Compliance Risk & Control Officer Job at Quintet Private Bank (London)

Compliance Officer

Join our dynamic team at Juni as a Compliance Officer or Senior Compliance offic...

Location

Sweden , Stockholm; Gothenburg

Salary:

Not provided

Juni

Expiration Date

Until further notice

Requirements

Fluent in Swedish and English
Must reside in Sweden
Law degree
Min. 2 years of experience in a second line of defense role within the financial sector
Min. 2 years of experience in an AML/CTF first line of defense role within the financial sector
Strong understanding of regulatory requirements and industry standard
Practical experience with payment related regulations

Job Responsibility

Implement and oversee monitoring programs to ensure adherence to regulatory requirements and industry standards
Conduct compliance risk assessments and monitoring controls
Provide guidance and support on compliance-related queries
Participate and conduct New Product Approval Process (NPAP) assessments
Design and deliver training programs to enhance compliance awareness among employees
Manage Juni’s data privacy related controls from a second line perspective
Monitor and participate in incident handling
Draft and review Juni’s policies, ensuring alignment with current regulations
Prepare and submit compliance and regulatory reports to authorities, senior management and the Board as required
Secretary and point of contact to Juni’s Governance, Risk & Compliance Committee

What we offer

Work hybrid
Meet all Junis IRL at the company onsite each year
Progress your career whether you choose to manage people or not
Stock options
30 days vacation
Private Health insurance
Beautiful offices in central Gothenburg and Stockholm, front row sea view

Export Control Officer

Join our international C/TXE team as the Export Control Officer for Central and ...

Location

Poland , Warsaw

Salary:

Not provided

Robert Bosch Sp. z o.o.

Expiration Date

Until further notice

Requirements

completed university studies in business administration, business law or a comparable subject
several years of relevant working experience in export controls, sanctions compliance and foreign trade
knowledge of sanctions and export control law and best practices
engagement and willingness to collaborate in a fast changing, international environment
convincing, communicative, resilient, and calm personality
business fluent in written and spoken English

Job Responsibility

provide strategic export control insights into current and future business opportunities
anticipate potential risks and implement effective mitigation measures
lead the implementation of regional and local processes
conduct effective risk management for the region or country
establish necessary controls and audits
deploy global standards and guidelines in the areas of export controls and sanctions law at the regional level
draft additional national and regional policies
collaborate in a multicultural environment and exchange knowledge with experts from around the world

What we offer

competitive salary + annual bonus
hybrid work with flexible working hours
referral bonus program
copyright costs for IT employees
complex environment of working, professional support and possibility to share knowledge
ongoing development opportunities in a multinational environment
broad access to professional trainings (incl. language courses), conferences and webinars
private medical care and life insurance
cafeteria system with multiple benefits (incl. MultiSport, shopping vouchers, cinema tickets)
prepaid lunch card

Fulltime

Business Risk and Control Analyst

The role is part of Citi’s HR International Controls team and involves contribut...

Location

United Kingdom , Belfast

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Bachelor’s Degree in a related field or equivalent work experience, education, and/or training preferred
Experience in Human Resources, Internal Audit, Compliance and/or Risk Management
Strong relationship building and relationship management skills for interfacing with all levels of internal and external audit and senior management
Excellent project management and organizational skills
Consistently demonstrates clear and concise written and verbal communication skills
Proficient in Microsoft Office, including MS Excel, PowerPoint, Word, etc.
Self-motivated and detail oriented

Job Responsibility

Assist in contributing to the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned Policy, and Control Inventory
Provide support in the identification of issue root cause, partnering with control and process owners to recommend holistic corrective actions and improvements
Support the implementation of the HR Issue Management Procedure, including monitoring of control breaches and dissemination of learnings across other functional HR units for process improvement
Influence decisions on the review and challenge process on the effective design and management of controls to mitigate risks
Work with the team to identify, assess, escalate, and manage risk exposures across Risk Categories (Operational Compliance, Strategic, Reputational, etc.)
Provide support to identify, assess, record, and respond to Operational and Compliance Risk events
Perform analysis to support risk and control assessments or coordination for programs within various risk stripes
Be involved with the implementation of standards and procedures that conform to enterprise requirements and support sound operational and compliance risk management
Appropriately assess risk when business decisions are made

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Senior Corporate Compliance Officer

The Senior Corporate Compliance officer is primarily responsible for overseeing ...

