CrawlJobs Logo

Electronic Trading Supervision

brewin.co.uk Logo

Brewin Dolphin

Location Icon

Location:
United Kingdom , London

Category Icon
Category:
Finance

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

Not provided
Save Job
Save Icon
Apply Position

Job Description:

The role of an Associate, is to support the Director of Electronic Trading Supervision, taking ownership for leading delivery of the Electronic Trading Supervisory Programme, designed to adequately meet internal/regulatory requirements and industry best practices. Within this role, Supervisory responsibilities within Global Markets, primarily in relation to Electronic Trading, will be delegated.

Job Responsibility:

  • Execute supervisory activity as part of the Electronic Trading Supervisory programme, designed to meet internal and external requirements, with specific focus on Europe
  • Ensure effective implementation, sustainability and oversight of designated FO Supervisory and Risk Management controls within Global Markets, specifically relating to Electronic Market Access and Algorithmic Trading
  • Keep abreast of regulatory change and guidance, analysing communications and policies in consideration of the impact on Global Markets from an Electronic Trading perspective
  • Support components of Regulatory Change Management and the implementation and ongoing Supervisory oversight of key regulatory initiatives on behalf of Front Office, including the management of BAU processes associated with each initiative
  • Support the Director of Electronic Trading Supervision with management reporting activities, including preparation of electronic trading management information, such as key risk indicators and key performance indicators
  • Work alongside front-office and technology teams to understand how electronic trade flows are controlled. Inventory and assess the effectiveness of automated controls in those trade flows.
  • Ensure the Front Office has an accurate understanding of current, pending and proposed regulatory developments as they arise
  • Work closely with IT and Front Office to leverage expertise and technology where possible, in an effort to automate and reduce inefficiencies related to Supervisory reviews
  • Complete analysis to support recommendations to Global Markets Management to ensure the GM strategy considers regulatory and policy requirements, anticipating impacts on the business plan
  • Foster, develop and maintain strong working relationships with senior functional and business management and control colleagues across RBC such as legal, compliance, risk, audit, regulators and technology control functions in order to adequately support the business
  • Proactively identify operational risk/control deficiencies in the business and assist in developing solutions / mitigating controls
  • Escalate operational risk loss events, control deficiencies and risks that you identify to your line manager and the relevant risk and control functions on a timely basis
  • Anticipate and proactively seek out future challenges to ensure future-proofing electronic trading activity

Requirements:

  • Undergraduate degree, preferably finance, engineering or computer science based
  • Proven experience in a global markets business/setting, or equivalent experience in a management consultancy/advisory capacity
  • Solid understanding of financial markets and capital markets products, in particular core principles relating to electronic and algorithmic trading
  • An awareness of relevant regulatory frameworks such as MiFID II RTS 6, and familiarity with other global algorithmic trading regulatory requirements
  • Experience creating and presenting committee materials to senior stakeholders
  • Experience interacting with front office/trading professionals
  • Working knowledge of market surveillance scenarios, including disorderly market behaviour and market manipulation
  • Understanding of core technology processes, in particular change management, and associated risks and controls
  • Comfortable working in a fast-paced environment
  • Ability to work under pressure, responding to demanding stakeholders with time sensitive deadlines
  • Ability to collaborate and execute key program requirements in a complex organization with global teams and reporting lines
  • Ability to take ownership of issues and drive to a successful delivery or outcome, including both tactical and strategic solutions
  • Excellent communication and interpersonal skills
  • Ability to navigate data challenges and remediate /implement solutions
  • Keen attention to detail

Nice to have:

  • Master’s degree, preferably in engineering or computer science
  • Specific product knowledge relating Macro and Futures products
  • Expertise in specific data visualisation tools such as Tableau Programming knowledge (SQL, R, Python etc.) is advantageous but not mandatory
  • Ability to work with ambiguity and navigate a highly regulated environment
  • Experience leading complex global cross-business projects
  • Leadership behaviors – Drive to Impact, Adapt Quickly, Always Learn, Speak up for the good of RBC
What we offer:
  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
  • Leaders who support your development through coaching and managing opportunities
  • Ability to make a difference and lasting impact
  • Work in a dynamic, collaborative, progressive, and high-performing team
  • Opportunities to do challenging work
  • Opportunities to take on progressively greater accountabilities

