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Compliance Technology Oversight Lead

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Block

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Location:
United States , Bay Area

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Category:
IT - Administration

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Contract Type:
Not provided

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Salary:

217800.00 - 326800.00 USD / Year
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Job Description:

Block is seeking a Compliance Technology Oversight Lead to ensure our Machine Learning and Heuristic detection models are fit for purpose. You will partner with Engineering to provide end-to-end oversight and effective challenge throughout the model development lifecycle. You will design a framework and partner with Engineering to build controls to provide real-time, ongoing monitoring of the Detection Models.

Job Responsibility:

  • Provide E2E technical oversight for all compliance detection and AI resolution models, so they align with regulatory expectations
  • Partner with cross-functional teams (Engineering, ML, and Analytics) to build defensible solutions for Transaction Monitoring, Customer Risk Scoring and Sanctions Screening
  • Provide Effective Challenge during model development
  • Ensure that documentation is created in line with regulatory expectations, and is always ready for review by third parties, and aligns with guidance such as OCC 2011-12 and SR 11-7
  • Oversee the design and development of real-time dashboards to monitor model health - including input data monitoring and ongoing model performance
  • Establish standards around threshold tuning, and on-going Below The Line (BTL) testing controls
  • Establish frameworks and triggers to determine when the performance of a model may be degrading and requires tuning or deprecation
  • Oversee subsequent tuning exercises and ensure any changes are in-line with risk appetite and documented in a defensible manner
  • Serve as Lead Incident Manager for critical incidents
  • Quantify the materiality of the incident and partner with Engineering to identify root causes
  • Brief management with concise, data-driven updates
  • Create documents that can be shared with third parties
  • Lead cross functionally to drive incidents to resolution

Requirements:

  • 10+ years of experience in compliance technology at Regulated Financial Institutions, or as a consultant working for FI's
  • Experience with both Machine Learning and Heuristic models across Transaction Monitoring, Sanctions Screening and Customer Risk Scoring Models
  • Experience in conducting Threshold Tuning and Initialization exercises
  • Input Data Quality Monitoring
  • Model Performance Monitoring
  • AML Model Validations, in line with SR 11-7 and OCC 2011-12
  • Experience in responding to Exams and working with Regulators
  • Proven track record of driving cross-functional initiatives
  • Deep understanding of regulated financial services and corresponding compliance obligations
  • Familiarity with statistical concepts related to machine learning
  • Expertise in data analytics and visualization
  • Experience with agile development methodologies
What we offer:
  • Remote work
  • medical insurance
  • flexible time off
  • retirement savings plans
  • modern family planning

Additional Information:

Job Posted:
May 03, 2026

Employment Type:
Fulltime
Work Type:
Remote work
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