CrawlJobs Logo
Broster Buchanan Logo Broster Buchanan · Finance

Director – Front office – Investments

United Kingdom, North Yorkshire 97000.00 GBP / Year · Job Posted March 04, 2026
Apply Position
Job Link Share

Job Description

To lead the development and delivery of the Internal Audit for the front office Investment and Banking business areas, including compliance risk for the regulated investment business. Support the leadership of audit delivery across the audit plan and full audit universe, bringing specialist insight in banking, investments and compliance risk, to support effective delivery of the full audit programme.

Job Responsibility

  • To lead the development and delivery of the Internal Audit for the front office Investment and Banking business areas, including compliance risk for the regulated investment business
  • Support the leadership of audit delivery across the audit plan and full audit universe, bringing specialist insight in banking, investments and compliance risk, to support effective delivery of the full audit programme

Requirements

  • Provide audit leadership and subject matter domain expertise in governance, risks and control frameworks in the front office Investment and Banking business areas
  • Provide SME knowledge for compliance risk and control frameworks for the regulated investment business
  • Provide leadership to the internal audit team across the delivery of the full audit universe and Internal Audit plan
  • Lead Internal Audit engagement with management teams across the Investment and Banking businesses
  • Attend relevant committees and governance forums in areas of risk focus
  • Advise on or provide assurance for major projects, programmes, steering groups, and policy initiatives within Investment and Banking and other key areas
  • Develop and maintain the audit universe for the Investment and Banking business areas and associated risks
  • Lead the development of the risk-based Internal Audit Plan for these areas
  • Oversee the delivery of audit engagements by both in-house teams and co-sourced external providers
  • Ensure audit engagements are delivered in accordance with the audit manual, Global Internal Audit Standards, and the Internal Audit Code of Practice
  • Ensure overall delivery of the audit plan and contribute to the evidence-based annual opinion to the Audit Committee
  • Provide technical subject matter expertise and thought leadership in relation to Investment and Banking, FCA rules and guidance, and other key areas as required
  • Maintain the Internal Audit methodology and support the annual internal quality assessment to ensure conformance with IIA standards
  • Implement Internal Audit strategy and contribute to strategic workstreams to drive continuous improvement across the function
  • Line manage Senior Internal Audit Managers and Internal Audit Managers, fostering a high-performance culture through effective performance management and career coaching
  • Help determine the resources, expertise, qualifications, and systems required to meet Internal Audit’s objectives and deliver a high-quality service
Broster Buchanan - All Job Offers

Looking for more opportunities?

Search for other job offers that match your skills and interests.

Suggested Tags: Frontend Developer Secretary Talent Manager Salesforce Administrator Data Analyst
Similar Jobs for

Director – Front office – Investments

8 matching positions

Executive Assistant – Global Capital Markets

We are working with a leading global financial services institution to recruit a...
Location
Location
United Kingdom , London
Salary
Salary:
Not provided
goodmanmasson.com Logo
Goodman Masson
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 6-7+ years’ experience within front office investment banking, capital markets or asset management
  • Comfortable supporting senior Director to MD level stakeholders
  • Highly organised and unflappable under pressure
  • Strong with PowerPoint and presentation formatting
  • Confident managing competing demands from multiple senior stakeholders
  • Professional, resilient and solutions-focused
Job Responsibility
Job Responsibility
  • Complex diary management across multiple time zones
  • High-volume meeting coordination
  • Preparing and formatting presentations and pitch materials
  • Supporting with board-level documentation
  • Minute taking when required
  • Managing shifting priorities and last-minute changes
  • Acting as a gatekeeper and trusted support within the team
Read More
Arrow Right

Executive Assistant

We are working with a leading global financial services institution to recruit a...
Location
Location
United Kingdom , London
Salary
Salary:
60000.00 GBP / Year
goodmanmasson.com Logo
Goodman Masson
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 6-7+ years’ experience within front office investment banking, capital markets or asset management
  • Comfortable supporting senior Director to MD level stakeholders
  • Highly organised and unflappable under pressure
  • Strong with PowerPoint and presentation formatting
  • Confident managing competing demands from multiple senior stakeholders
  • Professional, resilient and solutions-focused
Job Responsibility
Job Responsibility
  • Complex diary management across multiple time zones
  • High-volume meeting coordination
  • Preparing and formatting presentations and pitch materials
  • Supporting with board-level documentation
  • Minute taking when required
  • Managing shifting priorities and last-minute changes
  • Acting as a gatekeeper and trusted support within the team
  • Fulltime
Read More
Arrow Right
New