Additional Information:

Job Posted:
January 24, 2026

Expiration:
February 06, 2026

Employment Type:
Fulltime
Work Type:
On-site work
Icon
Brewin Dolphin - All Job Offers
Job Link Share:
Copy Link Icon
Facebook Icon Twitter Icon LinkedIn Icon

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Electronic Trading Supervision

Senior Vice President of Electronic Trading

Team Overview: E-Trading Risk and Controls (ETRC) is a First-Line risk team whic...
Location
Location
Canada , Mississauga
Salary
Salary:
145100.00 - 217700.00 USD / Year
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Subject matter expertise with Electronic Trading Risks, Controls and market structure
  • 10+ years relevant work experience in Business Risk & Controls, Compliance or Audit
  • Strong level of proficiency with Data Analytics and Visualization protocols
  • Proven experience and knowledge of E-Trading regulations
  • Experience with designing and managing centralized E-Trading tools (limit databases, risk and control inventories) from a technical and project delivery perspective
  • Consistently demonstrates clear and concise written and verbal communication skills
  • Effective organizational influencing skills required
  • Excellent problem-solving skills
  • Ability to see the big picture with high attention to critical detail
  • Demonstrated ability to develop and implement strategy and process improvement initiatives
Job Responsibility
Job Responsibility
  • Perform Real-Time Monitoring (RTM) one/two days a week including Bank Holidays (when required)
  • Oversee the design and governance of Market’s E-Trading Inventory
  • NAM lead in the build out of various MI dashboards applicable to E-Trading
  • Provide expert guidance to the Businesses with respect to the E-Trading Governance framework and represent ETRC at Product Level Governance forums
  • Assist with key E-Trading initiatives and remediation of ETRC enhancement projects for the NAM region as required
  • Develop and manage key relationships with the NAM E-Trading Businesses, Technology, Risk and Compliance functions
  • Has the ability to operate with a limited level of direct supervision
  • Can exercise independence of judgement and autonomy
  • Fulltime
Read More
Arrow Right

Markets Electronic Trading Risk and Control Senior Vice President

Team Overview: E-Trading Risk and Controls (ETRC) is a First-Line risk team whic...
Location
Location
Canada , Mississauga
Salary
Salary:
145100.00 - 217700.00 USD / Year
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Subject matter expertise with Electronic Trading Risks, Controls and market structure
  • 10+ years relevant work experience in Business Risk & Controls, Compliance or Audit
  • Strong level of proficiency with Data Analytics and Visualization protocols
  • Proven experience and knowledge of E-Trading regulations
  • Experience with designing and managing centralized E-Trading tools (limit databases, risk and control inventories) from a technical and project delivery perspective
  • Consistently demonstrates clear and concise written and verbal communication skills
  • Effective organizational influencing skills required
  • Excellent problem-solving skills
  • Ability to see the big picture with high attention to critical detail
  • Demonstrated ability to develop and implement strategy and process improvement initiatives
Job Responsibility
Job Responsibility
  • Perform Real-Time Monitoring (RTM) one/two days a week including Bank Holidays (when required)
  • Oversee the design and governance of Market’s E-Trading Inventory
  • NAM lead in the build out of various MI dashboards applicable to E-Trading
  • Provide expert guidance to the Businesses with respect to the E-Trading Governance framework and represent ETRC at Product Level Governance forums
  • Assist with key E-Trading initiatives and remediation of ETRC enhancement projects for the NAM region as required
  • Develop and manage key relationships with the NAM E-Trading Businesses, Technology, Risk and Compliance functions
  • Has the ability to operate with a limited level of direct supervision
  • Can exercise independence of judgement and autonomy
  • Fulltime
Read More
Arrow Right

