Equities Prime Services, Officer Job at Citi (Mumbai)

Equities Delta 1 Middle Office Senior Analyst

Equity Swaps Middle Office sits within Citi Market Operations supporting the Del...

Location

Hong Kong SAR , Kowloon

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

5-8 years of relevant experience in a related role, with client-facing exposure
Relevant degree (Business, Accounting, Finance) or equivalent work and industry experience preferred
Cash Equity and Equity Swap product knowledge, and understanding of lifecycle management (trade capture, settlements, reconciliations) essential
Client Service experience preferred, preferably within Prime Brokerage
Energetic, flexible, collaborative and proactive
leadership qualities with strong risk management and control mindset
Provides evaluative judgement based on analysis of factual information in complicated, unique and dynamic situations
able to draw on diverse range of internal and external sources
Self reliant, good problem solver, results orientated
Corporate Actions experience highly preferable

Job Responsibility

Primary contact for client operational queries for select client base, and management of client trade and settlement activity
Provide support to Front Office Sales and Trading around trade execution and lifecycle management (primarily on equity hedge and swap & P-Note)
Support trade capture management and client allocation, Front to Back reconciliation and identifying operational risk and connectivity issue resolution with our tech partners
Manage new client onboarding to our Prime Swap platform
Drive the development of new techniques for the trade life cycle, and improve processes and workflows to reduce Manual Touch Points
Help maintain a culture and environment where processes, risks and controls are continually monitored, and potential risks escalated on a timely basis
Contribute to bank change projects and offer advanced solutions and resolve complex trade flow problems
Provide leadership for the team, coach and train new recruits, and provide guidance and support to junior staff

What we offer

Global benefits designed to support well-being, growth, and work-life balance

Fulltime

Equities Prime Services, AVP

Citi's global Prime franchise is establishing a dedicated team in Mumbai — a str...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Bachelor's or Master's degree (Master's preferred) in a quantitative discipline — Computer Science, Mathematics, Statistics, Financial Engineering, Economics, or a related field
Graduates from top-tier engineering institutions (IITs and similar) are strongly encouraged to apply
CFA certification is a plus for finance-focused roles
4+ years of experience in financial services, Prime Brokerage, Futures & Derivatives Clearing, Equities, Fixed Income, quantitative trading, or financial resource management
Demonstrated experience in one or more of the following: front office risk management, quantitative analysis, data science, financial resource management, or trading desk strategy
Prior exposure to hedge fund strategies, counterparty risk, or Prime Brokerage platforms is advantageous
Experience engaging with regulators, credit risk teams, or cross-functional stakeholders in a global investment bank is preferred for senior roles
Financial Systems: Knowledge of Bloomberg, booking systems, and P&L systems
Markets Knowledge: Solid understanding of global financial markets, trading products, and their associated risks
familiarity with equities, fixed income, and derivatives

Job Responsibility

First line of defense function mitigating risks introduced by counterparties across Futures, Prime Brokerage, and Equity Delta One business lines
Design, develop, and maintain advanced quantitative models, algorithms, and analytical tools to support trading desks and senior management decision-making
Monitor and strategically manage key regulatory metrics including RWA, GSIB scores, NSFR, and LCR
advise trading desks on capital and liquidity implications
Build and enhance the Prime Intelligence platform — delivering P&L analytics, book colour, client scorecards, and performance benchmarking across Prime Services
Conduct deep-dive data analysis into market data, trading patterns, portfolio characteristics, and inventory movements to identify opportunities for efficiency gains and risk reduction
Develop and backtest sophisticated algorithms for automated inventory management, pricing, and execution
Prepare client returns analysis, assist with pricing financing terms, and monitor key book metrics and profitability drivers
Collaborate cross-functionally with Sales, Trading, Technology, Risk, Treasury, Legal, and Compliance to translate business requirements into technical solutions
Communicate complex analytical findings clearly to both technical and non-technical stakeholders, including senior management, clients, and regulators

Fulltime

Vice President, Equities Delta 1 Middle Office Senior Manager

This is a senior manager role, based in Hong Kong and reports directly into the ...

Location

Hong Kong , Kowloon City

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

8-10 years in a relevant role (e.g., Middle Office, Prime Brokerage Operations, Trade Support), with proven record of managerial experience
Deep knowledge of Cash Equity and Equity Swaps, and the complete trade lifecycle (trade capture, settlements, reconciliations, corporate action) is essential
Proven experience delivering exceptional service to clients
Carries excellent client service and communication skills, with the confidence to lead internal and client meetings and manage key relationships
Excellent analytical skills with a talent for making sound, evaluative judgments in complex and dynamic situations
Track record of successfully improving processes, automating workflows, and contributing to technology projects
A proactive, results-oriented professional with an unwavering focus on risk management and building a strong control environment
One who is dynamic and agile and greets pressure and challenge in a fast-paced, high-volume, multitasking environment
Bachelor’s degree in Finance, Business, or a related field
Master’s degree preferred.

