Compliance Specialist - Regulatory Librarian, Wells Fargo

Wells Fargo

Location:
United States, Charlotte ▼
Irving
Minneapolis

Category:
Legal

Contract Type:
Employment contract

Salary:

68000.00 - 114000.00 USD / Year

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Job Description:

Wells Fargo is seeking a Compliance Specialist to join our Regulatory Change & Inventory Management (RCIM) team within Wells Fargo Compliance. This role plays a pivotal part in maintaining the integrity of our regulatory inventory and supporting the enterprise-wide implementation of regulatory changes. As a Regulatory Librarian, you'll help ensure our organization remains aligned with evolving laws, rules, regulations, and guidance. Your work will directly support our commitment to operational excellence, regulatory adherence, and risk mitigation.

Job Responsibility:

Review and summarize domestic and international legislation and regulatory updates across all business areas
Research regulatory issuances to identify potential compliance requirements
Prepare high-level summaries and ensure timely stakeholder notification
Maintain and enhance the regulatory inventory, including citation-level updates and clustering
Support the Topical Inventory Build process for U.S. and non-U.S. jurisdictions
Collaborate with Legal partners to validate applicability and risk ratings
Ensure inventory accuracy in systems such as SHRP Governance Management and RRCM
Conduct quality reviews and support audit readiness through documentation and control execution
Identify and remediate inventory gaps and inconsistencies through structured review processes
Partner with risk coverage teams, compliance officers, and subject matter experts to validate regulatory changes and inventory updates
Report findings and make recommendations to management and appropriate committees
Participate in the nomination and approval process for new or modified inventory items via the RCG Council
Work collaboratively across teams and manage multiple priorities

Requirements:

2+ years of Compliance experience, or equivalent demonstrated through work experience, training, military experience, education
Experience in regulatory compliance, legal research, or policy analysis
Knowledge of legislative and regulatory processes
Ability to research laws and regulations and draft summaries describing how they potentially apply to Wells Fargo businesses
Experience preparing memoranda for attorneys and business leaders
Advanced analytical skills including use of Microsoft excel
Advanced skills using PowerPoint and creating presentations
Strong attention to detail and accuracy
Excellent verbal, written, and interpersonal communication skills
Ability to organize and prioritize work while handling multiple matters
Ability to work effectively in a complex, collaborative environment

Nice to have:

Experience in regulatory compliance, legal research, or policy analysis
Knowledge of legislative and regulatory processes
Experience preparing memoranda for attorneys and business leaders
Advanced analytical skills including use of Microsoft excel
Advanced skills using PowerPoint and creating presentations

What we offer:

Health benefits
401(k) Plan
Paid time off
Disability benefits
Life insurance, critical illness insurance, and accident insurance
Parental leave
Critical caregiving leave
Discounts and savings
Commuter benefits
Tuition reimbursement
Scholarships for dependent children
Adoption reimbursement

Additional Information:

Job Posted:
October 08, 2025

Expiration:
October 14, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Compliance Specialist - Regulatory Librarian