Financial Controls Analyst - Business Process Automated Controls, Wells Fargo

Wells Fargo

Location:
United States, IRVING ▼
CHARLOTTE
MINNEAPOLIS

Category:
Finance

Contract Type:
Not provided

Salary:

63600.00 - 113000.00 USD / Year

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Job Description:

Wells Fargo is seeking a Financial Controls Analyst within the Enterprise COSO testing team. The Enterprise Finance function contains the Corporate Controllers division, which includes the Enterprise Controls & Oversight (EC&O) group. The Enterprise COSO testing team is a component of EC&O. Enterprise COSO testing professionals will have enterprise-wide exposure to key stakeholders within the external financial/risk/regulatory reporting infrastructure. The Enterprise COSO testing team supports the Company’s on-going objective of maintaining an industry-leading information technology control environment.

Job Responsibility:

Consult with IT, the line of business and/or enterprise functions on financial reporting, information technology governance, and controls and oversight matters
Identify compliance and risk management requirements for supported line of business area
Provide oversight for control testing and monitoring involving moderate to complex subject matter or control areas
Communicate and provide consultation regularly with stakeholders throughout the enterprise
Implement, operate, and report results of certain elements of the company's policy, governance and oversight framework
Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
Perform walkthroughs of significant processes and ensuring required COSO documentation is accurate and reflects relevant risk and key controls
Validate and provide credible challenge to identified shared services, third-party service providers, and significant applications
Perform COSO control testing of key business process automated controls, including design effectiveness assessments and operating effectiveness testing
Validate and challenge documentation of control deficiencies, including issue description, root cause, unmitigated impact, and corrective actions
Analyze the severity of control deficiencies and their impact to internal control over financial reporting
Validate corrective actions and issues
Build relationships and collaborate with key stakeholders in the SEC and Regulatory Reporting internal control infrastructures
Assist with projects impacting the team, including identification of risks and consulting on controls for newly implemented processes and applications

Requirements:

2+ years of Finance, Accounting, Analytics, Reporting or Business and Technology Audit experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Experience assessing and documenting financial and/or regulatory risks and controls
Internal controls testing experience including business process manual controls, automated controls, and/or IT General Controls (ITGC)
Experience identifying business process automated controls and developing and executing test plans for business process automated controls, including segregation of duties, configurations, and interfaces
Experience partnering with financial and IT audit teams on integrated audits
Experience with large professional services firms
Experience with large financial institutions
A BS/BA degree or higher in one or a combination of the following: Finance, Accounting, Analytics, Reporting, or Information Technology
Excellent verbal, written, and interpersonal communication skills
Ability to present results of analyses and recommendations
Intermediate Microsoft Office skills
One or more of the following certifications: CPA, CIA, CISA
Knowledge and understanding of regulatory agencies: Federal Reserve and OCC

Nice to have:

Experience with large professional services firms
Experience with large financial institutions
One or more of the following certifications: CPA, CIA, CISA
Knowledge and understanding of regulatory agencies: Federal Reserve and OCC

What we offer:

Health benefits
401(k) Plan
Paid time off
Disability benefits
Life insurance, critical illness insurance, and accident insurance
Parental leave
Critical caregiving leave
Discounts and savings
Commuter benefits
Tuition reimbursement
Scholarships for dependent children
Adoption reimbursement

Additional Information:

Job Posted:
April 25, 2025

Expiration:
May 01, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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Financial Controls Analyst - Business Process Automated Controls