Financial Crime Compliance Specialist Job at Quintet Private Bank (Luxembourg)

Financial Crime Compliance Specialist

The Financial Crime Compliance ("FCC") Specialist is a subject matter expert wit...

Location

Germany , Frankfurt

Salary:

Not provided

Quintet Private Bank

Expiration Date

Until further notice

Requirements

Higher Education (University / Bachelor)
More than 5 years experience in a similar role
Good working knowledge of the German FCC (AML/CFT/Fraud/Bribery&Corruption/Tax Evasion) regulatory environment including Suspicious Activity/Transaction Reporting
Experience of drawing up and maintaining policies on regulatory requirements, associated controls and Risk Assessments
Solid understanding of Private Banking business and Asset Servicing business models
Proven relevant experience in an Tier 1 private bank/ wealth or asset manager/ regulator/ legal or professional services firm
Good understanding of technical aspects of monitoring & screening systems relevant to Financial Crime Compliance
MS Office proficiency
English and German: Fluent

Job Responsibility

Act as the escalation and primary advisor on FCC related matters
support in conducting risk assessments to identify and mitigate FCC-related risks
support in drafting and reviewing locally related FCC related appendices to group policies
support in high risk client file review, client investigation and escalated level 3 alerts
support in overseeing the sanctions screening process for KYT/Ex Post Transaction Monitoring
support in overseeing FCC-related investigations, and drafting SAR/STR reports
Partner with legal, compliance teams, risk, and business functions to integrate sanctions controls
support in interaction with regulators
Identifying new relevant initiatives from the German and other EU regulators
carry out all duties in strict accordance with Quintet’s Code of Conduct

Financial Crime Specialist

Wells Fargo is seeking a Financial Crime specialist

Location

India , Bengaluru

Salary:

Not provided

Wells Fargo

Expiration Date

July 16, 2026

Requirements

2+ years of Financial Crimes, Operational Risk, Fraud, Sanctions, Anti-Bribery, Corruption experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Job Responsibility

Participate in complex initiatives and identify opportunity for process improvements within scope of responsibilities
Perform risk assessment and modeling to provide input and recommendations for financial crimes strategies and models
Evaluate the adequacy and effectiveness of policies, procedures, processes and internal controls
Conduct data and onsite reviews, review findings, determine risk level and recommend fraud prevention strategies
Review and assess business, operational, or technical assignments or challenges that require research, evaluation, and selection of alternatives, and exercise independent judgment to guide medium risk deliverables
Perform investigative research, root cause evaluation and consulting regarding complex financial crimes transactions, policy violations and suspicious situations with moderate to high risk
Perform detailed examination to detect transactional and relationship patterns, trends, anomalies and schemes across multiple businesses or products
Act as an escalation point for more complex cases
Present recommendations for resolving more complex situations and exercise independent judgment while developing full knowledge proficiency in the function, policies, procedures and compliance requirements
Take action on control failures in bank processes and procedures

Fulltime

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Financial Crime Investigations Specialist

We’re on a mission to make investing better for everyone in Europe. More specifi...

Location

Estonia , Tallinn

Salary:

Not provided

Conclusive Financial

Expiration Date

Until further notice

Requirements

2+ years of experience in a Financial Crime, AML, or related compliance role within a regulated financial services firm in the UK or EEA is required
Proven experience designing and implementing compliance processes and workflows from the ground up
Demonstrated ability to work cross-functionally with Legal, Product, and Engineering teams
Exceptional written and spoken English, with the ability to communicate clearly with customers, partners, and internal stakeholders on a daily basis
A strong willingness to learn is required

Job Responsibility

Investigate unusual customer behavior and potential indicators of financial crime
Review and assess payment patterns to detect and escalate suspicious activity related to money laundering, fraud, and other financial crimes
Conduct detailed case investigations using internal tools, open-source intelligence, and third-party data providers
Prepare internal Suspicious Activity Reports (SARs) and support external reporting as required
Coordinate with “Know Your Customer” (KYC), “Know Your Business” (KYB), Payments and Support functions to address cross-functional risks and ensure consistent controls
Collaborate with Legal and Compliance functions on complex case reviews
Monitor regulatory developments and evolving typologies to enhance internal detection capabilities
Support training and awareness initiatives on financial crime prevention across the business
Work cross-functionally with KYC and KYB to provide investigative support or help with due diligence activities during peak periods, ensuring critical compliance tasks are completed without delay

What we offer

A competitive startup package with stock options that vest monthly after a one-year cliff
Brand new office in Tallinn (Kalamaja)
Flexible working hours
A flexible approach to working remotely - 2 remote days per week
Private health insurance
All the usual office facilities, including free tea, coffee & snacks
Dog-friendly office
Bike parking and showers

Trade Compliance Specialist

We are seeking a Trade Compliance Screening Analyst to support Vodafone and VOIS...

