CrawlJobs Logo

Consumer Duty Integration Lead

pfgl.co.uk Logo

Perspective Financial Group Ltd

Location Icon

Location:
United Kingdom

Category Icon
Category:

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

Not provided

Job Description:

Lead the end‑to‑end Consumer Duty Price and Value (“CD”) workstream for acquired businesses focusing specifically on the alignment of the Group’s Service Propositions and any subsequent amendment to ongoing Adviser Charging in line with the Group’s pricing structure. This is achieved by assessing readiness pre‑completion, standing up a firm‑specific FCA Change in Control Consumer Duty Price and Value Plan immediately post‑exchange, and driving execution to full alignment within the Group’s operating model, service levels, and MI standards. This role ensures the Consumer Duty ‘Price and Value’ outcome is evidenced through data, workflows and client communications, with a consistent approach across acquisitions.

Job Responsibility:

  • Input to regulatory due diligence focusing on Consumer Duty readiness, governance, MI and board reporting
  • Prepare the Change in Control Consumer Duty Plan draft for each deal and obtain Vendor sign-off
  • Own the acquisition CD plan delivery and ensure evidence capture
  • Drive service level allocation and fee alignment to Perspective’s Service Propositions and pricing tiers
  • Ensure Fair Value Assessments and outcomes monitoring are completed
  • Coordinate with internal teams to meet the alignment timing commitments
  • Produce a standard CD progress pack for integration governance
  • Ensure appropriate documentation to support annual Consumer Duty reporting
  • Calibrate and improve the Change in Control Consumer Duty Plan template in conjunction with the Regulatory Team
  • Align Consumer Duty activities with wider Regulatory Integration milestones

Requirements:

  • Hands‑on knowledge of FCA Consumer Duty and practical delivery in advice firms
  • Proven experience running data‑led change and driving completion via workflow tooling
  • Excellent stakeholder management across relevant departments
  • Level 4 Diploma in Regulated Financial Planning (or compliance equivalent)
  • Strong track record implementing price & value frameworks and fair value assessments
  • Experience in post‑acquisition integration within wealth/financial advice

Nice to have:

  • Level 4 Diploma in Regulated Financial Planning (or compliance equivalent)
  • Strong track record implementing price & value frameworks and fair value assessments
  • Experience in post‑acquisition integration within wealth/financial advice
What we offer:
  • 25 days holiday (rising with length of service) plus Bank Holidays
  • Birthday Leave
  • Holiday Purchase Scheme
  • Life Assurance
  • Pension
  • Corporate Eyecare
  • Extras Discount shopping discounts
  • Cyclescheme
  • Employee Referral Scheme
  • Learning & Development Programme (Perspective Academy)
  • Birthday Day Off
  • Electric Car Scheme

Additional Information:

Job Posted:
January 09, 2026

Employment Type:
Fulltime
Work Type:
Hybrid work
Job Link Share:

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Consumer Duty Integration Lead

