
Prepare and circulate the monthly Regulatory Bulletin
Review and assess the organisation’s Financial Promotions to confirm factual accuracy and compliance with regulatory standards
Produce Management Information to keep the Compliance Manager and Head of Risk and Compliance appropriately informed of activities within the L&R teams

What we offer

Opportunity to earn an annual bonus
25 days holiday, plus bank holidays
A day off for your birthday
Life assurance – 4 x salary
Comprehensive induction and training programme
Funded exams and paid study leave
A wide range of voluntary flexible benefits to suit your individual needs
The option to buy additional holiday days
Cycle to work Scheme
Two paid volunteering days each year, to support your local community

Junior AML/KYC Specialist

Sopra Steria Bulgaria is looking for a Junior AML/KYC Specialist (Banking) with ...

Location

Bulgaria , Sofia

Salary:

Not provided

Sopra Steria

Expiration Date

Until further notice

Requirements

Bachelor’s university degree
At least 1 year of experience in Anti-Financial Crime, AML, or Compliance roles
Common knowledge and understanding of financial products and office applications
Good in English and German
Analytical, investigative, and decision-making skills
Detail-oriented, diligent, and reliable work ethic
Readiness to learn and adapt to the client and organisation’s environment and processes

Job Responsibility

Support the project team with daily AML/KYC-related topics, documents and transactions review, preparing assessments on particular customers and case studies
Actively participate in team activities, meetings, and training to develop knowledge and integrate better
Demonstrate a foundational understanding of regulations on Financial Crime, AML, sanctions, and KYC
Develop analytical, investigative, and decision-making capabilities

What we offer

Competitive remuneration package
26 days of annual paid leave
Comprehensive health, life, and travel insurance
Extensive professional training programmes
Flat organisational structure
Team events in Bulgaria and Germany
Multisport cards/vouchers
Modern office facilities are conveniently located at Metro Station G.M. Dimitrov Blvd

Fulltime

Financial Crime Investigations Specialist

We’re on a mission to make investing better for everyone in Europe. More specifi...

Location

Estonia , Tallinn

Salary:

Not provided

Conclusive Financial

Expiration Date

Until further notice

Requirements

2+ years of experience in a Financial Crime, AML, or related compliance role within a regulated financial services firm in the UK or EEA is required
Proven experience designing and implementing compliance processes and workflows from the ground up
Demonstrated ability to work cross-functionally with Legal, Product, and Engineering teams
Exceptional written and spoken English, with the ability to communicate clearly with customers, partners, and internal stakeholders on a daily basis
A strong willingness to learn is required

Job Responsibility

Investigate unusual customer behavior and potential indicators of financial crime
Review and assess payment patterns to detect and escalate suspicious activity related to money laundering, fraud, and other financial crimes
Conduct detailed case investigations using internal tools, open-source intelligence, and third-party data providers
Prepare internal Suspicious Activity Reports (SARs) and support external reporting as required
Coordinate with “Know Your Customer” (KYC), “Know Your Business” (KYB), Payments and Support functions to address cross-functional risks and ensure consistent controls
Collaborate with Legal and Compliance functions on complex case reviews
Monitor regulatory developments and evolving typologies to enhance internal detection capabilities
Support training and awareness initiatives on financial crime prevention across the business
Work cross-functionally with KYC and KYB to provide investigative support or help with due diligence activities during peak periods, ensuring critical compliance tasks are completed without delay

What we offer

A competitive startup package with stock options that vest monthly after a one-year cliff
Brand new office in Tallinn (Kalamaja)
Flexible working hours
A flexible approach to working remotely - 2 remote days per week
Private health insurance
All the usual office facilities, including free tea, coffee & snacks
Dog-friendly office
Bike parking and showers

Regulatory Affairs Analyst

Help interpret regulatory changes and ensure our products, policies, and communi...