Risk Control Manager

Our client is seeking to recruit a regional Risk Control Manager. You’ll be supp...
Location
Location
United Kingdom , Birmingham
Salary
Salary:
75000.00 - 85000.00 GBP / Year
https://www.lawesrecruitment.co.uk Logo
Lawes Consulting Group
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 10+ years of professional surveying experience
  • Exceptional interpersonal and leadership abilities
  • Proficient in navigating local insurance and risk management landscapes
  • Holds certifications in CIP, ACII, AIRM, and NEBOSH
  • Technical proficiency in fire protection and security systems, both physical and electronic
  • Specialised knowledge in trade processes and fire hazard identification
  • Skilled in business interruption assessment and business continuity planning
  • Proficient in risk assessment, control, and loss prevention strategies
  • Familiarity with Health and Safety laws and procedures
  • Authorised to work in the UK
Job Responsibility
Job Responsibility
  • Execute surveys for Trade Hazard Codes 1 to 6 with a combined Material Damage/Business Interruption TSI of £25 million
  • Conduct new business, renewal, and post-loss surveys aligned with Company principles, generating reports and suggesting risk improvements within service timelines
  • Provide timely feedback to Underwriters on risk-related factors influencing underwriting decisions
  • Oversee the operational region’s workload in collaboration with the Underwriting Director to ensure efficient survey services
  • Delegate authority to reporting Risk Control Surveyors as necessary for surveys exceeding standard limits
  • Lead, motivate, and develop Risk Control Surveyors under supervision, facilitating technical skill enhancement through training and guidance
  • Stay updated on relevant technical and legal matters and share pertinent information to keep the Risk Control Team, reporting Surveyors, and regional underwriting staff informed
  • Conduct audits of reporting Risk Control Surveyors to uphold technical standards and identify training requirements
  • Foster collaboration with other departments, particularly Claims, Underwriting, and Sales teams
  • Fulltime
Read More
Arrow Right

Electronic Trading Support Analyst

The Apps Support Sr Analyst is a seasoned professional role. Applies in-depth di...
Location
Location
Singapore , Singapore
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5-8 years experience in an Application Support role
  • Experience installing, configuring or supporting business applications
  • Experience with some programming languages and willingness/ability to learn
  • Advanced execution capabilities and ability to adjust quickly to changes and re-prioritization
  • Effective written and verbal communications including ability to explain technical issues in simple terms that non-IT staff can understand
  • Demonstrated analytical skills
  • Issue tracking and reporting using tools
  • Knowledge/ experience of problem Management Tools
  • Good all-round technical skills
  • Effectively share information with other support team members and with other technology teams
Job Responsibility
Job Responsibility
  • Provides technical and business support for users of Citi Applications
  • Maintains application systems that have completed the development stage and are running in the daily operations of the firm
  • Manages, maintains and supports applications and their operating environments
  • Perform start of day checks, continuous monitoring, and regional handover
  • Perform same day risk reconciliations
  • Develop and maintain technical support documentation
  • Identifies ways to maximize the potential of the applications used
  • Assess risk and impact of production issues and escalate to business and technology management in a timely manner
  • Ensures that storage and archiving procedures are in place and functioning correctly
  • Formulates and defines scope and objectives for complex application enhancements and problem resolution
  • Fulltime
Read More
Arrow Right

Field Service Technician II

The Associate, Field Service II’s primary responsibility is to perform complex r...
Location
Location
United States , West Chester
Salary
Salary:
Not provided
https://www.baxter.com/ Logo
Baxter
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • High School Diploma or GED required
  • Applicable technical or trade school training preferred
  • 2+ years working with medical devices in a hands-on environment required
  • Experience working with FDA-supervised products preferred
  • Previous driving/delivery experience preferred
  • Adapts to new technologies and becomes comfortable with the Microsoft Office Suite of products
  • Valid driver’s license and driving record that meets company and state requirement
  • Ability to acquire and maintain a DOT physical card required
  • Schedule flexibility/on-call
  • Occasional overnight travel may be required
Job Responsibility
Job Responsibility
  • Attend monthly safety meetings
  • Demonstrate a proactive approach to safety awareness and compliance
  • Optimally complete all required safety and compliance learning modules on a timely basis
  • Complete medical testing in a timely manner
  • Sustain a clean and safe work environment, including 5S activities
  • Safely operate a fleet vehicle ranging in size from a cargo van up to a 26,000 pound truck
  • Identify safety concerns and correct as vital
  • Ability to lift and carry up to 65 pounds using appropriate processes, including proper safety and ergonomic procedures
  • Perform complex repairs on medical products. These are repairs beyond simple and minor cosmetic repairs or component replacements
  • Perform electronic, hydraulic, and pneumatic systems troubleshooting and repair of assigned products
What we offer
What we offer
  • Medical and dental coverage that start on day one
  • Insurance coverage for basic life, accident, short-term and long-term disability, and business travel accident insurance
  • Employee Stock Purchase Plan (ESPP)
  • 401(k) Retirement Savings Plan (RSP)
  • Flexible Spending Accounts
  • Educational assistance programs
  • Paid holidays
  • Paid time off ranging from 20 to 35 days based on length of service
  • Family and medical leaves of absence
  • Paid parental leave
  • Fulltime
Read More
Arrow Right