Senior Regulatory Compliance Manager

You will be the strategic partner to the Director, transforming regulatory devel...
Location
Location
United Kingdom , London
Salary
Salary:
Not provided
shieldpay.com Logo
Shieldpay
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Proven experience within regulated financial institutions, e-commerce, or high-growth FinTech environments
  • Robust, practical understanding of the EU/UK regulatory framework for Payments (PSD/EMI) and/or Cards
  • Demonstrated ability to thrive under pressure, expertly managing a diverse and high volume of tasks while consistently meeting aggressive deadlines
  • Exceptional capacity to rapidly absorb, retain, and stay ahead of complex information pertaining to Product setups, Compliance controls, and key organisational stakeholders
  • Strong affinity for data analysis and evidence-based decision-making to drive optimal compliance strategy
  • Proven ability to proactively manage change and seamlessly adapt to the demands of a continuously growing and transforming business landscape
  • Solid, hands-on experience in policy development, strategic implementation, and high-level regulatory advisory
  • Direct experience in successfully embedding non-financial crime Compliance frameworks from a foundational, bottom-up approach
  • Innate drive to continually raise the compliance bar and aggressively champion the compliance agenda across multiple, diverse business lines
  • Excellent communication with a proven track of building robust stakeholder relationships and influencing outcomes at all organisational levels
Job Responsibility
Job Responsibility
  • Own the Compliance Framework: Partner with the Director of Compliance to design, embed, and continuously optimise a high-impact compliance framework that guarantees firm-wide adherence to all legal and regulatory mandates
  • Lead Consumer Duty Excellence: Hold the central role for ongoing oversight of Consumer Duty, actively ensuring every product, service, and customer journey delivers superior customer outcomes aligned with the FCA’s four principles
  • Strategic Project Execution: Lead the full lifecycle of Compliance projects and roadmaps, driving coordination, prioritisation, and timely delivery across all business units
  • Proactive Advisory: Act as an embedded compliance expert, ensuring crucial advisory support is injected at the earliest stages of key business projects and product development
  • Innovate and Benchmark: Collaborate with Product teams to implement industry best practices and new ideas that enhance good customer outcomes and drive business integrity
  • Policy Modernisation: Rapidly drive improvements and updates to Compliance Policies and operational procedures, ensuring they are always cutting-edge and fit-for-purpose
  • Secure Firm-Wide Buy-in: Work across all functional areas to champion the compliance culture, ensuring leadership and staff fully adopt and embed the framework
  • Expert Challenge and Guidance: Serve as a trusted advisor, providing incisive challenge and advice on complex areas including payment regulations, financial promotions, product governance, TCF, conduct risk, and data privacy
  • Actionable Risk Reporting: Articulate key risks, issues, and strategic recommendations clearly and concisely to leadership, ensuring immediate and appropriate corrective action is taken
  • Regulatory Implementation Lead: Take the lead on timely and effective implementation of all new and relevant regulations across the business
What we offer
What we offer
  • Flexible working options, such as flexible hours and hybrid work, to support our employees' work-life balance
  • Fulltime
Read More
Arrow Right

Regulatory Compliance Manager

You will be the strategic partner to the Director, transforming regulatory devel...
Location
Location
United Kingdom , London
Salary
Salary:
Not provided
shieldpay.com Logo
Shieldpay
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Proven experience within regulated financial institutions, e-commerce, or high-growth FinTech environments
  • Robust, practical understanding of the EU/UK regulatory framework for Payments (PSD/EMI) and/or Cards
  • Demonstrated ability to thrive under pressure, expertly managing a diverse and high volume of tasks while consistently meeting aggressive deadlines
  • Exceptional capacity to rapidly absorb, retain, and stay ahead of complex information pertaining to Product setups, Compliance controls, and key organisational stakeholders
  • Strong affinity for data analysis and evidence-based decision-making
  • Proven ability to proactively manage change and seamlessly adapt to the demands of a continuously growing and transforming business landscape
  • Solid, hands-on experience in policy development, strategic implementation, and high-level regulatory advisory
  • Direct experience in successfully embedding non-financial crime Compliance frameworks from a foundational, bottom-up approach
  • Innate drive to continually raise the compliance bar and aggressively champion the compliance agenda across multiple, diverse business lines
  • Excellent communication with a proven track of building robust stakeholder relationships and influencing outcomes at all organisational levels
Job Responsibility
Job Responsibility
  • Own the Compliance Framework: Partner with the Director of Compliance to design, embed, and continuously optimise a high-impact compliance framework that guarantees firm-wide adherence to all legal and regulatory mandates
  • Lead Consumer Duty Excellence: Hold the central role for ongoing oversight of Consumer Duty, actively ensuring every product, service, and customer journey delivers superior customer outcomes aligned with the FCA’s four principles
  • Strategic Project Execution: Lead the full lifecycle of Compliance projects and roadmaps, driving coordination, prioritisation, and timely delivery across all business units
  • Proactive Advisory: Act as an embedded compliance expert, ensuring crucial advisory support is injected at the earliest stages of key business projects and product development
  • Innovate and Benchmark: Collaborate with Product teams to implement industry best practices and new ideas that enhance good customer outcomes and drive business integrity
  • Policy Modernisation: Rapidly drive improvements and updates to Compliance Policies and operational procedures, ensuring they are always cutting-edge and fit-for-purpose
  • Secure Firm-Wide Buy-in: Work across all functional areas to champion the compliance culture, ensuring leadership and staff fully adopt and embed the framework
  • Expert Challenge and Guidance: Serve as a trusted advisor, providing incisive challenge and advice on complex areas including payment regulations, financial promotions, product governance, TCF, conduct risk, and data privacy
  • Actionable Risk Reporting: Articulate key risks, issues, and strategic recommendations clearly and concisely to leadership, ensuring immediate and appropriate corrective action is taken
  • Regulatory Implementation Lead: Take the lead on timely and effective implementation of all new and relevant regulations across the business
What we offer
What we offer
  • Flexible working options, such as flexible hours and hybrid work, to support our employees' work-life balance
  • Fulltime
Read More
Arrow Right

