E-Trading Risk & Controls - Vice President, Citi

Citi

Location:
Canada, Mississauga

Category:
Finance

Contract Type:
Not provided

Salary:

Not provided

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Job Description:

E-Trading Risk and Controls (ETRC) is a First-Line risk team which is part of the Global Markets COO function. Key responsibilities include governance and oversight of E-Trading businesses, project management of key initiatives, real-time monitoring of trading activities, and designing and maintaining controls. The role involves managing Market's E-Trading Controls, leading reviews by global regulators, and acting as an SME for senior stakeholders within the organization.

Job Responsibility:

Assist in coordinating the MIFID II Annual Self-Assessment (ASA) on behalf of the EMEA Businesses and other First Line functions and provide expert guidance and support to First Line functions during reviews of the ASA by Second Line of Deference and Internal Audit
Perform Delta Monitoring (DM) for the EMEA region which aims to identify any limit changes that were made by cross Market Business, including investigation of relevant alerts to determine if the limit changes were in line with the expected process
Provide back-up coverage for EMEA Real-Time Monitoring (RTM) for when other team members are on leave and/or on UK Bank Holidays. RTM involves monitoring and investigating relevant alerts that could indicate signs of disorderly trading
For relevant alert triggers, ETRC escalate to management and Second Line of Defence where necessary
Assist in preparing relevant ETRC materials for Business Product Governance forums attended by stakeholders across First and Second Line of Defence
Develop and manage key relationships with the EMEA E-Trading Businesses, Technology, Risk and Compliance functions
Conduct periodic reconciliations between limit publication data and golden source repository control data to identify any remediation items, working with Businesses and Technology to resolve.

Requirements:

6-10 years relevant work experience in Business Risk & Controls, Compliance or Audit
Knowledge of E-Trading regulation and guidance
Consistently demonstrates clear and concise written and verbal communication skills
Effective organizational influencing skills required
Excellent problem solving skills
Ability to see the big picture with high attention to critical detail
Demonstrated ability to develop and implement strategy and process improvement initiatives.

What we offer:

Equal opportunity employment
Accessibility support
Best-in-class benefits focused on well-being, living well, and saving well.

Additional Information:

Job Posted:
June 10, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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E-Trading Risk & Controls - Vice President