Compliance Technology Oversight Lead Job at Block (Bay Area)

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Information Systems Sr. Manager – Technology Regulatory Compliance Lead

Join Amgen's Mission of Serving Patients. At Amgen, if you feel like you're part...

Location

United States , Holly Springs

Salary:

135441.55 - 183244.45 USD / Year

Amgen

Expiration Date

Until further notice

Requirements

Doctorate degree and 2 years of Information Systems/Technology and/or Engineering experience OR Master's degree and 4 years of Information Systems/Technology and/or Engineering experience OR Bachelor's degree and 6 years of Information Systems/Technology and/or Engineering experience OR Associate's degree and 10 years of Information Systems/Technology and/or Engineering experience OR High school diploma / GED and 12 years of Information Systems/Technology and/or Engineering experience

Job Responsibility

Lead the development and execution of the strategy for computer system validation, regulatory compliance, and sustained inspection readiness for the Technology organization
Serve as the Technology Regulatory Inspection Lead, ensuring alignment with global quality and compliance strategies
Drive inspection readiness efforts, including playbooks, SME coaching, system documentation, and readiness dashboards
Oversee digital platform implementations, ensuring strong planning, resource management, risk mitigation, and financial oversight
Manage digital technology services, including validation, compliance, data integrity, and system reliability
Design and implement effective support models, including vendor and third-party management with clear accountability
Lead cross-functional teams, run key meetings, and present updates to senior leadership
Deliver technology solutions that improve efficiency, quality, and business alignment
Proactively manage complex, simultaneous projects and resolve challenges effectively
Establish performance metrics to drive continuous improvement

What we offer

Comprehensive employee benefits package, including a Retirement and Savings Plan with generous company contributions, group medical, dental and vision coverage, life and disability insurance, and flexible spending accounts
A discretionary annual bonus program
Stock-based long-term incentives
Award-winning time-off plans and bi-annual company-wide shutdowns
Flexible work models, including remote work arrangements, where possible

Fulltime

Compliance Technology Program Lead

Block is seeking a Compliance Technology Program Lead to ensure our Machine Lear...

Location

United States , New York

Salary:

142600.00 - 257600.00 USD / Year

Block

Expiration Date

Until further notice

Requirements

7+ years of experience in compliance technology at regulated financial institutions, or as a consultant working with FIs
Hands-on experience building with modern AI tools — including Claude, GPT, or comparable LLM-based agents — and a track record of using them to automate work in production
Experience with both Machine Learning and Heuristic models across Transaction Monitoring, Sanctions Screening, and Customer Risk Scoring
Experience with input data quality monitoring
Experience with model performance monitoring
Experience conducting AML model validations aligned with SR 11-7 and OCC 2011-12
Experience responding to examinations and consent orders, and working with regulators and independent monitors
Experience with virtual currencies, including the unique transaction monitoring and sanctions screening considerations they present
Familiarity with blockchain analytics and screening tools such as Chainalysis and TRM Labs
A track record of driving cross-functional initiatives

Job Responsibility

Build with Modern AI Tools
Design human-in-the-loop checkpoints
Establish and maintain model and data governance frameworks aligned with SR 11-7, SR 26-2, and OCC 2011-12
Lead Ongoing Monitoring
Set standards for threshold tuning and ongoing Below the Line (BTL) testing controls
Establish frameworks and triggers for identifying when model performance is degrading and requires tuning or deprecation
Provide End-to-End Oversight of Model Development
Oversee Transaction Monitoring models
Oversee blockchain analytics and screening tools (TRM, Chainalysis)
Oversee Sanctions Screening models (LexisNexis)

What we offer

Remote work
medical insurance
flexible time off
retirement savings plans
modern family planning

Fulltime

Applications Support Technology Lead Analyst-Vice President

Location

India , Chennai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-10 years experience Production Support lead role will be considered advantageous, but not essential
Experience in supporting/managing reconciliation application (including vendor product SMARTSTREAM TLM) is preferable
Good Experience with Monitoring tools such as ITRS Geneos, AppDynamics
Good Experience with Log Aggregation tools such as ELK, Splunk, Grafana(GEM) is preferred
Experience working with Oracle Database
Experience with Middleware solutions such as Tibco EMS, Kafka
Experience with Java or other programming languages and a willingness to learn new technologies
Ability to demonstrate effective written and verbal communication skills and communicate appropriately with all relevant stakeholders
Effectively share information with other support team members and with other technology teams