Restaurant District Manager

The Restaurant District Manager (RDM) is responsible for all aspects of manageme...
Location
Location
United States of America , Orange Park, FL
Salary
Salary:
Not provided
https://www.circlek.com Logo
Circle K
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Minimum of 3-5 years restaurant multi-unit management experience required
  • Bachelor’s Degree preferred
  • Valid state Driver’s License required
  • Proficient in Microsoft Office Suite
  • Serv Safe© Manager and Proctor certification preferred
  • Excellent communication skills
  • Motivates, coaches, and leads their team
  • Acts with integrity
  • keeps commitments
  • Exhibits a sense of urgency
Job Responsibility
Job Responsibility
  • Promotes a guest centric culture that provides excellent customer service in a fast and friendly manner
  • Develops and maintains business strategies for traffic, check, and overall revenue growth
  • Coaches’ RM’s to implement local store marketing strategies and participate in community activities to promote the business
  • Empowers their team to resolve any guest issues in the moment
  • Recruits, interviews, selects, hires, and completes onboarding for all RM’s and RMT’s
  • Conducts second level interviews for all AGM candidates
  • Trains and coaches RM’s and RMT’s to ensure that they are confidently able to perform all job duties
  • Conducts annual performance evaluations and provides positive feedback badges in Workday
  • Implements progressive discipline to address deficiencies in performance or failure to adhere to company policies or regulatory requirements
  • Engages in personal development and inspires their team to do the same
What we offer
What we offer
  • Medical, Dental, Vision, Term Life and AD&D plans
  • Flexible spending and health savings accounts
  • Short-Term and Long-Term Disability
  • Vacation, Holiday, Personal, and Sick paid time off
  • Matching 401(k)
  • Tuition Reimbursement
  • Stock Purchase Plan
  • Employee Discount Program
  • Discount Meal Benefit
  • Wellness Plan
  • Fulltime
Read More
Arrow Right

Restaurant District Manager

The Restaurant District Manager (RDM) is responsible for all aspects of manageme...
Location
Location
United States of America , Tampa
Salary
Salary:
Not provided
https://www.circlek.com Logo
Circle K
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Minimum of 3-5 years restaurant multi-unit management experience required
  • Bachelor’s Degree preferred
  • Valid state Driver’s License required
  • Proficient in Microsoft Office Suite
  • Serv Safe© Manager and Proctor certification preferred
  • Excellent communication skills
  • Motivates, coaches, and leads their team
  • Acts with integrity
  • keeps commitments
  • Exhibits a sense of urgency
Job Responsibility
Job Responsibility
  • Promotes a guest centric culture that provides excellent customer service in a fast and friendly manner
  • Develops and maintains business strategies for traffic, check, and overall revenue growth
  • Coaches’ RM’s to implement local store marketing strategies and participate in community activities to promote the business
  • Empowers their team to resolve any guest issues in the moment
  • Recruits, interviews, selects, hires, and completes onboarding for all RM’s and RMT’s
  • Conducts second level interviews for all AGM candidates
  • Trains and coaches RM’s and RMT’s to ensure that they are confidently able to perform all job duties
  • Conducts annual performance evaluations and provides positive feedback badges in Workday
  • Implements progressive discipline to address deficiencies in performance or failure to adhere to company policies or regulatory requirements
  • Engages in personal development and inspires their team to do the same
What we offer
What we offer
  • Medical, Dental, Vision, Term Life and AD&D plans
  • Flexible spending and health savings accounts
  • Short-Term and Long-Term Disability
  • Vacation, Holiday, Personal, and Sick paid time off
  • Matching 401(k)
  • Tuition Reimbursement
  • Stock Purchase Plan
  • Employee Discount Program
  • Discount Meal Benefit
  • Wellness Plan
  • Fulltime
Read More
Arrow Right

