This list contains only the countries for which job offers have been published in the selected language (e.g., in the French version, only job offers written in French are displayed, and in the English version, only those in English).
We are seeking an experienced Compliance Specialist to support an investment management business on a 3-month contract as part of a broader post-acquisition integration programme. They are looking for someone to come in and support the two senior compliance leaders within the business to do a gap analysis on their policies and procedures and then take action by rewriting/developing the policies and procedures either through consolidation or separation, depending on the needs of the integration. This role is London-based, ideally with 3 days a week in the office. Daily rate: c.£600-650.
Job Responsibility
Conducting a comprehensive gap analysis of existing compliance frameworks across both legacy entities
Reviewing and comparing policies, procedures, and controls against applicable regulatory requirements, internal standards and best practice
Identifying any missing or outdated policies and any key compliance risks arising from the integration
Policy & Procedure Review: Assess the quality, completeness, and applicability of all core compliance documentation, including Compliance manuals, Financial crime/AML frameworks etc.
Supporting the design of a target operating model for compliance
Assisting in integrating systems, controls, and governance structures
Ensuring alignment with regulatory expectations during the transition period
Producing a formal gap analysis report, including key findings and risk ratings, recommended remediation actions and a prioritised implementation roadmap
Supporting delivery of agreed remediation actions where required.
Requirements
Proven compliance/regulatory experience in buy-side compliance (asset management/investment management)
Strong experience in Policies & procedures review and drafting
Conducting gap analyses in regulated environments
Solid understanding of relevant regulatory frameworks (e.g. FCA rules, AIFMD, MiFID II, SMCR)
Ability to operate independently in a fast-moving, project-based environment
Ability to synthesise complex regulatory requirements into practical outputs.