Director, Software Development & Engineering Senior (PL) - Broker Dealer Services Engineering

We are seeking a seasoned and strategic Director to lead Broker-Dealer Systems Transformation and the modernization of our core technology infrastructure—at the earliest stage of a multi-year program. This is a rare opportunity to join while the vision is still being shaped and the foundational architecture, operating model, and delivery approach are being set. You will help define what “modern broker-dealer” means at scale, making decisions that will influence teams, platforms, and client experiences for years to come. As a member of the Broker Dealer Services Engineering leadership team, you will build AI-first teams and mobilize leaders across technology and business partners to turn strategy into execution. Because this work is in its nascence, you will have outsized influence—from setting modernization priorities and sequencing, to selecting enabling platforms and partners, to establishing governance that balances speed with SEC/FINRA rigor. This role requires an individual adept at navigating regulatory and organizational complexity while creating the conditions for innovation, clarity, and measurable delivery. We’re looking for a builder-leader: a self-motivated executive who thrives when outcomes are clear but the path is still being designed. You’ll cultivate a collaborative culture, attract and develop top engineering talent, and establish repeatable ways of working that accelerate delivery without compromising reliability or control. Success in this position demands a proven track record of forming high-performing teams, delivering complex modernization programs, and bringing stakeholders along through change—especially when the work is new, high-visibility, and foundational.