Restaurant District Manager

The Restaurant District Manager (RDM) is responsible for all aspects of manageme...
Location
Location
United States of America , Roswell
Salary
Salary:
Not provided
https://www.circlek.com Logo
Circle K
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Minimum of 3-5 years restaurant multi-unit management experience required
  • Bachelor’s Degree preferred
  • Valid state Driver’s License required
  • Proficient in Microsoft Office Suite
  • Serv Safe© Manager and Proctor certification preferred
  • Excellent communication skills
  • Motivates, coaches, and leads their team
  • Acts with integrity
  • keeps commitments
  • Exhibits a sense of urgency
Job Responsibility
Job Responsibility
  • Promotes a guest centric culture that provides excellent customer service in a fast and friendly manner
  • Develops and maintains business strategies for traffic, check, and overall revenue growth
  • Coaches RMs to implement local store marketing strategies and participate in community activities to promote the business
  • Empowers team to resolve any guest issues in the moment
  • Recruits, interviews, selects, hires, and completes onboarding for all RMs and RMTs
  • Conducts second level interviews for all AGM candidates
  • Trains and coaches RMs and RMTs to ensure that they are confidently able to perform all job duties
  • Conducts annual performance evaluations and provides positive feedback badges in Workday
  • uses recognition to reinforce positive behaviors and performance
  • Implements progressive discipline to address deficiencies in performance or failure to adhere to company policies or regulatory requirements
What we offer
What we offer
  • Medical, Dental, Vision, Term Life and AD&D plans
  • Flexible spending and health savings accounts
  • Short-Term and Long-Term Disability
  • Vacation, Holiday, Personal, and Sick paid time off
  • Matching 401(k)
  • Tuition Reimbursement
  • Stock Purchase Plan
  • Employee Discount Program
  • Discount Meal Benefit
  • Wellness Plan
  • Fulltime
Read More
Arrow Right

Vendor Relationship Manager

The Vendor Relationship Manager is responsible for the end-to-end management of ...
Location
Location
United Kingdom , Birmingham
Salary
Salary:
Not provided
socialvalueportal.com Logo
Social Value Portal Ltd
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Degree in any discipline (preferred but not essential)
  • Strong experience in governance, internal controls, audit, risk management, or compliance (typically 5+ years)
  • Demonstrable knowledge of regulatory frameworks and governance best practices
  • Proven experience managing third-party service providers, preferably within insurance claims (DCAs, law firms, loss adjusters)
  • Strong knowledge of insurance regulation, and oversight requirements (e.g., PRA, FCA, Lloyd’s Oversight Principles, Solvency II, Outsourcing and Third Party Risk Management)
  • Excellent vendor management, negotiation, and relationship-building skills
  • Strong analytical ability with experience producing MI, dashboards, and performance reports
  • Ability to influence senior stakeholders and drive improvement through others
  • Experience managing or operating within formal governance structures and assurance frameworks
  • Excellent written and verbal communication skills
Job Responsibility
Job Responsibility
  • Strategic Alignment: Understanding business priorities as determined by the Head of Claims Business Management and Group Claims Management Committee and aligning with stakeholder goals
  • Translating strategy into actionable plans
  • Connecting the dots across departments
  • Vendor Lifecycle Management: Lead sourcing and selection processes for DCAs, law firms, and loss adjusters
  • Conduct due diligence and onboarding assessments to ensure alignment with claims, compliance, and regulatory requirements
  • Manage onboarding activities, including contractual agreements, service level definitions, reporting requirements, and training
  • Oversight and Performance Management: Develop and maintain an oversight framework for DCAs, law firms, and loss adjusters in line with PRA, FCA, Lloyd’s, CID, California Solvency II, Consumer Duty and Consumer Code of Practice obligations
  • Monitor vendor performance against KPIs, SLAs, and compliance standards, producing regular MI and dashboards for senior management and committees
  • Conduct periodic audits, file reviews, and quality assurance checks to identify risks, inefficiencies, or breaches
  • Ensure claims vendors deliver fair outcomes for policyholders, balancing indemnity spend with customer service
Read More
Arrow Right
New

