Financial Crime Compliance Specialist Job at Quintet Private Bank (Frankfurt)

Regulatory Policy Adviser

The Regulatory Policy Adviser plays a key role in supporting Chase de Vere’s com...

Location

Salary:

Not provided

Chase de Vere

Expiration Date

Until further notice

Requirements

Good understanding of regulations applicable to a financial services firm offering financial advice and discretionary management services
Strong understanding of financial crime, including anti-money laundering, anti-bribery and corruption and fraud
Understanding of Data Protection regulation, including the GDPR
Industry experience in a relevant role in an FCA authorised financial services firm
Working within a multifaceted team and with a range of stakeholders
Interpreting the requirements of the FCA Handbook
Communicating effectively with stakeholders
Effective time management, including prioritising work and meeting deadlines
Writing communications and policy for a wide audience
Data analysis using Excel

Job Responsibility

Support the organisation in managing financial crime risk by conducting client due diligence reviews and investigating potential instances of fraud
Administer the training and competence scheme, including assisting advisers on their path to achieving competent adviser status, supporting the broader business in complying with SM&CR requirements, and overseeing the management of specialist licence controls
Serve as a point of contact for complex or non-routine regulatory queries, taking appropriate action to ensure timely and effective resolution
Maintain the Regulatory section of the intranet by updating content with new documents and revisions and removing obsolete material
Draft and update policies and guidance to a high standard, ensuring accuracy and suitability for the intended audience
Prepare and circulate the monthly Regulatory Bulletin
Review and assess the organisation’s Financial Promotions to confirm factual accuracy and compliance with regulatory standards
Produce Management Information to keep the Compliance Manager and Head of Risk and Compliance appropriately informed of activities within the L&R teams

What we offer

Opportunity to earn an annual bonus
25 days holiday, plus bank holidays
A day off for your birthday
Life assurance – 4 x salary
Comprehensive induction and training programme
Funded exams and paid study leave
A wide range of voluntary flexible benefits to suit your individual needs
The option to buy additional holiday days
Cycle to work Scheme
Two paid volunteering days each year, to support your local community

Junior AML/KYC Specialist

Sopra Steria Bulgaria is looking for a Junior AML/KYC Specialist (Banking) with ...

Location

Bulgaria , Sofia

Salary:

Not provided

Sopra Steria

Expiration Date

Until further notice

Requirements

Bachelor’s university degree
At least 1 year of experience in Anti-Financial Crime, AML, or Compliance roles
Common knowledge and understanding of financial products and office applications
Good in English and German
Analytical, investigative, and decision-making skills
Detail-oriented, diligent, and reliable work ethic
Readiness to learn and adapt to the client and organisation’s environment and processes

Job Responsibility

Support the project team with daily AML/KYC-related topics, documents and transactions review, preparing assessments on particular customers and case studies
Actively participate in team activities, meetings, and training to develop knowledge and integrate better
Demonstrate a foundational understanding of regulations on Financial Crime, AML, sanctions, and KYC
Develop analytical, investigative, and decision-making capabilities

What we offer

Competitive remuneration package
26 days of annual paid leave
Comprehensive health, life, and travel insurance
Extensive professional training programmes
Flat organisational structure
Team events in Bulgaria and Germany
Multisport cards/vouchers
Modern office facilities are conveniently located at Metro Station G.M. Dimitrov Blvd

Fulltime

New

Financial Crime Risk Manager (Insolvency & Restructuring)

Every day our teams help people in businesses and communities to do what is righ...

Location

United Kingdom , London, Manchester

Salary:

Not provided

Grant Thornton UK LLP

Expiration Date

Until further notice

Requirements

Strong hands‑on experience in financial‑crime risk management, including AML, sanctions, due diligence, and suspicious‑activity matters within complex or high‑risk environments. AML, CDD diploma qualifications
Proven ability to act as an embedded first‑line specialist, making case‑level financial‑crime decisions within delegated authority
Confident adviser to IPs, partners, and case teams on live, high‑risk engagements
Sound understanding of regulatory, ethical, and escalation requirements, with strong judgement and documentation standards

Job Responsibility

Act as the embedded first‑line financial‑crime specialist on insolvency and restructuring appointments, identifying, assessing, and resolving AML, sanctions, fraud, and other financial‑crime risks on complex and often time‑critical cases, while supporting Insolvency Practitioners (IPs) in meeting their regulatory obligations
Exercise delegated first‑line decision‑making authority, making case‑level judgements on client due diligence, sanctions exposure, suspicious activity, screening outcomes, and risk mitigations, escalating matters beyond mandate to the Associate Director and second‑line Financial Crime Compliance where required
Advise partners, directors, and case teams on financial‑crime strategy, analysing intelligence, documentation, and stakeholder information to identify red flags, recommend pragmatic actions, and balance regulatory compliance with commercial delivery of the appointment
Maintain rigorous compliance, governance, and documentation standards, ensuring accurate record‑keeping, audit‑ready decision rationales, and effective data and document management across live appointments, particularly in sensitive or high‑risk cases
Serve as the central escalation and coordination point for financial‑crime issues, working closely with engagement teams, legal advisers, and internal compliance specialists to prevent regulatory breaches, protect the firm’s reputation, and enable safe continuation of appointments

What we offer

Core benefits including life cover, income protection and matched pension
Supporting your health with screening, dental and eye care and Doctor@Hand
Financial support through mortgage advice, will writing, investment accounts and more
Lifestyle benefits including buying holiday, bike schemes, discounts and cashback
Flexible working options

Fulltime

Financial Crime Investigations Specialist

We’re on a mission to make investing better for everyone in Europe. More specifi...