Job Responsibility

Provide functional oversight to production support team in Chennai
Provide a holistic view of the production environment for both technology and business management, working closely as a trusted partner for senior business heads
Manage, maintain and support applications and their operating environments
Develop and maintain technical support documentation
Partner with appropriate development and production support areas and teams to prioritize bug fixes and support tooling requirements
Assess risk and impact of production issues, escalating to the business and technology management in a timely and appropriate manner
Implement and drive automations focused on productivity improvements and toil reduction
Exhibits sound and comprehensive communication and diplomacy skills to exchange complex information with inherent confidence with operations and technology partners on a regional or global basis
Requires awareness of audit and compliance related issues

Fulltime

Equities Cash APAC High Touch Technology Lead

Citi Equities Technology organization is looking for a senior technologist (SVP)...

Location

Hong Kong , Kowloon

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Past record of successful delivery of sales or trading order management systems on a global scale
Strong Engineering background and command of modern architectures and frameworks (GUI, middleware, server, document & relational databases)
10+ years of experience in Java development
Strong command of modern Software Development Lifecycle (SDLC) best practices
Solid understanding of Equities products and services (cash, program trading, listed derivatives, swaps, convertible bonds)
Good understanding of APAC trading regulation
Strong knowledge of FIX protocol
Excellent written and verbal communication skills
Experience with budget and vendor management

Job Responsibility

Delivering on a multi-year technology transformation roadmap in alignment with the budget constraints and in line with the business value proposition
Close partnership with the business to maximize the value of the platform while driving the consolidation of multiple systems
Rapid adoption of AI toolkits in line with the firm's strategy of modernization of the development process
Oversight of system architecture, design of key modules, SDLC, and adherence to technology standards
Close collaboration with production support and quality assurance teams to ensure successful delivery and operation of the system
Partnering with the global leadership on optimizing and revising a multi-year delivery strategy
Hiring new talent
Partnership with other technology teams including Client Connectivity, Execution Services, Middle Office, and Risk
Close partnership with regulatory, compliance, and audit

Fulltime

Technology Lead Business Analyst - Vice President

This is a challenging and exciting opportunity to join a front-office facing tec...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Significant experience in a hybrid Business Analyst / Project Manager role, with a proven delivery record across the full project lifecycle (prioritization, requirements, design, development, testing, and deployment)
Demonstrated ability to run multiple projects simultaneously involving both process change and technology enhancements
Strong experience managing competing priorities in a complex, multi-stakeholder environment.
Excellent problem-solving, negotiation, and interpersonal skills.
Ability to handle complex projects independently and thrive in a high-pressure environment.
A self-motivated and proactive approach with the ability to prioritize tasks and meet deadlines according to business needs.
Bachelor's degree/University degree or equivalent experience

Job Responsibility

Manage the end-to-end delivery of critical projects, including business discretionary, mandatory, and regulatory initiatives.
Chair and drive project-related meetings, providing clear status reporting on progress, next steps, issues, and risks to all stakeholders.
Provide project and program oversight, manage budgets, and resolve day-to-day project issues and conflicting workload priorities.
Contribute to formulation of strategies/processes for Product Road map, Development and Governance and contribute to defining standards and new automation initiatives.
Partner with the business to drive technology governance and define clear, documented functional requirements to Citi standards.
Conduct detailed business analysis to support strategic platform improvements and client requests, including scope definition and dependency mapping.
Coordinate with development, testing, and production support teams to plan releases and provide post-implementation support.
Interact frequently with stakeholders at all levels, from junior analysts to senior management, across Front Office, Middle Office, Finance, Compliance, and Risk.
Assist and support the user community with change management, ensuring release contents are understood by producing clear release notes and overseeing test case creation.
Develop communication to guide, influence and convince others, including colleagues in other areas and external customers.

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Technology Lead Business Analyst

The Technology Lead Business Analyst, Vice President is a senior-level position ...

Location

Hong Kong SAR , Kowloon

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-10 years of experience in business analysis or systems analysis
Demonstrated expertise in presenting and using planning tools
Proven diplomatic and analytical skills
Proven ability to manage complex and variable issues with substantial potential impact by weighing various action plans and balancing potentially conflicting needs
Significant experience in a hybrid Business Analyst / Project Manager role, with a proven delivery record across the full project lifecycle (prioritization, requirements, design, development, testing, and deployment)
Demonstrated ability to run multiple projects simultaneously involving both process change and technology enhancements
Strong experience managing competing priorities in a complex, multi-stakeholder environment
Excellent problem-solving, negotiation, and interpersonal skills
Ability to handle complex projects independently and thrive in a high-pressure environment
A self-motivated and proactive approach with the ability to prioritize tasks and meet deadlines according to business needs