QSR District Manager Trainee

The Restaurant District Manager (RDM) is responsible for all aspects of manageme...
Location
Location
United States of America , Batesburg
Salary
Salary:
Not provided
https://www.circlek.com Logo
Circle K
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Minimum of 3-5 years restaurant multi-unit management experience required
  • Bachelor’s Degree preferred
  • Valid state Driver’s License required
  • Proficient in Microsoft Office Suite
  • Serv Safe© Manager and Proctor certification preferred
  • Excellent communication skills
  • Motivates, coaches, and leads their team
  • Acts with integrity
  • keeps commitments
  • Exhibits a sense of urgency
Job Responsibility
Job Responsibility
  • Promotes a guest centric culture that provides excellent customer service in a fast and friendly manner
  • Develops and maintains business strategies for traffic, check, and overall revenue growth
  • Coaches’ RM’s to implement local store marketing strategies and participate in community activities to promote the business
  • Empowers their team to resolve any guest issues in the moment
  • Recruits, interviews, selects, hires, and completes onboarding for all RM’s and RMT’s
  • Conducts second level interviews for all AGM candidates
  • Trains and coaches RM’s and RMT’s to ensure that they are confidently able to perform all job duties
  • Conducts annual performance evaluations and provides positive feedback badges in Workday
  • uses recognition to reinforce positive behaviors and performance
  • Implements progressive discipline to address deficiencies in performance or failure to adhere to company policies or regulatory requirements
What we offer
What we offer
  • Medical, Dental, Vision, Term Life and AD&D plans
  • Flexible spending and health savings accounts
  • Short-Term and Long-Term Disability
  • Vacation, Holiday, Personal, and Sick paid time off
  • Matching 401(k)
  • Tuition Reimbursement
  • Stock Purchase Plan
  • Employee Discount Program
  • Discount Meal Benefit
  • Wellness Plan
  • Fulltime
Read More
Arrow Right

QSR District Manager Trainee

The Restaurant District Manager (RDM) is responsible for all aspects of manageme...
Location
Location
United States of America , Roswell
Salary
Salary:
Not provided
https://www.circlek.com Logo
Circle K
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Minimum of 3-5 years restaurant multi-unit management experience required
  • Bachelor’s Degree preferred
  • Valid state Driver’s License required
  • Proficient in Microsoft Office Suite
  • Serv Safe© Manager and Proctor certification preferred
  • Excellent communication skills
  • Motivates, coaches, and leads their team
  • Acts with integrity
  • keeps commitments
  • Exhibits a sense of urgency
Job Responsibility
Job Responsibility
  • Promotes a guest centric culture that provides excellent customer service in a fast and friendly manner
  • Develops and maintains business strategies for traffic, check, and overall revenue growth
  • Coaches’ RM’s to implement local store marketing strategies and participate in community activities to promote the business
  • Empowers their team to resolve any guest issues in the moment
  • Recruits, interviews, selects, hires, and completes onboarding for all RM’s and RMT’s
  • Conducts second level interviews for all AGM candidates
  • Trains and coaches RM’s and RMT’s to ensure that they are confidently able to perform all job duties
  • Conducts annual performance evaluations and provides positive feedback badges in Workday
  • uses recognition to reinforce positive behaviors and performance
  • Implements progressive discipline to address deficiencies in performance or failure to adhere to company policies or regulatory requirements
What we offer
What we offer
  • Medical, Dental, Vision, Term Life and AD&D plans
  • Flexible spending and health savings accounts
  • Short-Term and Long-Term Disability
  • Vacation, Holiday, Personal, and Sick paid time off
  • Matching 401(k)
  • Tuition Reimbursement
  • Stock Purchase Plan
  • Employee Discount Program
  • Discount Meal Benefit
  • Wellness Plan
  • Fulltime
Read More
Arrow Right