Director of Compliance & Audit, Robert Half

Robert Half

Location:
United States, Basehor

Category:
Banking

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

Robert Half Finance & Accounting is assisting in the search for an experienced Director of Compliance & Audit within the banking industry. This vital leadership position is responsible for ensuring compliance with applicable laws, regulations, and internal controls, as well as overseeing the organization’s audit function. The role requires a deep knowledge of the banking industry, OCC regulations, and proven expertise in compliance and audit leadership.

Job Responsibility:

Lead the compliance program to ensure adherence to federal banking regulations, including OCC guidelines, and other applicable regulatory bodies
direct and manage internal and external audit processes to evaluate the effectiveness of controls, risk management, and governance practices
act as the primary liaison with regulatory agencies, including OCC, managing inquiries, submissions, and compliance examinations
identify and mitigate regulatory and operational risks through dynamic compliance frameworks and audit procedures
develop, implement, and continuously improve compliance policies and audit methodologies aligned with the bank’s strategic goals
manage, mentor, and grow a team of compliance and audit professionals, cultivating an environment of collaboration and continuous improvement
lead employee training programs to ensure a company-wide understanding of compliance obligations and risk awareness
deliver comprehensive compliance performance metrics and audit results to executive leadership and the board of directors.

Requirements:

Minimum 10 years of compliance and auditing experience in the banking industry, with a track record of working under OCC regulations
in-depth understanding of OCC regulations, Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and other banking compliance laws
strong managerial and interpersonal skills to lead internal teams and interact effectively with regulatory authorities
bachelor’s degree in Accounting, Finance, Business Administration, or a related field
a master’s degree or certifications in compliance/auditing (e.g., CIA, CRCM, CAMS) is preferred
exceptional analytical skills, with the ability to assess risks and develop solutions efficiently
proven ability to present findings and recommendations to stakeholders clearly and concisely
familiarity with auditing and compliance-related software tools and methodologies
minimum of 8 years of experience in the banking industry, with a focus on compliance and regulatory standards
in-depth knowledge of the Bank Secrecy Act (BSA) and other relevant banking regulations
proven track record of conducting and managing compliance audits
strong analytical skills to identify risks and implement effective solutions
excellent communication and interpersonal skills for collaboration with internal and external stakeholders
leadership experience, including managing teams and mentoring staff
advanced certifications are a plus
ability to stay current with regulatory changes and adapt compliance practices accordingly.

Nice to have:

Advanced certifications
master’s degree in compliance/auditing (e.g., CIA, CRCM, CAMS).

What we offer:

Medical insurance
vision insurance
dental insurance
life and disability insurance
access to company 401(k) plan
competitive compensation
free online training.

Additional Information:

Job Posted:
September 12, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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Director of Compliance & Audit