Compliance Risk & Control Officer Job at Quintet Private Bank (London)

Compliance Risk & Control Officer

Quintet Private Bank is a leading private bank; we are committed to our clients ...

Location

Germany , München

Salary:

Not provided

Quintet Private Bank

Expiration Date

Until further notice

Requirements

Higher Education (University / Bachelor)
At least 3 years experience in a similar role
Familiarity with Policy and procedures impact analysis and deployment
ICA ML/FCC or subject matter expertise in regulatory compliance topics qualifications preferred
A graduate in any discipline with exposure in a relevant risk or audit profile
Experience in establishing and maintaining risk and controls framework for ML/CTF, Sanctions, ABC, Fraud, tax evasion risks
Excellent written, verbal, numeric and comprehension skills and IT proficient
Fluent in German and English

Job Responsibility

Maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices
Act as a risk steward in the review & challenge of high risk clients files for the business and other set of first line of defence controls in mitigating Financial Crime and Regulatory compliance risks
Support with second line governance covering Financial Crime & Regulatory risk exposures ensuring adequate analysis and reporting is provided to local governance as well as Group governance committees
Ensure independence of the first line of defence, thereby maintaining an objective assessment of risk exposure
Support Group Heads of FCC, Group Head of RC&CB and other colleagues on all FCC and RC related matters
Regulatory culture: The role holder must carry out all duties in strict accordance with Group Code of Conduct and act as its ambassador at all times
Quintet’s Regulatory & Financial Crime Compliance policies and procedures: Support country/Group compliance officer in deploying new change in policy aligning to any change in Group strategy or regulatory landscape
Interactions with regulators: if needed, assisting local Head of Compliance as well in their interactions with regulators by informing key stakeholders, gathering the relevant information and assisting in the drafting of responses in a timely manner
Training: Supporting the local Financial Crime & Regulatory Compliance Advisors in delivering training initiatives relative to compliance policies

Fulltime

Governance Risk & Compliance Officer

Location

United Kingdom , St Athan

Salary:

Not provided

360 Resourcing Solutions

Expiration Date

Until further notice

Requirements

Experience in a compliance, governance, risk, or quality-related role
Strong organisational skills with high attention to detail
Experience maintaining registers (e.g., risk, legal, document control)
Confident in coordinating meetings, producing minutes, and tracking actions
Ability to analyse and present information clearly (reports, dashboards)
Strong communication skills with the ability to engage stakeholders at all levels
Proficient in Microsoft 365
Experience working within a regulated environment (e.g., defence, aerospace, engineering)
Familiarity with ISO 9001 and/or ISO 27001 management systems
Exposure to enterprise risk management frameworks

Job Responsibility

Act as Secretary to the Governance Board: Coordinate meeting schedules, agendas, and papers
Record accurate minutes, actions, and decisions
Track and follow up on actions to closure
Support the development and maintenance of governance frameworks, policies, and procedures
Ensure governance records are accurate, complete, and auditable
Maintain and administer the organisation’s document control system: Ensure controlled documents are up to date, approved, and appropriately stored
Monitor version control and document lifecycle compliance
Maintain and periodically review the Legal and Regulatory Register: Track applicable legislation, standards, and contractual obligations
Support business areas in understanding applicable compliance requirements
Act as Risk Officer, supporting the Enterprise Risk Management (ERM) framework

What we offer

Competitive salary package reflecting your skills and experience
Generous holiday entitlement and flexible working arrangements
Access to professional development and training opportunities
Supportive work environment promoting innovation and career growth
Company pension scheme and life assurance
Employee assistance programme and health & wellbeing initiatives

Fulltime

Risk, Compliance & Control Monitoring Lead

VOIS (Vodafone Intelligent Solutions) is a strategic arm of Vodafone Group Plc, ...

Location

United Kingdom , Newbury

Salary:

Not provided

Vodafone

Expiration Date

Until further notice

Requirements

At least four years’ experience in internal or external audit, SOX or internal control assessment, and risk management, including fraud risk
Comfortable working with both manual and automated financial and operational controls
Analytically minded, able to understand complex end‑to‑end business processes and translate risk insights into practical solutions
Confident engaging, influencing and constructively challenging stakeholders at all levels
Highly organised, able to manage multiple priorities and deliver to agreed timelines in a changing environment
Experienced in multinational and multicultural settings
Fluent in English with strong report‑writing and presentation skills
Italian reading and writing capability is advantageous
Familiar with data analytics and visualisation tools such as Power BI or Qlik, and confident using Microsoft Office 365 applications
Part‑qualified or qualified in ACCA, ACA, CIMA or CIA, with working knowledge of internal audit standards, SOX, risk management, and financial accounting and reporting principles

