CrawlJobs Logo

Director, Securities Regulation & Corporate Governance

United States, New York 143000.00 - 205000.00 USD / Year · Job Posted April 16, 2026
Apply Position
Job Link Share

Job Description

We are seeking an experienced lawyer to join our team as a Director, Securities Regulation & Corporate Governance. The Director, Securities Regulation & Corporate Governance will work on a broad range of U.S. securities and corporate law matters, with an emphasis on all aspects of work related to proxy statements for annual and special meetings of shareholders and 1934 Act filings such as Annual/Quarterly Reports on Forms 10-K/10-Q, current reports on Form 8-K, Schedules 13D/G and Section 16 reporting obligations; securities offerings under the 1933 Act; earnings releases and related materials; equity plan matters; corporate governance matters, including stock exchange listing standards and Delaware General Corporation Law matters; and providing day-to-day advice and counsel on a broad range of securities and governance matters to internal groups, including SEC Reporting, Internal Audit, Investor Relations, Corporate Communications, Executive Compensation, Treasury and other members of the Legal Department.

Job Responsibility

  • Perform legal work on proxy statement for annual and special meetings, including review and preparation of proxy statement and all related matters such as D&O questionnaires, related party transaction analyses, and shareholder meeting materials
  • Perform legal work on SEC periodic filings, including review and preparation of annual, quarterly, and current reports (Forms 10-K, 10-Q, 8-K), as well as Section 13 and Section 16 filings on behalf of the Company and its executive officers and directors
  • Perform legal work on 1933 Act transactions (including debt offerings)
  • securities matters in connection with investments, acquisitions, and dispositions, and FOX’s equity compensation plans
  • Perform legal work on corporate governance matters, including NASDAQ governance and filing requirements, and assist with review and preparation of governance documents, corporate policies, and board and committee materials
  • Perform legal work for Investor Relations and Corporate Communications, including review of earnings releases and scripts, press releases, investor communications and presentations, company website, employee communications, and CSR Report
  • Work collaboratively with SEC Reporting, Internal Audit, Investor Relations, Corporate Communications, Executive Compensation, Treasury, and other members of the Legal Team on a variety of matters
  • Monitor, track, and advise on potential impacts of new and proposed corporate and securities laws to ensure continued compliance
  • Stay up to date on governance trends, general legal issues, and best practices, and recommend changes to company programs/policies as appropriate

Requirements

  • Juris Doctor degree from a top accredited law school
  • Admitted to the New York State Bar or eligible for registration in New York as in-house counsel
  • Experience as a practicing attorney
  • Expertise in securities law matters, stock exchange listing standards, and Delaware corporate law
  • Ability to understand financial information
  • Strong work ethic and good judgment
  • Commitment to producing excellent, accurate work in a timely manner
  • Superior analytical skills and keen attention to detail
  • Excellent communication skills
  • ability to write and speak clearly and concisely
  • Ability to manage multiple priorities in a fast-paced environment
  • Adept at effectively working with individuals from a variety of fields and levels and collaborating with clients, peers, and multiple subject matter experts
  • Strong working knowledge of legal research tools and willingness to learn new digital platforms
  • Proficiency using Microsoft suite of products

Nice to have

  • Top law firm experience
  • In-house experience at a public company
  • Experience with iManage

What we offer

  • medical/dental/vision, insurance, a 401(k) plan, paid time off, and other benefits in accordance with applicable plan documents
  • annual discretionary bonus

Looking for more opportunities?

Search for other job offers that match your skills and interests.

Similar Jobs for

Director, Securities Regulation & Corporate Governance

8 matching positions

Director - Governance, Risk and Compliance

We are a fast-growing fintech company seeking a proactive and highly organized G...
Location
Location
United States , New York
Salary
Salary:
175000.00 - 200000.00 USD / Year
clearstreet.io Logo
Clear Street
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 7+ years of experience in GRC, security compliance, risk management, or related functions
  • Strong understanding of common security frameworks (SOC 2, ISO 27001, NIST CSF, PCI-DSS)
  • Experience managing audits end-to-end
  • Demonstrated ability to build and maintain governance processes and cross-functional compliance programs
  • Excellent documentation, communication, and stakeholder-management skills
  • Experience in technology, fintech, financial services, or other highly regulated industries
Job Responsibility
Job Responsibility
  • Develop, maintain, and manage the company’s security and compliance policy framework
  • Ensure policies are current, properly communicated, approved, and effectively implemented across the organization
  • Oversee periodic reviews of all internal policies
  • Educate teams on policy requirements and drive adherence
  • Build, implement, and continuously refine the company’s cyber security risk management framework
  • Lead risk identification, assessment, scoring, and periodic re-evaluations
  • Maintain the corporate risk register
  • Manage all internal and external audits including SOC 2, ISO 27001, regulatory exams, and customer due-diligence requests
  • Coordinate and prepare audit evidence
  • Serve as the primary liaison with external auditors, security assessors, and regulatory bodies
What we offer
What we offer
  • Competitive compensation packages
  • Company equity
  • 401k matching
  • Gender-neutral parental leave
  • Full medical, dental and vision insurance
  • Lunch stipends
  • Fully stocked kitchens
  • Happy hours
  • Fulltime
Read More
Arrow Right

