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Employee Compliance - Regulatory Authorizations and Permissions

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Barclays

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Location:
India , Pune

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Category:
Legal

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Contract Type:
Not provided

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Salary:

Not provided
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Job Description:

Join us as an "Employee Compliance - Regulatory Authorizations & Permissions" at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences.

Job Responsibility:

  • Development and implementation of policies related to employee conduct that aligns with regulatory requirements and industry best practices
  • Implementation of surveillance and monitoring systems to track and report on employee behaviour
  • Development of training programmes to educate employees on conduct expectations, ethical standards, and regulatory obligations
  • Completion of task and exceptions from the following areas Breach Management & Reward, Global Registrations (including the UK Senior Managers Regime), Conduct Rules, Mandatory Block Leave and Personal Investments & Affiliations to ensure oversight of relevant Employee Conduct policy and standards
  • Development and implementation of controls related to employee conduct that aligns with regulatory requirements and Barclays’ risk appetite and industry best practices
  • Provision of advice and assistance across Barclays on matters that relating to employee conduct

Requirements:

  • Certification, Licensing and registration experience
  • Understands legislation and licensing framework
  • Understanding of regulatory handbooks
  • Experience with providing Compliance Oversight
  • Ensure all tasks are actioned within required timelines
  • Knowledge of Risk and compliance controls

Nice to have:

  • Ability to interpret and analyze complex regulatory concepts and translate into simple summaries for business
  • Excellent communications skills and ability to engage with stakeholders in a productive and meaningful manner
  • Analytical skills to break down complex tasks

Additional Information:

Job Posted:
May 16, 2026

Employment Type:
Fulltime
Work Type:
On-site work
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