Location

United Kingdom , London

Salary:

550.00 - 650.00 GBP / Hour

Jameson Legal

Expiration Date

Until further notice

Requirements

Comprehensive expertise & knowledge of Compliance domain/specialism
Comprehensive expertise & knowledge of Group Compliance functions good practice, policies & procedures
Comprehensive understanding of relevant laws and regulations, and the ability to interpret and apply them to complex business situations
Experience in a compliance related role focused around leading on governance and regulatory compliance
Excellent communication skills to effectively convey compliance requirements and policies
Ability to utilise compliance related platforms and tools to best manage compliance risk
Financial accounting and reporting knowledge
An understanding of Risk management
International governance and compliance experience
Working understanding of global built environment consultancy and broader construction industry

Job Responsibility

Providing a primary escalation point for all corporate compliance matters
Supporting the firm in its operational objectives, and to meet its obligations and standards globally
Ensuring and maintaining alignment of the firm’s policies & processes with local and global regulatory and legal frameworks
Maintaining the existing global compliance framework, and where required provide structured processes for supporting ethical and compliant behaviour throughout the organisation
Overseeing and managing global corporate compliance operations
Collaborating with relevant stakeholders to maintain regulatory and risk frameworks, controls, policies and procedures to enable effective and transparent decision-making and risk management
Providing direction, advice, and guidance to Senior Management, keeping abreast of regulatory changes and best practice
If required, assisting in resolving any contentious matters arising, including any disputes, complaints or investigations
Providing support to internal governance structures as they relate to Audit and Assurance in the testing for the effectiveness of compliance controls and procedures
Managing whistleblowing matters in line with the relevant local whistleblowing regulations

Fulltime

Data Risk Officer

The Data Risk Officer – Structural Elements Oversight, Senior Vice President rol...

Location

Poland , Warsaw

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

7-10 years of direct experience in a non-financial risk (data, technology, and/or reporting risk), audit, or relevant 1LOD function within a large financial services organization
experience in identifying and assessing non-financial risks and controls
demonstrable understanding of Data Management fundamentals, including data architecture, data quality principles, and a deep appreciation of the intersectionality and interdependency with enterprise technology and systems architecture
experienced in writing and/or assessing organizational policies, standards, and procedures
strong root cause analysis and problem-solving skills to include design and execution of risk and control assessments
ability to constructively challenge others at all levels and across boundaries to deliver better results
holds data management industry certifications (e.g., DAMA Certified Data Management Professional (CDMP))
bachelor's degree in Computer Science, Data Science, Information Technology, Business, Finance, or a related field

Job Responsibility

Oversee and challenge the design and implementation of the firm’s data governance structure, policies, standards, and procedures, including the design and performance of associated compliance metrics
assess the adequacy of the firm’s budgeting process, staffing levels, skills and expertise, and training programs to appropriately support its data governance requirements
oversee the firm’s efforts to evaluate data exceptions and manage the remediation of data quality concerns
evaluate the enterprise framework to continually reduce manual inputs and adjustments across the enterprise data lifecycle and oversee the adoption of this framework
contribute to identifying and executing independent second-line risk assessments, in coordination with other ORM teams where needed
participate in internal knowledge sharing initiatives
help ensure that this multidisciplinary and cross-cutting risk area is well understood and that the implications of firm-wide remediation efforts are understood in terms of managing 'path-to-green' efforts to operate within the firm’s risk appetite
assist in the negotiation and remediation of identified risk and control concerns
prepare materials for escalation of significant or unaddressed risk issues and control environment concerns to appropriate governance forums and Risk leadership
support the primary interface to key stakeholders such as regulators, senior management, and the Board, as it relates to 2LOD assessment/point of view for the Risk Category

What we offer

Private Medical Care Program
Life Insurance Program
Pension Plan contribution (PPE Program)
Employee Assistance Program
Paid Parental Leave Program (maternity and paternity leave)
Sport Card
Holidays Allowance
Sport and team recreation activities
Special offers and discounts for employees
Access to an array of learning and development resources

Fulltime

AVP Business Risk Analyst – Markets 1LOD Control Testing

This position reports to the Global Markets Control Testing Programme Head withi...

