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Serves as a Compliance Risk Management Analyst for Independent Compliance Risk Management (ICRM), responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework. The role involves reviewing materials for compliance, identifying potential risks, creating reports, interacting with other areas within ICRM, and assisting in compliance program initiatives.
Job Responsibility:
Supporting the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
Reviewing various materials to ensure compliance with various regulatory and legal requirements
Identifying potential risks and escalating for further review, as required
Creating and maintaining reports for control, tracking, and analysis purposes and ensures appropriate and secure retention of documents
Working with more senior staff in investigating and responding to raised compliance risk management issues and preparing routine correspondence
Interacting and working with other areas within ICRM, as necessary
Coordinating and tracking policy, training, and other compliance risk management initiatives
Assisting in the preparation, editing and maintenance of Compliance program related materials
Requirements:
Knowledge of Compliance laws, rules, regulations, risks and typologies
Excellent written and verbal communication skills
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Strong project management and organizational skills and capability to handle multiple projects at one time
Proficient in MS Office applications (Excel, Word, PowerPoint)
Some knowledge in area of focus
Nice to have:
Advanced degree
What we offer:
Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources
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