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This Control and Regulation Compliance Risk Management SME role exists to support the Services business in the UK through the governance and oversight of applicable Regulations and controls required for Compliance Risk Management. The Services business combines our Treasury and Trade Services, and Issuer and Investor Services products. This is a critical role in the First Line of Defense within the UK Cluster Control and Regulatory Management team which will not only supplement Citi’s newly implemented Regulatory Ownership & Accountability Framework but also support senior UK Cluster Management, and the global Services Compliance & Regulatory Risk team.
Job Responsibility:
Take the lead in performing end-to-end Regulatory Compliance Risk Management and oversight of the UK Services products and functions Regulatory Change Management, including Impact Assessments, controls alignment and mapping, governance and reporting
Implement and comply with our global Services reg change management operating model in particular driving adherence with specific prescriptive timelines
Develop communication and update governance material for presentation to a wide variety of audiences from stakeholders, peers, global team, and management
Liaise with stakeholders across multiple products, functions, Assessment Unit representatives while establishing and maintaining solid relationships with our internal partners and cluster peers
Assist with Regulatory control identification/development where necessary and conduct Compliance adequacy and appropriateness assessments leveraging the relevant SMEs
Assist with Regulatory applicability assessments for Sales, products, and functions
Assist with the timely identification and reporting of issues, escalations, emerging risks and subsequent resolution
Proactively identify opportunities to optimize and streamline processes, propose innovative solutions leveraging Artificial Intelligence where possible, and lead implementation of improvements
Support the team with the overall Cluster Governance, Risk forums materials, and other components of the operational risk framework
Requirements:
Extensive experience in Regulatory Change Management, Implementation & on-going Governance for Financial Services Regulations
Excellent organizational and tracking skills
Ability to manage multiple priorities across teams and work effectively under pressure in a rapidly changing environment
Knowledge of Services products including related control principles
Demonstrated expertise of Microsoft Office product suite and proficiency in Microsoft Excel, PowerPoint, and SharePoint
Excellent written and verbal communication and interpersonal skills
Excellent analytical and problem-solving skills
Bachelor’s degree in law, Finance, Business Management or qualification in related discipline desired but not essential
Nice to have:
None mentioned
What we offer:
Generous holiday allowance starting at 27 days plus bank holidays
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources
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