Job Responsibility

Act as a vital liaison and escalation point to Front Office Sales and Trading, supporting our growing client roster and the expansion of our business footprint in Asia
Drive the evolution of our operating model
Partner with business and technology teams on system enhancement projects to increase scalability and capacity
Champion initiatives to reduce manual touchpoints, de-risk manual processes, and optimize STP flow
Proactively manage operational risk by adhering to and building upon our established control framework
Participate in external/internal audits and satisfactory fulfilment of requirements from regional and global Line Control teams
Compilation and trend analysis of weekly KPI, KRI, MIS, GRC decks to Business Heads and Senior Stakeholders to provide a comprehensive and actionable view of organizational health
Mentor and develop talent, fostering a culture of continuous improvement and deep product expertise
Supervise 4-6 junior-to-senior talent mainly focused on Trade Support and Control functions
Front-to-Back reconciliations on Stock Hedge, Equity Swap, Pnote, FX, ETF, Convertibles

What we offer

Programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more
Expanded Paid Parental Leave Policy
Resources to manage financial well-being and help plan for the future
Access to an array of learning and development resources
Variety of programs that help employees balance their work and life, including generous paid time off packages
Resources and tools to volunteer in the communities

Fulltime

New

APAC Prime Finance and FDC (Futures & Derivatives Clearing) Risk Manager

Citi is seeking a senior In-Business Risk (IBR) professional to join the APAC Eq...

Location

Hong Kong , Hong Kong

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Extensive front-office risk management experience (1LoD) in an institutional setting
15+ years in financial services preferred, with experience leading analytical teams preferred
Subject matter expertise in Prime Brokerage and FXPB platforms, including cash and synthetic prime, equity delta one, and secured financing structures
Ability to work well with cross-functional teams from Product, Sales, Credit, Risk, Technology, Operations, Legal and Compliance
Working knowledge of Cash Equities, Futures, OTC Clearing, and QIS, including systematic and factor-based investment approaches
Experience with Prime Brokerage and Listed derivatives client documentation (PBAs, ISDAs, CSAs, Clearing Agreements, Market specific clearing agreements) and negotiating term agreements
Previous client-facing experience with hedge funds and institutional counterparties, including APAC-based clients
Experience engaging with regulators (e.g., MAS, SFC, HKMA) on risk management-related issues preferred
Exceptional analytical and quantitative modelling skills with strong attention to detail
Scenario stress testing acumen

Job Responsibility

Oversee daily client portfolio exposures to ensure risks are controlled, optimally sized, and within approved limits
Serve as a senior escalation point for counterparty risk events, emerging credit concerns, and crisis management across all covered business lines
Facilitate new client trades and manage existing portfolio exposures, ensuring market-driven counterparty risk, documentation, legal, and reputational risks are well-controlled
Interface directly with clients to help Citi grow the platform
participate in client pitches, term negotiations, and ongoing dialogue to support risk-efficient returns growth
Work closely with Sales and Client Onboarding teams to ensure appropriate risk frameworks are in place from inception
Perform trade and portfolio risk analysis incorporating scenario stress testing, sensitivity analysis (Greeks, VaR, liquidation costs), and margin adequacy assessments
Formulate views on product risk appetite
review and challenge business stakeholder requests with a balanced risk-reward perspective
Establish and maintain limit structures and governance processes to ensure clients operate within approved risk parameters

Fulltime

Credit Risk Senior Officer - Private Equity/Hedge Funds

Institutional Credit Management (ICM) works closely with our front line business...

Location

United States , New York

Salary:

163600.00 - 245400.00 USD / Year

Citi

Expiration Date

Until further notice

Requirements

Financial Services experience including 8+ years of credit experience in Banking, Trading, Structuring or Credit Risk Management
Underwriting experience spanning various products (e.g. subscription call facilities, Hedge Fund, Private Equity, Fund Financing, FX, Derivatives, Prime Brokerage, and structured lending)
Candidate should also have experience with other alternative managers like Hedge Funds
Degree in Finance or Accounting or higher degree in Business (MBA), or any other related subject
An MBA, CPA, CFA preferred, and formal credit training is a plus
Ability to understand capital markets products and complex financing and product structure
Risk/risk-related counterparty credit work experience in banking/financial institutions with expertise in the alternative investment counterparties
Demonstrates strong ethics and integrity
Dynamic, flexible, and with strong communication skills
Can make decisions under pressure and short timeline

Job Responsibility

Evaluating transactions risk across the business covering full range of products
Role demands excellence in analysis, underwriting, monitoring, and drives global consistency across regions
Involvement in underwriting and supporting a portfolio of complex products
Strong knowledge of Prime Brokerage, Repo, Derivatives and structured lending
Facilitate relationships with key clients, internal stakeholders and 2LoD Risk

What we offer

medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
planned time off (vacation)
unplanned time off (sick leave)
paid holidays
discretionary and formulaic incentive and retention awards

Fulltime

V.I.E. Project Manager Capital Markets

The Business Transformation Office (BTO) of capital market division (MARK) has a...