Director Of Operations

Location
Location
Indonesia , Jakarta
Salary
Salary:
Not provided
https://www.marriott.com Logo
Marriott Bonvoy
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 2-year degree from an accredited university in Business Administration, Hotel and Restaurant Management, or related major
  • 4 years experience in the guest services, front desk, housekeeping, sales and marketing, management operations, or related professional area
  • OR 4-year bachelor's degree in Business Administration, Hotel and Restaurant Management, or related major
  • 2 years experience in the guest services, front desk, housekeeping, sales and marketing, management operations, or related professional area
Job Responsibility
Job Responsibility
  • Functions as the strategic business leader of the property's Hotel Operations
  • Areas of responsibility may include Front Office, Recreation/Health Club, Housekeeping, Food and Beverage/Culinary and Engineering/Maintenance
  • Works with direct reports (department heads) to develop and implement departmental strategies and ensures implementation of the brand service strategy and brand initiatives
  • Ensures Hotel Operations meet the brand’s standards, targets customer needs, ensures employee satisfaction, focuses on growing revenues and maximizes the financial performance of the department and developing positive owner relations
  • Develops and implements property-wide strategies that deliver products and services to meet or exceed the needs and expectations of the brand’s target customer and employees and provides a return on investment
  • Fulltime
Read More
Arrow Right
New

Director of Operations

We are hiring for a Director of Operations to join our leadership team Based at...
Location
Location
United Kingdom , London
Salary
Salary:
Not provided
https://www.marriott.com Logo
Marriott Bonvoy
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Degree from an accredited university in Business Administration, Hotel and Restaurant Management, or related major
  • Extensive experience in the guest services, Food and Beverage, front desk, housekeeping, management operations, or related professional area.
Job Responsibility
Job Responsibility
  • Working closely with the hotels General Manager, this role functions as the strategic business leader of the property's Hotel Operations
  • Areas of responsibility include Food and Beverage, Front Office, Housekeeping, Guest Service Centre and Security
  • Position works with direct reports (department heads) to develop and implement departmental strategies and ensures implementation of the brand service strategy and brand initiatives
  • The position ensures Hotel Operations meet the brand’s standards, targets customer needs, ensures employee satisfaction, focuses on growing revenues and maximizes the financial performance of the department and developing positive owner relations
  • Develops and implements property-wide strategies that deliver products and services to meet or exceed the needs and expectations of the brand’s target customer and employees and provides a return on investment.
What we offer
What we offer
  • Annual Bonus
  • Private medical care
  • Enhanced pension contribution
  • Discounted room nights & food and beverage
  • Complimentary laundry
  • Free meals on duty
  • Access to fabulous and flexible benefits
  • Fulltime
Read More
Arrow Right

Administrative Assistant

Robert Half is hiring on behalf of our client for a highly organized and proacti...
Location
Location
United States , Chicago
Salary
Salary:
31.00 - 33.00 USD / Hour
https://www.roberthalf.com Logo
Robert Half
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5 years minimum experience in Administrative Assistant supporting a senior level team with Associates Degree
  • 3 years minimum experience in Administrative Assistant supporting a senior level team with a Bachelor’s Degree
  • Previous Finance industry experience preferred
  • Excellent Microsoft
  • Outlook email and calendar skills
  • Proficient in Microsoft Office programs
  • Excellent organization skills and attention to detail
  • Excellent verbal and written communication skills
  • Excellent phone skills and internal/external customer service
  • Excellent collaboration skills to support working within cross-functional teams
Job Responsibility
Job Responsibility
  • Extensive calendar and time management
  • consistently reviews calendar for changes, continually monitors and handles scheduling conflicts
  • Builds and maintains excellent client relationships
  • stays on top of relevant client information
  • May coordinate detailed travel reservations and ensures changes or problems are resolved and communicated
  • Prioritizes and manages multiple projects simultaneously and follows through on issues in a timely manner
  • May prepare both routine and confidential correspondence and reports
  • Proactively monitors the need for follow-up meetings and initiates planning as appropriate
  • Compiles and submits accurate expense reports as required
  • Addresses miscellaneous tasks as requested or designated by other office leaders
What we offer
What we offer
  • medical
  • vision
  • dental
  • life and disability insurance
  • 401(k) plan
  • Fulltime
Read More
Arrow Right

Internal Audit – US Credit Vice President

In Audit, you'll play a crucial role in providing independent, reliable, and ins...
Location
Location
United States , New York
Salary
Salary:
150000.00 - 210000.00 USD / Year
barclays.co.uk Logo
Barclays
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Strong experience in Investment Bank Credit or Securitized products and front‑office risk, gained through internal audit, risk management, or closely aligned business roles
  • Proven ability to lead complex audits, exercise independent judgement, and communicate effectively with senior management
  • Clear and concise written and verbal communication skills with a collaborative approach to stakeholder engagement
  • Prior experience in mentoring or developing junior staff
Job Responsibility
Job Responsibility
  • Audit development and delivery support, including financial statements, accounting practices, operational processes, IT systems and risk management
  • Identification of operational risks to support the delivery of the Barclays Internal Audit (BIA) Audit Plan through risk assessments
  • Assessment of internal control effectiveness and their capability to identify and mitigate risk aligned to regulatory requirements
  • Communication of key findings and recommendations to stakeholders, including the Audit Owner, senior managers and directors
  • Identification of regulatory news and industry trends/developments to provide timely insight and recommendations for best practice
What we offer
What we offer
  • Wellness center equipped with modern amenities, including fitness centres offering a variety of classes and services
  • Health center provides a range of services, including primary and urgent care, wellness exams, health coaching, and vaccinations
  • Office features a variety of sophisticated dining options, including a colleague restaurant and a private executive dining room
  • Fulltime
Read More
Arrow Right
New

