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Lead the end‑to‑end Consumer Duty Price and Value (“CD”) workstream for acquired businesses focusing specifically on the alignment of the Group’s Service Propositions and any subsequent amendment to ongoing Adviser Charging in line with the Group’s pricing structure. This is achieved by assessing readiness pre‑completion, standing up a firm‑specific FCA Change in Control Consumer Duty Price and Value Plan immediately post‑exchange, and driving execution to full alignment within the Group’s operating model, service levels, and MI standards. This role ensures the Consumer Duty ‘Price and Value’ outcome is evidenced through data, workflows and client communications, with a consistent approach across acquisitions.
Job Responsibility:
Input to regulatory due diligence focusing on Consumer Duty readiness, governance, MI and board reporting
Prepare the Change in Control Consumer Duty Plan draft for each deal and obtain Vendor sign-off
Own the acquisition CD plan delivery and ensure evidence capture
Drive service level allocation and fee alignment to Perspective’s Service Propositions and pricing tiers
Ensure Fair Value Assessments and outcomes monitoring are completed
Coordinate with internal teams to meet the alignment timing commitments
Produce a standard CD progress pack for integration governance
Ensure appropriate documentation to support annual Consumer Duty reporting
Calibrate and improve the Change in Control Consumer Duty Plan template in conjunction with the Regulatory Team
Align Consumer Duty activities with wider Regulatory Integration milestones
Requirements:
Hands‑on knowledge of FCA Consumer Duty and practical delivery in advice firms
Proven experience running data‑led change and driving completion via workflow tooling
Excellent stakeholder management across relevant departments
Level 4 Diploma in Regulated Financial Planning (or compliance equivalent)
Strong track record implementing price & value frameworks and fair value assessments
Experience in post‑acquisition integration within wealth/financial advice
Nice to have:
Level 4 Diploma in Regulated Financial Planning (or compliance equivalent)
Strong track record implementing price & value frameworks and fair value assessments
Experience in post‑acquisition integration within wealth/financial advice
What we offer:
25 days holiday (rising with length of service) plus Bank Holidays
Birthday Leave
Holiday Purchase Scheme
Life Assurance
Pension
Corporate Eyecare
Extras Discount shopping discounts
Cyclescheme
Employee Referral Scheme
Learning & Development Programme (Perspective Academy)