Financial Compliance Auditor Job at Navarro Inc (Oak Ridge, Tennessee)

Compliance Auditor

We are currently sourcing for an Auditor to support a regional bank in the great...

Location

United States , Waltham, MA

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Bachelors degree in a business related field, preferably Accounting, Finance, Information Systems, or Audit
Minimum of 3+ years of related experience in an audit firm and/or organization
bank experience a plus
Knowledge of and/or experience with general IT controls preferred
Basic understanding of bank operations
Strong working knowledge of Windows – Word, Excel, etc. and the ability to learn new digital platforms
Strong statistical analysis skills
Excellent verbal and written communication and interpersonal skills
Ability to organize and prioritize work assignments and projects
Ability to travel freely among all banking locations

Job Responsibility

Perform segments of financial, operational, compliance and follow-up audits of all bank operations, including retail banking, deposit operations, lending, pension trust, information systems and accounting, as well as any Bank subsidiaries or affiliates
Analyze and document process flows (i.e. flow charts, narratives and matrixes), to assist in the identification of control deficiencies as well to assist in the development of test plans
Perform analysis of controls, identifying areas of exposure, and recommend changes in procedures/processing to reduce risk, with limited supervision
Assist in developing and maintaining audit engagement planning, audit objectives and programs for activities under review
Prepare audit work papers and documentation detailing work performed in a clear and concise format
Report results of audit work performed to Internal Audit Management and prepare audit reports comment sheets as necessary
Verify compliance to key controls by inquiry, observation, or examination of documents
Manage the completion of assigned audit tasks within budgeted time frames allocated
Establish and maintain effective working relationships with all employees and customers
Perform additional duties as required

What we offer

Medical, vision, dental, and life and disability insurance
Eligibility to enroll in company 401(k) plan

Fulltime

Compliance Manager Financial Services

Compliance managers need solid statistical, analytics, and organizational skills...

Location

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Bachelor’s degree in business or accounting
Advanced degree preferred
2-4 years of related experience
Systems proficiency
Professional certification in auditing or compliance (e.g., CIA, CRCM) preferred

Job Responsibility

Creating and reviewing regulatory compliance documentation
Coordinating the creation, review, and implementation of policies and procedures
Applying and interpreting audit and compliance requirements
Working closely with compliance director and senior executives
Designing and coordinating policy preparation and review
Coordinating regulatory exams and internal audits
Interacting with external auditors
Establishing self-audit and compliance monitoring programs
Reviewing and assessing potential fraud activity
Filing regulatory reports

Senior Auditor - Markets, Services, Banking & International Compliance

The Senior Auditor is an intermediate level role responsible for performing mode...

Location

Poland , Warsaw

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

5-8 years of relevant experience
Effective verbal and written communication and negotiation skills
Subject matter expertise regarding audit technology’s application
Effective project management skills
Effective influencing and relationship management skills
Demonstrated ability to remain unbiased in a diverse working environment
Bachelor’s/University degree or equivalent experience

Job Responsibility

Perform moderately complex audits including drafting audit reports, presenting issues to the business, and discussing practical solutions
Draft audit reports and present issues to the business while discussing practical cross-functional solutions
Complete assigned audits within budgeted timeframes, and budgeted costs
Monitor, assess, and recommend solutions to emerging risks
Contribute to the development of audit processes improvements, including the development of automated routines
Apply internal audit standards, policies, and regulations to provide timely audit assurance and influence audit scope
Develop effective line management relationships to ensure strong understanding of the business
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

What we offer

Paid Parental Leave Program (maternity and paternity leave)
A supportive workplace for professionals returning to the office from childcare leave
Award-winning pension plan, multisport, holiday allowance
Private Medical Care Program, Group Life Insurance
Consideration for annual discretionary bonus
Employee Assistance Program
Access to a wide variety of learning and development programs, online course libraries and upskilling platforms, such as Udemy and Degreed
Flexible work arrangements to support you in managing work - life balance
Career progression opportunities across geographies and business lines
Mentoring Programs

Fulltime

Legal Auditor

As an Auditor, you’ll be a key part of the quality assurance and risk management...

Location

United Kingdom , Manchester

Salary:

22000.00 - 24000.00 GBP / Month

Douglas Scott

Expiration Date

Until further notice

Requirements

Previous experience in auditing, legal compliance, or paralegal work preferred
Knowledge of legal processes and terminology is essential
Excellent attention to detail and a high level of accuracy
Strong organisational and time management skills
Confident with interpreting financial data and assessing risk
Strong interpersonal and communication skills, both written and verbal
Ability to work under pressure and meet tight deadlines
Comfortable working independently and as part of a supportive team
Flexible to occasionally support urgent audits outside of standard working hours
Legal background or qualifications are highly desirable.

Job Responsibility

Conduct thorough audits of panel law firms and litigation-funded cases
Ensure compliance with SRA rules and regulatory requirements
Protect funders’ assets through detailed risk and financial auditing
Examine company accounts, ledgers, and disbursements to ensure accuracy and compliance
Review and verify financial reports and control systems
Prepare detailed audit findings and present reports to management and clients
Liaise with law firms post-audit to assist in corrective actions
Communicate effectively with law firms, litigation funders, and internal teams
Meet tight deadlines and adapt to urgent audit demands where needed
Work collaboratively with a close-knit legal audit team.