Location

United States , New York

Salary:

Not provided

Assessfirst

Expiration Date

Until further notice

Requirements

Graduate with a Master’s degree from a Business/Engineering School or University with a specialization in Finance or similar business
A previous experience in Banking or Capital Markets would be appreciated
some general understanding of Equity, Fixed Income, Commodity derivative products, or Prime Brokerage Services
Fluent in English (B2-C1)
Proficient/Good command of MS Office
Good communication and presentation skills are key
Communication skills to management and stakeholders
need to communicate with confidence

Job Responsibility

Write memos and presentation documents
Organize and drive workshops to gather business requirements
Organize and drive coordination meetings with support functions (Compliance, Legal, Technology, Tax, Finance, Operations, etc.)
Work with stakeholders to find solutions or improvements in our MARK Business initiatives

What we offer

Several days per year to solidarity actions during working hours

Fulltime

Senior Associate Trade Operations

We are looking for an experienced Senior Associate Trade Operations specialist t...

Location

United States , Minneapolis

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Bachelor’s degree in any field
Minimum of 3–5 years of experience in trade operations, trading support, or middle office roles
Proven expertise in managing equity trade lifecycles, including blocks, allocations, settlements, and reconciliations
Ability to resolve operational exceptions independently under tight deadlines
Experience working within compliance-focused environments, including process documentation and incident management
Hands-on experience with diverse trading platforms and service models
Familiarity with the Financial Information eXchange (FIX) protocol
Background in handling corporate actions and proxy-related workflows

Job Responsibility

Manage the full trade lifecycle, including allocations, settlements, and reconciliations
Monitor and troubleshoot order execution and allocation flows, resolving issues with brokers, custodians, and internal teams
Maintain and enhance multi-custodian connectivity and broker relationships
Address and resolve trade exceptions while implementing robust operational controls
Provide oversight for workflows that influence trading outcomes
Ensure compliance with documented processes and support supervisory reviews
Coordinate corporate actions and proxy-related workflows, focusing on voluntary events and deadline-driven operations
Operate and optimize trade-away, step-out, and prime brokerage workflows
Utilize multiple trading platforms and protocols to support efficient operations

What we offer

medical
vision
dental
life and disability insurance
company 401(k) plan

Prime Risk Senior Developer

Embark on a transformative journey as a Prime Risk Senior Developer - VP at Barc...

Location

United States , New York

Salary:

170000.00 - 230000.00 USD / Year

Barclays

Expiration Date

Until further notice

Requirements

Extensive software development experience in front office, quant or risk technology teams within investment banking or similar financial institution
Experience with derivative pricing and Greeks in either Equities, Rates or Credit asset classes
Experience with Python and Spark for distributed and real time data processing leveraging Kafka or equivalent streaming platforms
Experience with AWS services such as S3, EC2, EKS/ECS, Lambda, Glue, Athena, Step Functions, DynamoDB, and RDS for scalable compute, containerized deployment of risk engines and real-time services
Considerable quantitative reasoning and software design skills
Deep understanding of SDLC practices including CI/CD, Dev Ops & Engineering practices

Job Responsibility

Lead and manage engineering teams, providing technical guidance, mentorship, and support to ensure the delivery of high-quality software solutions
Drive the core risk analytics integration within the platform
Drive the roadmap for analytics, valuation inputs, scenarios, sensitivities, stress frameworks, and model integrations
Collaborate closely with Front Office desk, quant, and core risking platform teams in alignment with Market’s Risk architecture framework and guidelines
Lead engineering teams effectively, fostering a collaborative and high-performance culture
Oversee timelines, team allocation, risk management and task prioritization
Mentor and support team members' professional growth
Evaluation and enhancement of engineering processes, tools, and methodologies
Collaboration with business partners, product managers, designers, and other stakeholders to translate business requirements into technical solutions
Enforcement of technology standards, facilitate peer reviews, and implement robust testing practices

What we offer

Competitive holiday allowance
Life assurance
Private medical care
Pension contribution

Fulltime

Select Country

Equities Prime Services, Officer

Citi

Location:
India , Mumbai

Category:
IT - Software Development

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Nice to have:

Additional Information:

Job Posted:
May 04, 2026

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