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Supporting the management, development and co-ordination of The Crown Estate’s Ethics and Compliance programme. The focus of the role is to support the embedding of a robust Ethics & Compliance program across the business. Actively managing elements of the program to manage risk and act as a key advisor to the business on financial crime compliance related laws and regulations pertaining to The Crown Estates existing and future activities.
Job Responsibility:
Support the implementation and manage elements of the Ethics & Compliance programme in relation to all enterprise wide regulatory, legal and ethical policy obligations relevant to the current or planned activities of The Crown Estate
Design and conduct regular monitoring as necessary to ensure effectiveness of key controls and compliance with relevant policies and procedures
Support the assessment of company procedures, practices, and documentation to identify possible weaknesses or risks alongside the Ethics & Compliance Director
Assist in the development and deployment of compliance related communications, training, systems and programmes
Manage the reporting of issues and deviations to policy
Support investigations on a range of compliance topics (Code of Conduct, Anti-Bribery and Corruption
Financial Crime
Conflicts of Interests etc.)
Advise the Ethics & Compliance Director updates to relevant laws and regulations and assessing the implications of regulatory, legal and ethical obligations on current and planned activities
Supporting the establishment of appropriate KPI’s and preparing regular reports to communicate compliance matters to relevant stakeholders
Assist in the development and maintenance of a robust third-party risk management process and assist in conducting third party risk assessments and due diligence
Supporting other areas of Legal and Compliance team e.g. FoI Transparency and Records & Information Management
Requirements:
Proven experience in financial crime compliance (AML, Sanctions, Anti-Bribery, Anti-Fraud, Anti-Tax Evasion) experience is essential
Experience in developing and managing a compliance programme in a dynamic corporate environment
Extensive knowledge of legal, regulatory and sector specific compliance requirements, standards and guidance
Understanding of compliance frameworks, risk assessment and control design
Experience of working with Internal Audit/Third Line/Risk functions
Experience of developing and providing effective training
Analytical skills to assess compliance risks and develop effective strategies to mitigate them
Customer focused mindset, demonstrated interpersonal, and verbal and written communication skills and ability to navigate the ‘grey’
Clear minded analysis and the provision of appropriate risk solutions in diverse and evolving businesses
Stakeholder management skills and ability to communicate effectively at all levels