Field Service Technician II

The Associate, Field Service II’s primary responsibility is to perform complex r...
Location
Location
United States , Indianapolis
Salary
Salary:
43200.00 - 59400.00 USD / Year
https://www.baxter.com/ Logo
Baxter
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • High School Diploma or GED required
  • Applicable technical or trade school training preferred
  • 2+ years working with medical devices in a hands-on environment required
  • Experience working with FDA-supervised products preferred
  • Previous driving/delivery experience preferred
  • Adapts to new technologies and becomes comfortable with the Microsoft Office Suite of products
  • Valid driver’s license and driving record that meets company and state requirement
  • Ability to acquire and maintain a DOT physical card required
  • Schedule flexibility/on-call
  • Occasional overnight travel may be required
Job Responsibility
Job Responsibility
  • Attend monthly safety meetings
  • Demonstrate a proactive approach to safety awareness and compliance
  • Optimally complete all required safety and compliance learning modules on a timely basis
  • Complete medical testing in a timely manner
  • Sustain a clean and safe work environment, including 5S activities
  • Safely operate a fleet vehicle ranging in size from a cargo van up to a 26,000 pound truck
  • Identify safety concerns and correct as vital
  • Ability to lift and carry up to 65 pounds using appropriate processes, including proper safety and ergonomic procedures
  • Perform complex repairs on medical products
  • Perform electronic, hydraulic, and pneumatic systems troubleshooting and repair of assigned products
What we offer
What we offer
  • Medical and dental coverage that start on day one
  • Insurance coverage for basic life, accident, short-term and long-term disability, and business travel accident insurance
  • Employee Stock Purchase Plan (ESPP), with the ability to purchase company stock at a discount
  • 401(k) Retirement Savings Plan (RSP), with options for employee contributions and company matching
  • Flexible Spending Accounts
  • Educational assistance programs
  • Time-off benefits such as paid holidays, paid time off ranging from 20 to 35 days based on length of service, family and medical leaves of absence, and paid parental leave
  • Commuting benefits
  • Employee Discount Program
  • Employee Assistance Program (EAP)
  • Fulltime
Read More
Arrow Right

Field Service Technician II

The Associate, Field Service II’s primary responsibility is to perform complex r...
Location
Location
United States , West Chester
Salary
Salary:
43200.00 - 59400.00 USD / Year
https://www.baxter.com/ Logo
Baxter
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • High School Diploma or GED required
  • Applicable technical or trade school training preferred
  • 2+ years working with medical devices in a hands-on environment required
  • Experience working with FDA-supervised products preferred
  • Previous driving/delivery experience preferred
  • Adapts to new technologies and becomes comfortable with the Microsoft Office Suite of products
  • Valid driver’s license and driving record that meets company and state requirement
  • Ability to acquire and maintain a DOT physical card required
  • Schedule flexibility/on-call
  • Occasional overnight travel may be required
Job Responsibility
Job Responsibility
  • Attend monthly safety meetings
  • Demonstrate a proactive approach to safety awareness and compliance
  • Optimally complete all required safety and compliance learning modules on a timely basis
  • Complete medical testing in a timely manner
  • Sustain a clean and safe work environment, including 5S activities
  • Safely operate a fleet vehicle ranging in size from a cargo van up to a 26,000 pound truck
  • Identify safety concerns and correct as vital
  • Ability to lift and carry up to 65 pounds using appropriate processes, including proper safety and ergonomic procedures
  • Performs complex repairs on medical products
  • Performs electronic, hydraulic, and pneumatic systems troubleshooting and repair of assigned products
What we offer
What we offer
  • medical and dental coverage
  • insurance coverage for basic life, accident, short-term and long-term disability, and business travel accident insurance
  • Employee Stock Purchase Plan (ESPP)
  • 401(k) Retirement Savings Plan
  • Flexible Spending Accounts
  • educational assistance programs
  • paid holidays
  • paid time off
  • family and medical leaves of absence
  • paid parental leave
  • Fulltime
Read More
Arrow Right