Location

Ireland , Dublin

Salary:

Not provided

GoFundMe

Expiration Date

Until further notice

Requirements

1-2 years of experience in financial crime investigations, data analysis, or compliance
Bachelor’s degree in Data Science, Economics, Finance, Criminal Justice, Mathematics, or a related field
Strong proficiency in data analysis tools (e.g. Looker, SQL, Excel) and transaction monitoring systems
Knowledge of financial crime laws and regulations, including AML, KYC, and sanctions compliance, and experience with legislative analysis
Ability to synthesize complex data and legal information into actionable insights
Excellent written and verbal communication skills, with the ability to present findings clearly to both technical and non-technical audiences
Fluency in English and one of either: Spanish, French, German, or Italian
Professional certifications such as CAMS (Certified Anti-Money Laundering Specialist) or equivalent are a plus
Strong ethical standards and discretion when handling sensitive information

Job Responsibility

Conduct complex investigations into potential financial crimes, including fraud, money laundering, and sanctions compliance, using advanced data analysis and research methodologies
Lead comprehensive investigations, gathering evidence, analyzing user and transaction behavior, and working cross-functionally to mitigate risks
Analyze large, complex datasets to detect suspicious activity, leveraging advanced analytical tools and techniques
Provide legislative analysis to ensure compliance with emerging laws and regulations, interpreting their impact on financial crime prevention strategies, donation volume, and customer experience
Prepare detailed investigative and legislative reports for senior management, law enforcement, and regulatory authorities, clearly documenting findings and recommendations
Collaborate with internal teams (compliance, legal, risk) and external law enforcement or regulatory bodies to manage financial crime cases
Stay informed on new financial crime trends and legislative changes, contributing to the improvement of policies and procedures for fraud detection and prevention

What we offer

Make an Impact: Be part of a mission-driven organization making a positive difference in millions of lives every year
Innovative Environment: Work with a diverse, passionate, and talented team in a fast-paced, forward-thinking atmosphere
Collaborative Team: Join a fun and collaborative team that works hard and celebrates success together
Competitive Benefits: Enjoy competitive pay and comprehensive healthcare benefits
Holistic Support: Enjoy financial assistance for things like hybrid work, family planning, along with generous parental leave, flexible time-off policies, and mental health and wellness resources to support your overall well-being
Growth Opportunities: Participate in learning, development, and recognition programs to help you thrive and grow
Commitment to DEI: Contribute to diversity, equity, and inclusion through ongoing initiatives and employee resource groups
Community Engagement: Make a difference through our volunteering program

AML/KYC Specialist

Sopra Steria Bulgaria is the service and competence centre of the Sopra Steria G...

Location

Bulgaria , Sofia

Salary:

Not provided

Sopra Steria

Expiration Date

Until further notice

Requirements

Completed a degree in Economics, Law, or Humanitarian studies
Fluency in English and German language proficiency (minimum B2 Level)
Minimum of 2 years of experience in Anti-Financial-Crime (AML) or KYC, preferably in Banking, Fintech, Blockchain, or related fields
Exceptional analytical thinking skills and commitment to high-quality work standards
Demonstrated ability to identify suspicious activity with meticulous attention to detail
Proven capacity to work independently and collaboratively in a global team environment, including remote teams
Comprehensive understanding of basic banking processes

Job Responsibility

Transaction monitoring involves analysing transactions to look for signs of financial crime
Authority requests monitoring and handling
PEP/Sanctions screening
Preparation and distribution of reports and data-based analyses
Execution and support of operational processes in the Banking environment
Support projects with ad-hoc reporting data, implement changes to known workflows if necessary

What we offer

Competitive remuneration package
26 days of annual paid leave
Comprehensive health, life, and travel insurance
Extensive professional training programmes
Flat organisational structure
Team events in Bulgaria and Germany
Multisport cards/vouchers
Modern office facilities conveniently located at Metro Station G.M. Dimitrov Blvd

Fulltime