Job Responsibility

Develop creative technical solutions to meet business needs and manage complex, high volume applications in partnership with business partners and stakeholders
Manage multiple work stream and applications across geographies for Credit Initiation and Onboarding
Contribute to formulation of strategies/processes for Product Road map, Development and Governance and contribute to defining standards and new automation initiatives
Develop communication to guide, influence and convince others, including colleagues in other areas and external customers
Provide advice and counsel related to the technology or operations of the business and filter, prioritize and validate potentially complex material from multiple sources
Supervise day-to-day staff management issues, including resource management, work allocation, mentoring of onsite and offsite resources and other duties and functions as assigned
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency
Manage the end-to-end delivery of critical projects, including business discretionary, mandatory, and regulatory initiatives
Chair and drive project-related meetings, providing clear status reporting on progress, next steps, issues, and risks to all stakeholders
Provide project and program oversight, manage budgets, and resolve day-to-day project issues and conflicting workload priorities

Fulltime

Technology Lead Business Analyst, Vice President

The Technology Lead Business Analyst, Vice President is a senior-level position ...

Location

Hong Kong SAR , Kowloon

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-10 years of experience in business analysis or systems analysis
Demonstrated expertise in presenting and using planning tools
Proven diplomatic and analytical skills
Proven ability to manage complex and variable issues with substantial potential impact by weighing various action plans and balancing potentially conflicting needs
Significant experience in a hybrid Business Analyst / Project Manager role, with a proven delivery record across the full project lifecycle (prioritization, requirements, design, development, testing, and deployment)
Demonstrated ability to run multiple projects simultaneously involving both process change and technology enhancements
Strong experience managing competing priorities in a complex, multi-stakeholder environment
Excellent problem-solving, negotiation, and interpersonal skills
Ability to handle complex projects independently and thrive in a high-pressure environment
A self-motivated and proactive approach with the ability to prioritize tasks and meet deadlines according to business needs

Job Responsibility

Develop creative technical solutions to meet business needs and manage complex, high volume applications in partnership with business partners and stakeholders
Manage multiple work stream and applications across geographies for Credit Initiation and Onboarding
Contribute to formulation of strategies/processes for Product Road map, Development and Governance and contribute to defining standards and new automation initiatives
Develop communication to guide, influence and convince others, including colleagues in other areas and external customers
Provide advice and counsel related to the technology or operations of the business and filter, prioritize and validate potentially complex material from multiple sources
Supervise day-to-day staff management issues, including resource management, work allocation, mentoring of onsite and offsite resources and other duties and functions as assigned
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency
Own the analysis and project management for key technology initiatives benefiting the Cash Equities, Delta 1, and Derivatives businesses
Manage the end-to-end delivery of critical projects, including business discretionary, mandatory, and regulatory initiatives
Chair and drive project-related meetings, providing clear status reporting on progress, next steps, issues, and risks to all stakeholders

Fulltime

Application Support Technology Lead Analyst

The Apps Support Senior Manager accomplishes results through the management of p...

Location

India , Pune

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

10+ years experience in an Apps Support role would be an added advantage, but not essential
Experience with people management
Highly assertive communications skills, commanding personality. Ability to engage a large audience and lead the discussion with clear, articulate, and highly assertive communication. Must show confidence in all communications
Experience with application support would be an added advantage, but not essential
Effectively share information with other support team members and with other technology teams
Ability to plan and organize workload
Consistently demonstrates clear and concise written and verbal communication skills
Ability to communicate appropriately to relevant stakeholders
Bachelor’s/University degree or equivalent experience
Master’s degree preferred

Job Responsibility

Manages one or more apps support teams
Provides technical oversight across systems and applications
leverage skills across multiple apps support areas
Provide a holistic view of the production environment for both technology and business management, working closely as a trusted partner for senior business heads
Provide guidance on feedback reviews with development managers, ensuring outstanding issues are tracked to closure, particularly long-term strategic fixes
Performs controlled resolution of incidents and problems including prioritization and escalation to relevant groups when appropriate, root cause analysis of all problems with follow-through to resolution
Consults with the primary clients of the application in conjunction with development managers in order to understand the strategic objectives of users
Requires awareness of audit and compliance related issues
Contributes to formulation of strategies for apps support and other functional areas
Champion stability initiatives to enable application high availability for Business-As-Usual which includes better monitoring, failover and resiliency

Fulltime

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Compliance Technology Oversight Lead

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