What we offer

A remote-first role with beautiful office space in Manchester when desired
Clear progression opportunities and mentorship from senior auditors and legal professionals
A chance to be part of a forward-thinking, respected legal team.

Fulltime

Senior principal auditor

Senior Principal Auditor role in Accounting & Auditing category.

Location

Japan , Tokyo

Salary:

12000000.00 - 16000000.00 JPY / Year

Randstad

Expiration Date

October 07, 2026

Requirements

Sound audit experience in the Financial Services industry
Understanding of business, risks, and regulations
Experience leading complex audits of internal controls
Ability to lead day-to-day operational audit work
Able to work in virtual, global teams in a matrix setup
Strong communication skills, both oral and in writing
Bachelor's degree or equivalent work experience
Japanese: Business level proficiency or higher is preferred

Job Responsibility

Future Director role with a flexible salary based on your experience with a flexible hybrid work schedule (2 days WFH)
VP role for Japan/Korea where FX or IBD experience is highly valued

What we offer

健康保険
厚生年金保険
雇用保険
土曜日
日曜日
祝日
賞与

Fulltime

Senior Auditor

We are offering an exciting opportunity for a Senior Auditor! Our client is a sm...

Location

United States , Conway

Salary:

85000.00 - 100000.00 USD / Year

Robert Half

Expiration Date

Until further notice

Requirements

Ability to develop and implement Audit Plans
Previous experience as a Sr. Auditor for a public firm
Knowledge of Thompson Reuters TaxStream Software
Experience with Thompson Reuters UltraTax CS Software
Ability to create comprehensive Audit Reports
Experience in preparing and maintaining Audit Schedules

Job Responsibility

Oversee and conduct full-cycle audit processes, ensuring compliance and accuracy at all stages
Utilize Thompson Reuters TaxStream Software and Thompson Reuters UltraTax CS Software for effective audit management
Develop and execute audit plans and schedules to meet organizational needs
Prepare comprehensive audit reports detailing findings and recommendations
Implement audit techniques and tests to accurately assess financial records
Collaborate with team members to ensure the successful completion of audit engagements
Maintain up-to-date knowledge of auditing standards and practices
Utilize CCH ProSystem Fx for efficient audit program execution
Continually monitor and manage client accounts, taking appropriate action when necessary
Contribute to the continuous improvement of audit processes and procedures

What we offer

medical
vision
dental
life and disability insurance
401(k) plan

Fulltime

Senior Auditor - Markets

The Senior Auditor is an intermediate level role responsible for performing mode...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Previous experience within Internal Audit
External Audit also considered
Subject matter expertise regarding audit technology’s application
Effective verbal and written communication and negotiation skills
Effective project management skills
Effective influencing and relationship management skills
Demonstrated ability to remain unbiased in a diverse working environment
Bachelor’s degree/University degree or equivalent experience

Job Responsibility

Perform moderately complex audits including drafting audit reports, presenting issues to the business, and discussing practical solutions
Draft audit reports and present issues to the business while discussing practical cross-functional solutions
Complete assigned audits within budgeted timeframes, and budgeted costs
Monitor, assess, and recommend solutions to emerging risks
Contribute to the development of audit processes improvements, including the development of automated routines
Apply internal audit standards, policies, and regulations to provide timely audit assurance and influence audit scope
Develop effective line management relationships to ensure strong understanding of the business

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Exclusive discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Compliance Officer

Compliance Officer role focusing on compliance, risk, and regulatory activities ...

Location

United Kingdom , Leicester

Salary:

38500.00 - 42000.00 GBP / Year

Office Angels

Expiration Date

Until further notice

Requirements

Experience in a compliance role within financial services
Strong knowledge of FCA/PRA regulations, SM&CR, and AML frameworks
Familiarity with SYSC, CONC, and other relevant rulebooks
Professional qualifications (ICA Compliance/AML, Risk, or similar)
Excellent analytical and communication skills

Job Responsibility

Ensure adherence to FCA and PRA requirements
Prepare regulatory reports and monitor updates to relevant rulebooks
Maintain and develop the risk register
Monitor emerging risks and oversee the Business Continuity Plan
Review, develop, and audit internal compliance frameworks and controls
Lead on AML activities and act as MLRO (if designated)
Deliver staff training and promote a strong ethical compliance culture
Provide regular compliance updates to senior management
Liaise with auditors and regulatory bodies

What we offer

25 days annual leave with option to buy additional days
35-hour working week with flexible hours
Company pension
Cycle to Work scheme
Free flu vaccinations
Regular company events
Supportive, collaborative culture with ongoing professional development

Fulltime

Financial Compliance Auditor

Navarro Inc

Location:
United States , Oak Ridge, Tennessee

Category:
Finance

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
March 13, 2026

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Job Description:

Job Responsibility:

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