Field Service Technician II

The Associate, Field Service II’s primary responsibility is to perform complex r...
Location
Location
United States , Indianapolis
Salary
Salary:
43200.00 - 59400.00 USD / Year
https://www.baxter.com/ Logo
Baxter
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • High School Diploma or GED required
  • Applicable technical or trade school training preferred
  • 2+ years working with medical devices in a hands-on environment required
  • Experience working with FDA-supervised products preferred
  • Previous driving/delivery experience preferred
  • Adapts to new technologies and becomes comfortable with the Microsoft Office Suite of products
  • Valid driver’s license and driving record that meets company and state requirement
  • Ability to acquire and maintain a DOT physical card required
  • Schedule flexibility/on-call
  • Occasional overnight travel may be required
Job Responsibility
Job Responsibility
  • Attend monthly safety meetings
  • Demonstrate a proactive approach to safety awareness and compliance
  • Optimally complete all required safety and compliance learning modules on a timely basis
  • Complete medical testing in a timely manner
  • Sustain a clean and safe work environment, including 5S activities
  • Safely operate a fleet vehicle ranging in size from a cargo van up to a 26,000 pound truck
  • Identify safety concerns and correct as vital
  • Ability to lift and carry up to 65 pounds using appropriate processes, including proper safety and ergonomic procedures
  • Performs complex repairs on medical products. These are repairs beyond simple and minor cosmetic repairs or component replacements
  • Performs electronic, hydraulic, and pneumatic systems troubleshooting and repair of assigned products
What we offer
What we offer
  • Medical and dental coverage that start on day one
  • Insurance coverage for basic life, accident, short-term and long-term disability, and business travel accident insurance
  • Employee Stock Purchase Plan (ESPP)
  • 401(k) Retirement Savings Plan (RSP)
  • Flexible Spending Accounts
  • Educational assistance programs
  • Paid holidays
  • Paid time off ranging from 20 to 35 days based on length of service
  • Family and medical leaves of absence
  • Paid parental leave
  • Fulltime
Read More
Arrow Right
Jobs by Category
Art and Entertainment Jobs Banking Jobs Call Center Jobs Construction Jobs Consulting Jobs Customer Service Jobs Education Jobs Energy Jobs Finance Jobs Gastronomy Jobs Health and Beauty Jobs Hospitality and Tourism Jobs Human Resources Jobs Insurance Jobs IT - Administration Jobs IT - Software Development Jobs Legal Jobs Logistics Jobs Manufacturing Jobs Marketing, Digital Marketing, SEO, SEM Jobs Media Jobs Nursing Jobs Office Administration Jobs Pharmacy Jobs Physical Work Jobs Public Relations Jobs Public Sector Jobs Purchasing Jobs Quality Control Jobs Real Estate Jobs Research and Development Jobs Sales Jobs
Job Positions Jobs by Country
United States Jobs United Kingdom Jobs India Jobs Canada Jobs Australia Jobs Germany Jobs Ireland Jobs Poland Jobs
Company
Blog About Us Contact
Follow Us
Facebook
X (Twitter)
LinkedIn
Instagram
CrawlJobs Group
ITFlashcards AllDevBlogs
© 2026 CrawlJobs Ltd. All Rights Reserved
Terms & Conditions Privacy Policy