Location

Estonia , Tallinn

Salary:

Not provided

Conclusive Financial

Expiration Date

Until further notice

Requirements

2+ years of experience in a Financial Crime, AML, or related compliance role within a regulated financial services firm in the UK or EEA is required
Proven experience designing and implementing compliance processes and workflows from the ground up
Demonstrated ability to work cross-functionally with Legal, Product, and Engineering teams
Exceptional written and spoken English, with the ability to communicate clearly with customers, partners, and internal stakeholders on a daily basis
A strong willingness to learn is required

Job Responsibility

Investigate unusual customer behavior and potential indicators of financial crime
Review and assess payment patterns to detect and escalate suspicious activity related to money laundering, fraud, and other financial crimes
Conduct detailed case investigations using internal tools, open-source intelligence, and third-party data providers
Prepare internal Suspicious Activity Reports (SARs) and support external reporting as required
Coordinate with “Know Your Customer” (KYC), “Know Your Business” (KYB), Payments and Support functions to address cross-functional risks and ensure consistent controls
Collaborate with Legal and Compliance functions on complex case reviews
Monitor regulatory developments and evolving typologies to enhance internal detection capabilities
Support training and awareness initiatives on financial crime prevention across the business
Work cross-functionally with KYC and KYB to provide investigative support or help with due diligence activities during peak periods, ensuring critical compliance tasks are completed without delay

What we offer

A competitive startup package with stock options that vest monthly after a one-year cliff
Brand new office in Tallinn (Kalamaja)
Flexible working hours
A flexible approach to working remotely - 2 remote days per week
Private health insurance
All the usual office facilities, including free tea, coffee & snacks
Dog-friendly office
Bike parking and showers

Regulatory Affairs Analyst

Help interpret regulatory changes and ensure our products, policies, and communi...

Location

Ireland , Dublin

Salary:

Not provided

GoFundMe

Expiration Date

Until further notice

Requirements

1-2 years of experience in financial crime investigations, data analysis, or compliance
Bachelor’s degree in Data Science, Economics, Finance, Criminal Justice, Mathematics, or a related field
Strong proficiency in data analysis tools (e.g. Looker, SQL, Excel) and transaction monitoring systems
Knowledge of financial crime laws and regulations, including AML, KYC, and sanctions compliance, and experience with legislative analysis
Ability to synthesize complex data and legal information into actionable insights
Excellent written and verbal communication skills, with the ability to present findings clearly to both technical and non-technical audiences
Fluency in English and one of either: Spanish, French, German, or Italian
Professional certifications such as CAMS (Certified Anti-Money Laundering Specialist) or equivalent are a plus
Strong ethical standards and discretion when handling sensitive information

Job Responsibility

Conduct complex investigations into potential financial crimes, including fraud, money laundering, and sanctions compliance, using advanced data analysis and research methodologies
Lead comprehensive investigations, gathering evidence, analyzing user and transaction behavior, and working cross-functionally to mitigate risks
Analyze large, complex datasets to detect suspicious activity, leveraging advanced analytical tools and techniques
Provide legislative analysis to ensure compliance with emerging laws and regulations, interpreting their impact on financial crime prevention strategies, donation volume, and customer experience
Prepare detailed investigative and legislative reports for senior management, law enforcement, and regulatory authorities, clearly documenting findings and recommendations
Collaborate with internal teams (compliance, legal, risk) and external law enforcement or regulatory bodies to manage financial crime cases
Stay informed on new financial crime trends and legislative changes, contributing to the improvement of policies and procedures for fraud detection and prevention

What we offer

Make an Impact: Be part of a mission-driven organization making a positive difference in millions of lives every year
Innovative Environment: Work with a diverse, passionate, and talented team in a fast-paced, forward-thinking atmosphere
Collaborative Team: Join a fun and collaborative team that works hard and celebrates success together
Competitive Benefits: Enjoy competitive pay and comprehensive healthcare benefits
Holistic Support: Enjoy financial assistance for things like hybrid work, family planning, along with generous parental leave, flexible time-off policies, and mental health and wellness resources to support your overall well-being
Growth Opportunities: Participate in learning, development, and recognition programs to help you thrive and grow
Commitment to DEI: Contribute to diversity, equity, and inclusion through ongoing initiatives and employee resource groups
Community Engagement: Make a difference through our volunteering program