Location

Romania , Bucuresti

Salary:

Not provided

Vodafone

Expiration Date

Until further notice

Requirements

1–3 years of experience in sanctions screening, export controls, compliance, or financial crime prevention
working knowledge of sanctions, anti-bribery, or Politically Exposed Persons (PEP) checks and experience using compliance tools such as Dow Jones, D&B, World-Check, LexisNexis, or adverse media screening platforms
exceptional attention to detail
strong analytical and critical thinking skills
ability to work methodically in a high-volume environment
ICA, CGSS, CAMS, or similar compliance-related certifications (desirable)
experience in a shared services or telecommunications environment (desirable)

Job Responsibility

Review screening hits generated by the screening solution, analyzing data fields and identifiers that triggered potential or confirmed matches
Apply structured assessment logic, using strong and weak identifier methodologies, to determine whether hits are true matches, false positives, or require escalation
Conduct enhanced due diligence activities where required, such as registry checks, public-source research, and geographic validations, in line with written procedures
Escalate potential matches, unresolved cases, and all hits involving Tier 1 or Tier 2 jurisdictions to the second line, ensuring accurate and complete escalation documentation
Work collaboratively with internal stakeholders to support the timely and effective resolution of flagged cases
Maintain awareness of global sanctions and export control regimes, including OFAC, EU, and UN lists, and relevant regulatory developments
Contribute to periodic reviews and continuous improvement of Trade Compliance screening processes
Execute data control activities to ensure accuracy, completeness, and adherence to defined activity standards
Respond to queries promptly and accurately, ensuring systems and work databases are kept up to date
Undertake additional job-related tasks aligned to business needs, as assigned by the supervisor

What we offer

Hybrid way of working: 2 days from office per week (8 per month)
Medical and dental services
Life and hospitalization insurance
Dedicated employee phone subscription
Take control of your benefits and choose any of the following options: meal tickets / private pension / vacation vouchers / cultural vouchers - within the budget
Special discounts for gyms and retailers
Annual Company Bonus
Ongoing Education
You get to work with tried and trusted web-technology
23 days off

Fulltime

Financial Crime Risk Manager (Insolvency & Restructuring)

Every day our teams help people in businesses and communities to do what is righ...

Location

United Kingdom , London, Manchester

Salary:

Not provided

Grant Thornton UK LLP

Expiration Date

Until further notice

Requirements

Strong hands‑on experience in financial‑crime risk management, including AML, sanctions, due diligence, and suspicious‑activity matters within complex or high‑risk environments. AML, CDD diploma qualifications
Proven ability to act as an embedded first‑line specialist, making case‑level financial‑crime decisions within delegated authority
Confident adviser to IPs, partners, and case teams on live, high‑risk engagements
Sound understanding of regulatory, ethical, and escalation requirements, with strong judgement and documentation standards

Job Responsibility

Act as the embedded first‑line financial‑crime specialist on insolvency and restructuring appointments, identifying, assessing, and resolving AML, sanctions, fraud, and other financial‑crime risks on complex and often time‑critical cases, while supporting Insolvency Practitioners (IPs) in meeting their regulatory obligations
Exercise delegated first‑line decision‑making authority, making case‑level judgements on client due diligence, sanctions exposure, suspicious activity, screening outcomes, and risk mitigations, escalating matters beyond mandate to the Associate Director and second‑line Financial Crime Compliance where required
Advise partners, directors, and case teams on financial‑crime strategy, analysing intelligence, documentation, and stakeholder information to identify red flags, recommend pragmatic actions, and balance regulatory compliance with commercial delivery of the appointment
Maintain rigorous compliance, governance, and documentation standards, ensuring accurate record‑keeping, audit‑ready decision rationales, and effective data and document management across live appointments, particularly in sensitive or high‑risk cases
Serve as the central escalation and coordination point for financial‑crime issues, working closely with engagement teams, legal advisers, and internal compliance specialists to prevent regulatory breaches, protect the firm’s reputation, and enable safe continuation of appointments

What we offer

Core benefits including life cover, income protection and matched pension
Supporting your health with screening, dental and eye care and Doctor@Hand
Financial support through mortgage advice, will writing, investment accounts and more
Lifestyle benefits including buying holiday, bike schemes, discounts and cashback
Flexible working options

Fulltime

Business Oversight Compliance Specialist - Operations & Functions

Business Oversight Compliance (BOC) activities for Barclays Europe (BE) focus on...