Platform Product Manager, Equity Cash, Director

Citi's Cash Equities Execution team in New York is seeking a Director-level prod...
Location
Location
United States , New York
Salary
Salary:
200000.00 - 300000.00 USD / Year
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 6-10 years of relevant front-office or closely adjacent experience in a product management, execution advisory, or platform management capacity within a cash equities electronic trading environment at an investment bank or execution venue
  • Deep knowledge of equities electronic execution, including hands-on familiarity with DMA products, execution algorithms, Smart Order Routing, Market Center, and exchange co-location infrastructure across major market venues
  • Strong technical proficiency with practical experience using Q/kdb+ and Python for trade data analysis, product performance monitoring, and execution quality analytics
  • Knowledge of FIX Protocol is advantageous
  • Thorough understanding of the Americas regulatory landscape as it applies to electronic trading, specifically Market Access requirements including algorithmic trading controls and market access risk management
  • Proven stakeholder management and communication skills, with the ability to influence outcomes across a complex, global organization and engage effectively with both technical teams and senior business stakeholders
  • A quantitative undergraduate or postgraduate degree in Finance, Economics, Mathematics, Engineering, Computer Science, or a related discipline from a leading academic institution
  • CFA or equivalent professional qualification is advantageous but not essential
Job Responsibility
Job Responsibility
  • Own and drive the product strategy and roadmap for Citi's cash equities execution platform, ensuring alignment with business priorities and evolving client demand
  • Act as the primary business lead for technology projects, coordinating across trading desks including Program Trading, High Touch, Futures, Delta One, and Equity Derivatives to support platform integration and client onboarding
  • Partner closely with technology, quantitative research, and trading teams to coordinate production releases, manage go-live processes for new client solutions, and resolve platform issues in collaboration with production management, network engineers, and application development groups
  • Oversee platform governance and regulatory compliance, ensuring all electronic trading products adhere to applicable obligations — including market access controls — and maintain a robust risk management framework across the full execution product suite
  • Produce and present in-depth analytics on product usage, client trading trends, execution performance, and revenue attribution, leveraging data-driven insights to inform platform investment decisions and enhance client outcomes
  • Drive cross-functional initiatives across a matrixed, global organization, translating complex technical concepts for both client-facing and senior internal audiences to influence outcomes and build consensus
What we offer
What we offer
  • medical, dental & vision coverage
  • 401(k)
  • life, accident, and disability insurance
  • wellness programs
  • paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays
  • Fulltime
Read More
Arrow Right

Ccb Poland Head/ Managing Director

Managing CCB Division at Bank Handlowy S.A. in Warsaw, ensuring the achieving of...
Location
Location
Poland , Warsaw
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Strong execution skills
  • Strong communication skills including presentation to internal and external stakeholders, regulators, media, clients and other
  • Demonstrated knowledge of compliance issues and regulatory requirements (global and local)
  • Experience in managing dynamic and diverse teams
  • Familiar with Citi’s risk culture, risk and finance frameworks and their application at a legal entity and country level
  • Track record of identifying, managing and delivering change with all stakeholders to drive the business forward
  • Proven track record of developing and executing business growth strategies
  • Client-Facing and Relationship Management Skills
  • Proven leadership skills and intellectual capability to create momentum and an agenda across multiple products with a diverse population and competing priorities
  • Proven analytical and problem-solving skills with pragmatic approach to ensure limited resources are directed appropriately
Job Responsibility
Job Responsibility
  • Deliver on financial commitments, Revenues & Expenses, EBIT in Poland
  • Develop and monitor a client-driven franchise growth plan in Poland and communicate a clear Commercial Banking vision that is responsive to global/regional strategies and emerging market trends
  • Ensure that the overall business strategy is well defined and articulated to all key stakeholder such as CEO, Coverage Head, Regional CCB Head, product teams, operations and technology as well as second line and third line of defense partners
  • Communicate a clear vision of the Commercial Bank business strategy across Poland and engage employees in support of the strategy and growth
  • Grow market share across all key client Industry Verticals with high quality acquisition, activation and up-tiering
  • Build a strong network internally and externally and effectively compete with traditional global and local banks within our Target Market through superior client propositions and innovative solutions
  • Senior client coverage for existing and prospect companies
  • Drive cross-selling products like cash management, trade, FX, capital markets and wealth management
  • Define sales strategy for Commercial Bank in Poland, including target market, product and service offering, interaction models, training programs, and resources and infrastructure required
  • Execute on key growth initiatives for CCB and deliver under BHW 2.0 (post-Consumer exit) strategy
What we offer
What we offer
  • Global benefits offered to workforce
  • Competitive salary
  • Inclusion-focused work environment
  • Fulltime
Read More
Arrow Right