Corporate Governance Attorney

We are currently seeking Corporate Governance Attorneys to work with our publicl...
Location
Location
United States
Salary
Salary:
104500.00 USD / Year
axiomlaw.com Logo
Axiom Law
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 6+ years of experience in corporate governance, securities, or public company representation
  • Strong knowledge of corporate law, SEC regulations, proxy rules, and board governance practices
  • Actively licensed and in good standing in a U.S. state
Job Responsibility
Job Responsibility
  • Advise the Board of Directors and executive leadership on corporate governance matters, including fiduciary duties, board processes, and best practices
  • Draft, review, and maintain corporate governance documents, including bylaws, charters, policies, resolutions, and committee materials
  • Support public company compliance obligations, including proxy statements, annual meetings, SEC filings, and disclosure requirements
  • Oversee entity management, corporate records, and subsidiary governance to ensure compliance with applicable laws and internal standards
What we offer
What we offer
  • health, dental, and vision insurance
  • paid holidays and PTO
  • flexible work arrangements
  • professional development opportunities and tools
  • Fulltime
Read More
Arrow Right

Director, Securities Regulation & Corporate Governance

We are seeking an experienced lawyer to join our team as a Director, Securities ...
Location
Location
United States , New York ; Philadelphia
Salary
Salary:
143000.00 - 205000.00 USD / Year
foxnews.com Logo
Fox News Media
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Juris Doctor degree from a top accredited law school
  • Admitted to the New York State Bar or eligible for registration in New York as in-house counsel
  • Experience as a practicing attorney
  • Expertise in securities law matters, stock exchange listing standards, and Delaware corporate law
  • Ability to understand financial information
  • Strong work ethic and good judgment
  • Commitment to producing excellent, accurate work in a timely manner
  • Superior analytical skills and keen attention to detail
  • Excellent communication skills
  • ability to write and speak clearly and concisely
Job Responsibility
Job Responsibility
  • Perform legal work on proxy statement for annual and special meetings, including review and preparation of proxy statement and all related matters such as D&O questionnaires, related party transaction analyses, and shareholder meeting materials
  • Perform legal work on SEC periodic filings, including review and preparation of annual, quarterly, and current reports (Forms 10-K, 10-Q, 8-K), as well as Section 13 and Section 16 filings on behalf of the Company and its executive officers and directors
  • Perform legal work on 1933 Act transactions (including debt offerings)
  • securities matters in connection with investments, acquisitions, and dispositions, and FOX’s equity compensation plans
  • Perform legal work on corporate governance matters, including NASDAQ governance and filing requirements, and assist with review and preparation of governance documents, corporate policies, and board and committee materials
  • Perform legal work for Investor Relations and Corporate Communications, including review of earnings releases and scripts, press releases, investor communications and presentations, company website, employee communications, and CSR Report
  • Work collaboratively with SEC Reporting, Internal Audit, Investor Relations, Corporate Communications, Executive Compensation, Treasury, and other members of the Legal Team on a variety of matters
  • Monitor, track, and advise on potential impacts of new and proposed corporate and securities laws to ensure continued compliance
  • Stay up to date on governance trends, general legal issues, and best practices, and recommend changes to company programs/policies as appropriate
What we offer
What we offer
  • Annual discretionary bonus
  • medical/dental/vision
  • insurance
  • a 401(k) plan
  • paid time off
  • other benefits in accordance with applicable plan documents
  • Fulltime
Read More
Arrow Right