Location

Philippines , Taguig

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

3+ years experience in Front Office controls testing, internal audit, external audit, independent control reviews, or similar disciplines
Knowledge of Markets Sales and Trading activities, risks and related controls
Strong understanding of control design assessment and effectiveness testing techniques and practices
Experience of developing and maintaining effective senior stakeholder relationships
Bachelor/university education preferred

Job Responsibility

Executing controls design and operating effectiveness testing to agreed timelines
Maintaining high standards and best practice for execution of testing activities and associated documentation
Providing challenge to stakeholders on the design and effectiveness of controls
Supporting stakeholders in determining necessary control remediation identified through the testing programme
Maintaining strong stakeholder relationships across Front Office, Markets Conduct Risk, Compliance and Operational Risk
Drafting impactful summary outputs from the testing programme

Fulltime

Compliance Officer

We're on the lookout for a Compliance Officer who's passionate about doing thing...

Location

United Kingdom , Nottingham

Salary:

37000.00 - 40000.00 GBP / Year

Office Angels

Expiration Date

Until further notice

Requirements

Experience in a compliance role within financial services
Strong knowledge of FCA/PRA, SM&CR, AML frameworks
Familiarity with relevant rulebooks (e.g., SYSC, CONC)
Relevant qualifications such as ICA Compliance/AML or Risk diplomas
Analytical mindset and excellent communication skills

Job Responsibility

Regulatory Compliance - Keep us in line with FCA/PRA requirements, prepare reports, and stay on top of relevant updates
Risk Management - Own the risk register, monitor emerging risks, and maintain the Business Continuity Plan
Policies & Procedures - Develop, review, and audit internal compliance frameworks and controls
AML & Financial Crime - Lead on AML efforts and serve as MLRO if designated
Training & Culture - Promote awareness through ongoing staff training and a strong ethical culture
Reporting & Governance - Provide updates to senior leaders and liaise with auditors and regulators

What we offer

25 days holiday, plus the option to buy more
Hybrid working (East Midlands base)
Company pension
Cycle to work scheme
Free flu jabs
Regular company events
A supportive, collaborative culture with professional development opportunities

Fulltime

Compliance Officer

Compliance Officer role focusing on compliance, risk, and regulatory activities ...

Location

United Kingdom , Nottingham

Salary:

38500.00 - 42000.00 GBP / Year

Office Angels

Expiration Date

Until further notice

Requirements

Experience in a compliance role within financial services
Strong knowledge of FCA/PRA regulations, SM&CR, and AML frameworks
Familiarity with SYSC, CONC, and other relevant rulebooks
Professional qualifications (ICA Compliance/AML, Risk, or similar)
Excellent analytical and communication skills

Job Responsibility

Ensure adherence to FCA and PRA requirements
Prepare regulatory reports and monitor updates to relevant rulebooks
Maintain and develop the risk register
Monitor emerging risks and oversee the Business Continuity Plan
Review, develop, and audit internal compliance frameworks and controls
Lead on AML activities and act as MLRO (if designated)
Deliver staff training and promote a strong ethical compliance culture
Provide regular compliance updates to senior management
Liaise with auditors and regulatory bodies

What we offer

25 days annual leave with option to buy additional days
35-hour working week with flexible hours
Company pension
Cycle to Work scheme
Free flu vaccinations
Regular company events
Supportive, collaborative culture with ongoing professional development

Fulltime

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Compliance Risk & Control Officer

Job Responsibility

Requirements

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