Digital Assets Compliance Officer

• Assisting the CCO in ensuring that the cryptocurrency exchange complies with all applicable laws and regulations
• Assist with documentation of risk reporting procedures and ensure in line with models and methodology documentation
• Assist in the daily risk reporting and monitoring of the markets and measuring the risk exposure of user portfolios
• Proactively identify, report and ensure transparency of risks, and immediate escalation of material issues to risk managers
• Analyze market microstructure on crypto derivative markets, periodically review and calibrate risk models according to market conditions
• Monitor compliance with regulation and perform both qualitative and quantitative analysis, independent testing, automating the monitoring and challenging of data and models
• Monitor the development of crypto exchange industry and identify industry trends and risks for further business development
• Conducting investigations into potential Exchange rule violations, performing various compliance-related audits and monitoring, and handling other compliance-related functions
• Conduct compliance ad-hoc monitoring for potential rule violations or concerning activities related to trading activity, money laundering and fraud
• Routinely communicate with market participants regarding compliance-related functions and investigative responsibilities
• Communicate compliance analysis and findings to department management, staff, and other business members
• Assesses the organization’s cryptocurrency activities to identify any potential areas of non-compliance, and makes sure that all related procedures and controls are properly implemented
• Assist in the implementation and documentation of standard operational processes related to new product listing, product parameters and model parameters calibration

• Deep knowledge of global regulations and mandates pertaining to cryptocurrency and other digital assets
• 3+ years experience with various cryptocurrency exchange platforms and their risk management protocols
• Familiarity with blockchain technology, from its underlying concepts to its architecture and protocols
• 3+ years experience coordinating money transmitter licenses with states
• 2+ years experience coordinating regulatory approvals with FINRA, SEC, CFTC or NFA
• Knowledge of global AML/CTF and Sanctions risks and regulations (e.g., BSA, FinCEN CDD Rule, Sanctions, USA PATRIOT Act, 4MLD, etc.)
• Exceptional interpersonal skills and the innate ability to work unsupervised in a structured manner
• Easily able to develop, foster and maintain effective working relationships with diverse groups of people
• Ability to thrive in a fast-paced remote environment
• Bachelor’s degree or equivalent experience

FINRA Series 7/24 a plus but not required

• Comprehensive health, vision, and dental insurance with 100% employer-paid premiums for employees and their dependents on select plans
• Company HSA, FSA, Dependent Care, 401k, and commuter benefits
• Employer-funded life and disability insurance coverage
• 11 Observed Holidays & PTO plan
• Up to 12 weeks paid family leave
• Continuing education reimbursement
• 25% annual bonus target, paid quarterly
• Company equity in the form of RSUs