Location

Ireland; France , Dublin; Paris

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Extensive experience in Compliance and the delivery of Compliance training and representation of BE Compliance at key industry forums
Experience working within an EU-regulated firm, and a recognised compliance qualification (e.g. LCI)
Strong stakeholder management skills to support effective collaboration with Operations and Functions

Job Responsibility

Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems
Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct
Conduct investigation of compliance risk events or breaches. Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences
Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank’s internal policies are aligned with international standards, including jurisdictional requirements
Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management
Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime

What we offer

Wellness rooms
gyms
mental health support
modern workspaces
collaborative areas
state-of-the-art meeting rooms
on-site cafeterias
fitness centers
tech-equipped workstations

Fulltime

Compliance Senior Specialist

Wise is a global technology company, building the best way to move and manage th...

Location

United States , Austin

Salary:

82000.00 - 110000.00 USD / Year

Assessfirst

Expiration Date

Until further notice

Requirements

Knowledge of money transmission, consumer compliance regulations (Reg E, UDAAP, E-Sign Act, etc.) and compliance management systems and Financial crime regulations (OFAC, FinCEN, BSA etc.)
Three or more years experience in a compliance, risk, or legal role at a fintech company, money service business (MSB), or another regulated financial institution
Proven ability to synthesize complex regulatory updates into actionable data trends and establish metrics to measure compliance program effectiveness
Direct experience working with internal cross-functional stakeholders including product, operation, finance, legal, and people teams
Communicating effectively with external stakeholders including auditors and regulators
Very detail oriented
Strong research and analytical skills
Excellent written and verbal communication
Highly organized and proactive
Experience (or interest) in working at a fast-paced internet, technology, or financial services companies in risk or compliance

Job Responsibility

Horizon Scanning & Regulatory Intelligence: Monitor, identify, and track proposed and final regulations, guidance, and enforcement actions from key US regulators (e.g., CFPB, FinCEN, OCC, FTC, state banking departments like NYDFS).Establish KPIs and reporting metrics to regularly assess the effectiveness, coverage, and speed of our scanning program
Regulatory Advisory Support: Support Compliance in conducting impact assessments for new laws and regulations, summarizing this information to provide leadership with actionable data trends on emerging regulatory risks.. Also, assist in translating complex regulatory requirements into actionable business and product requirements for our internal teams
Policy Governance and Management: Assist in the end-to-end lifecycle of our compliance policies and procedures, including drafting, reviewing, and updating documents to reflect new regulations or business changes. Develop and enhance controls to ensure compliance with new regulatory changes/updates
General Compliance Support: Assist in gathering information for regulatory inquiries, examinations, and internal audits. Develop and maintain dashboards or reporting structures that track regulatory changes and policy health for management visibility. Also, participate in special projects and initiatives as directed by the Compliance Lead

Fulltime

Compliance Investigations Specialist

We are seeking a hands‑on Internal Investigations Specialist to support our Glob...

Location

United States of America , Charlotte

Salary:

Not provided

Circle K

Expiration Date

Until further notice

Requirements

Bachelor’s degree in Law, Criminal Justice, Accounting, Business, or a related field
Preferred certifications: CFE (Certified Fraud Examiner), CIA (Certified Internal Auditor), CAMS (Certified Anti‑Money Laundering Specialist), CCEP/LPEC or similar compliance certifications
5-8 years of experience in internal investigations, compliance, forensic auditing, risk management, or corporate ethics
Strong familiarity with regulatory expectations and investigative best practices within highly regulated environments
Experience with high‑volume retail, energy/fuel, tobacco, lottery/gaming, or financial‑crime‑exposed industries is an asset
Skilled in conducting difficult interviews, analyzing complex fact patterns, and preparing high‑quality investigative reports
Ability to work with cross‑functional leaders, influence decision‑making, and navigate sensitive or confidential matters
Strong ethical judgment and integrity
Excellent collaborator and team player
Effective communicator with strong interpersonal skills

Job Responsibility

Manage end‑to‑end cases: intake, evidence collection, interviews, documentation, and reporting
Investigate fraud, theft, misconduct, bribery/corruption, conflicts of interest, and AML concerns
Apply structured, objective, and consistent investigative methodologies
Draft clear, practical reports for leadership and cross‑functional teams
Maintain confidentiality, data integrity, and proper handling of evidence
Partner with Internal Audit to share insights, trends, and root‑cause findings
Work with HR on employee‑related investigations and workplace concerns
Collaborate with Operations, Loss Prevention, Finance, Legal, and IT Security for fact‑finding and remediation
Bring a team‑oriented, solution‑focused mindset to cross‑functional work
Apply working knowledge of anti‑corruption, AML, and retail regulatory requirements

Fulltime

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Financial Crime Compliance Specialist

Job Description

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