Principal Counsel

The Principal Counsel (Corporate and Securities) is part of McDermott’s Sustaina...
Location
Location
United States , Houston
Salary
Salary:
Not provided
mcdermott.com Logo
McDermott
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Juris doctorate from a recognized law school
  • Active bar membership
  • 3-5 years relevant legal experience in securities, corporate, finance and/or corporate governance in law firm or in-house legal department
Job Responsibility
Job Responsibility
  • Working knowledge of U.S. securities laws and regulations and/or corporate finance and mergers & acquisitions
  • Preparing and advising on disclosure matters, including press releases, earnings materials, investor presentations, and other external communications
  • Provide legal support to the Board of Directors and Board Committees on corporate governance matters, including identifying emerging trends and risks and preparation of Board and Committee materials
  • Advising on corporate and securities law matters arising under employee benefit and executive compensation plans or arrangements and non-employee director compensation
  • Leading preparations and the planning of the Company’s annual stockholder meeting, including preparation of proxy statements and related materials
  • Counsel on internal corporate governance and subsidiary matters, including parent and subsidiary corporate records, creation and dissolution of corporate entities, and corporate authority questions
  • Legal support for internal and external corporate transactions
  • Managing complex and sensitive projects with cross-functional teams
  • Assist with various equity and debt financings and provide legal support to the Treasury function, including advice with respect to the Company’s financing arrangements
  • Advise on internal and external transactions, including mergers, acquisitions, dispositions, etc.
  • Fulltime
Read More
Arrow Right

Corporate Paralegal

Navan is seeking a detail-oriented and organized paralegal to support our corpor...
Location
Location
United States , Palo Alto; San Francisco
Salary
Salary:
67500.00 - 121000.00 USD / Year
navan.com Logo
Navan
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5+ years of experience in a similar role
  • Experience supporting public companies and familiarity with SEC regulations, securities laws, and complex corporate structures
  • Strong experience with corporate legal documents and filings, including the preparation of board materials, corporate filings, and SEC reports
  • Bachelor’s Degree and paralegal certificate
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) and document management systems
  • Notary public or willingness to become a notary public
  • High ethical standards and the ability to maintain discretion and confidentiality
  • Strong problem-solving and critical-thinking abilities
  • Self-starter, proactive, detail and deadline oriented
  • A positive, ‘can-do’ outlook, a sense of excitement to learn and contribute to the team’s goals, and a willingness to roll up their sleeves and get the job done
Job Responsibility
Job Responsibility
  • Assist with SEC and public company reporting, including periodic reports (Form 10-K and Form 10-Q), current reports (Form 8-K), proxy statements, annual meeting of stockholders, and other required SEC filings
  • Prepare, file and track Section 16 filings, including obtaining applicable EDGAR codes, maintaining filing records, and managing related 10b5-1 trading plans
  • Support compliance with securities laws, including monitoring and tracking insider trading policies, SEC reporting requirements, and other relevant regulations
  • Assist in drafting, reviewing, and maintaining corporate governance documents, including board resolutions, meeting minutes, stockholder consents, corporate governance policies and procedures, and support the preparation of board and committee meeting materials, D&O questionnaires, and managing the board portal
  • Manage subsidiaries and coordinate corporate governance, corporate reporting and other subsidiary management matters, including organizational charts, statutory filings, entity formations, business registrations, qualifications, dissolutions, and election of directors and officers
  • Manage U.S. state and local filings, foreign qualifications, business licenses, and various business entity documents with governmental agencies
  • Work closely with other members of the team to fulfill compliance and corporate governance requirements
  • Assist with due diligence and related support on major corporate transactions (public offerings, M&A, financings, etc.), including organizing and maintaining virtual data rooms, tracking transaction documentation, and managing closing process
  • Coordinate the collection and organization of necessary corporate documents for submission to the SEC and other regulatory bodies
  • Assist in the preparation of corporate-transaction related documents, including registration statements, prospectuses, and related exhibits
What we offer
What we offer
  • Generous medical plans, dental, and vision benefits with premiums covered by Navan
  • Various insurance options designed to cover each family's needs
  • Paid parental and bereavement leave
  • Subsidized commuter benefits
  • Mental health support
  • Connectivity stipends
  • Pet insurance
  • Lunches and happy hours
  • Fulltime
Read More
Arrow Right

