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EMEA Regulatory Operations Specialist

https://www.wellsfargo.com/ Logo

Wells Fargo

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Location:
United Kingdom, City of London

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Category:
Finance

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Contract Type:
Not provided

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Salary:

Not provided

Job Description:

EMEA Regulatory Operations Specialist role focusing on supporting EMEA Wells Fargo Securities in navigating regulatory obligations affecting the business. Instrumental in designing, executing, and overseeing regulatory mandates such as MiFID II, SFTR, and EMIR.

Job Responsibility:

  • Assist with design and production of robust daily, weekly monthly regulatory reporting
  • Assist with monitoring of established regulatory controls and reporting threshold changes
  • Review, analysis and impact assessment across applicable EMEA regulations
  • Documentation and capture of all regulatory processes and controls
  • Provide visibility of front-to-back regulatory processes & reporting mechanisms
  • Continuously review the control environment for gaps or issues
  • Assist with Quarterly review and preparation of group's procedures
  • Keep up to date with Regulatory developments
  • Collaborating globally to ensure alignment of procedures and processes

Requirements:

  • Experience in Institutional Investment Operations
  • Experience with EMEA regulatory requirements and reporting rules (MiFID II experience desirable)
  • Understanding of current regulatory environment (EMIR, MIFID, SFTR etc)
  • Work experience in financial sector, ideally in regulatory focused role
  • Highly developed analytical skills
  • Strong resilience
  • Strong attention to detail
  • Able to communicate clearly and concisely
  • Proficient with Microsoft Excel and other Microsoft Office products

Nice to have:

MiFID II experience

Additional Information:

Job Posted:
August 24, 2025

Expiration:
September 04, 2025

Employment Type:
Fulltime
Work Type:
On-site work
Job Link Share:
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