Corporate Paralegal and Legal Operations Manager

This is a rare opportunity to join the legal team on the ground floor as the fir...
Location
Location
United States , Menlo Park
Salary
Salary:
Not provided
blockstream.com Logo
Blockstream
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • BA/BS with a Paralegal certificate from an accredited institution
  • 5–10 years of experience as a corporate paralegal with progressively increasing responsibilities and accomplishments
  • Experience working in a corporate legal department or law firm, familiarity with corporate governance practices, including corporate secretarial requirements and public company filings
  • Strong understanding of securities laws and regulations
  • Experience building or significantly improving legal processes and workflows with demonstrated project management skills
  • Proficiency in legal research databases, legal platforms, and corporate record-keeping software
  • Strong computer skills, including expertise in Microsoft Office Suite
  • Excellent written and verbal communication skills
  • Experience working with senior executives
  • Impeccable professional ethics, integrity and judgment, and high level of discretion in handling confidential matters
Job Responsibility
Job Responsibility
  • Organize corporate records and coordinate due diligence activities for mergers, acquisitions, and other corporate transactions
  • Maintain capitalization tables, option records, and corporate records, including shareholder and director information
  • Assist with organizing and preparing agendas and papers for board and/ or shareholder meetings and annual general meetings
  • take minutes, and coordinate correspondence with and requests from various directors
  • Assist in the preparation and filing of corporate documents such as articles of incorporation, bylaws, and minutes of meetings
  • Liaise and collaborate with internal and external parties across different jurisdictions to support subsidiary governance and ensure compliance with federal and state corporate laws and regulations
  • Build legal operations infrastructure from scratch
  • Create intake processes that make it easy for the business to work with Legal
  • Develop metrics and reporting to track Legal team performance and workload and to measure success against strategic plans
  • Develop and implement operational and technology strategies to enhance Legal department performance and project management
  • Fulltime
Read More
Arrow Right

Corporate Secretarial

The main purpose of the role is to support strong corporate governance and ensur...
Location
Location
Philippines , Manila
Salary
Salary:
Not provided
ibvogt.com Logo
ib vogt GmbH
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor's or Master's Degree preferably in Legal Management, Law or related field
  • 1-3 years experience in corporate secretarial work
  • Familiarity with SEC and other government transactions
  • Familiarity with the Revised Corporation Code
  • Prior knowledge or experience in drafting Minutes of the Meeting, Letters or Memoranda
  • Ability to liaise with other departments and JV partners
  • Preferably prior experience working with Board of Directors
Job Responsibility
Job Responsibility
  • Support strong corporate governance and ensure the company’s compliance with applicable corporate and regulatory requirements
  • Maintain statutory records, organize and document board and shareholder meetings
  • Advise directors on governance obligations
  • Facilitate regulatory filings and disclosures
  • Act as a liaison between the board, management, shareholders, and regulators
  • Handle corporate housekeeping requirements for all the ib vogt PH companies and other ib vogt APAC companies
  • Prepare minutes, Secretary’s Certificates, board resolutions, GIS, and ensure regulatory compliance with SEC, BIR, and local government
  • Prepare documents to secure annual business permits, licenses, certifications and other required documents for project development
  • Administer and file all legal files, documents, invoices of the PH team and CorpSecAPAC team
  • Upload important files onto data rooms
What we offer
What we offer
  • Dynamic and diverse work environment with colleagues from around the world
  • A truly international exposure
  • An open-minded and highly motivated team
  • Interesting and challenging tasks
  • Encourage both teamwork and personal responsibility
  • Great opportunities for professional and personal growth & experience
  • Fulltime
Read More
Arrow Right
New

Senior Corporate Counsel & Company Secretary

Location
Location
India , Gurgaon
Salary
Salary:
Not provided
bourgogne.msa.fr Logo
MSA BOURGOGNE
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor’s degree in law (LLB) or above from a good domestic or overseas university
  • Qualified Company Secretary with a membership of the Institute of Company Secretaries of India (ICSI)
  • At least 10 years hands on experience in Legal function of multinational manufacturing companies in the assigned countries or region, preferably a good mixture of major law firm and in-house
  • Proven track record in handling general legal matters, including contracts, corporate matters & litigation
  • Solution-driven and results-oriented, with outstanding organizational and analytical skills
  • Business savvy with the ability to work successfully with high level business clients and to evaluate and accept appropriate risks to protect shareholder value
  • Desire to work as part of a team, with the ability to motivate others and to facilitate problem solving
  • willingness to go further to enhance collaborative and professional excellence team culture
Job Responsibility
Job Responsibility
  • Contract Management and Negotiation
  • Monitor and improve process for contract management, review and negotiation for higher value and higher risk agreements
  • advise all levels of business partners on a broad range of business transactions
  • update and develop standard documentation to protect Company's best interests on contractual commitments, balance and optimize risks, gain greater commercial benefits, and ensure Company is protected legally
  • Effectively work with business teams to understand customer and vendor business in the different regions globally for successful contract negotiations
  • Ensure business goals are met in a way that complies with applicable laws and regulations and Gates corporate requirements
  • support and promote Gates corporate requirements and ethical standards within the business community in the region
  • Prepare and deliver country and enterprise-specific training on relevant and topical issues for best practices in risk mitigation
  • Apply business strategies and initiatives in agreements of all kinds, including negotiation and application of these initiatives to secure business success and risk mitigation
  • Drive continuous improvement in legal governance, reporting and knowledge management to maintain consistency, quality and institutional capability
  • Fulltime
Read More
Arrow Right