Job Responsibility

Promote, maintain and continuously enhance an effective financial and operational control environment across Vodafone Business and relevant legal entities
Act as a trusted Business Assurance partner to senior stakeholders and process owners across multiple geographies
Perform end‑to‑end risk assessments, audits and process assurance reviews, evaluating control design and operating effectiveness
Ensure compliance with Group control frameworks, SOX requirements and internal policies
Identify, document and challenge control gaps, weaknesses and efficiency opportunities
Support management in defining remediation actions and monitor timely, sustainable closure of issues, including audit findings and exceptions
Follow up on management action plans to ensure effective implementation of agreed improvements
Investigate and transparently report Balance Sheet and P&L impacts arising from control weaknesses, supporting improvements in accounting clarity and financial reporting accuracy
Prepare, update and enhance SOX and controls documentation and testing approaches, leveraging data analytics where appropriate
Keep abreast of updates to Group Accounting Policies, Group Policies, and organisation changes, projects / programmes, and assess impact on controls and the compliance level

What we offer

The opportunity to influence and strengthen control environments across multiple markets and legal entities
Exposure to senior stakeholders and complex, high‑impact assurance topics
A role that combines independent oversight with genuine business partnership
Access to a global organisation that values continuous improvement, learning and collaboration

Fulltime

Markets Operations Embedded Risk & Control Officer – Senior Vice President

Individuals in Cross Disciplinary Controls are responsible for multiple activiti...

Location

India , Pune

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

10+ years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry.
Ability to identify, measure, and manage key risks and controls.
Track record leading Control related projects and programs
Ability to see the big pictures with high attention to critical details.
Develop and implement strategy and process improvement initiatives.
Comprehensive knowledge of Citi’s businesses and functions and their risk profiles.
Developing new ideas and improving current processes to proactively mitigate risks.
Requires an ability to provide challenge and make recommendation for risk and controls remediation.
Expert knowledge in the development and execution for controls.
Proven experience in control related functions in the financial industry.

Job Responsibility

Provides leadership and direction through a large team of professionals and/or junior managers.
Provide leadership to drive optimization and efficiencies in projects
Assist management in guiding and influencing decisions that conform to business objectives
Assess the effectiveness of existing controls, identifying areas for improvement, and implementing necessary changes.
Continually drive and manage controls enhancements focused on increasing efficiency and reducing risk.
Drive execution of Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies.
Support oversight of the MCA program, including the annual/semi-annual/quarterly/monthly attestation, quality oversight, and related reporting.
Drive execution of the MCA in accordance with the ORM Policy & Framework, as well as applicable Policies, Standards, and Procedures.
Responsible for the assessment of activities and processes as per required Policies, Standards and Procedures to strengthen risk management quality.
Responsible for the coordination and comprehensive management of issues with key stakeholders

Fulltime

Risk, Compliance & Control Monitoring Lead

We are seeking an experienced risk, compliance and assurance professional to lea...

Location

Albania , Tirane

Salary:

Not provided

Vodafone

Expiration Date

Until further notice

Requirements

At least four years’ experience in internal or external audit, SOX or internal control assessment, and risk management, including fraud risk
Comfortable working within complex, multinational and multicultural environments
Skilled in analysing complex business processes and applying structured, independent judgement to solve ambiguous problems
Confident in engaging, influencing and communicating with stakeholders at all organisational levels
Proficient in data analytics tools and Microsoft Office 365 applications, with excellent English communication and report-writing skills
Able to read and write in Italian
Professionally qualified or part-qualified (for example ACCA, ACA, CIMA or CIA) is preferred

Job Responsibility

Promote, maintain and continuously enhance an effective financial and operational control environment across Vodafone Business and relevant legal entities
Perform risk assessments, audits and end-to-end process assurance reviews to evaluate control design and operating effectiveness against Group frameworks and policies
Identify, document and challenge control gaps, weaknesses and efficiency opportunities, and monitor timely and sustainable remediation of audit findings and issues
Investigate and transparently report balance sheet and profit and loss impacts arising from control weaknesses, improving accounting clarity and financial reporting accuracy
Prepare, update and enhance SOX and controls documentation and testing approaches, leveraging data analytics where appropriate
Provide guidance and training to control owners and regularly report assurance outcomes and remediation progress to senior management

What we offer

Exposure to a wide, multi-market footprint with meaningful influence on financial integrity and governance outcomes
Opportunities to partner with senior stakeholders and contribute to strategic decision-making
A role that combines analytical depth, stakeholder engagement and continuous improvement within a global organisation

Fulltime

Risk & Compliance Officer

We’re seeking a Risk & Compliance Officer to join our Risk and Compliance team, ...

Location

United Kingdom , London

Salary:

Not provided

Dalkia UK

Expiration Date

Until further notice

Requirements

Experience in two or more of the following areas would be beneficial: Insurance
GDPR and data protection (including DSARs and DPIAs)
Risk management
Internal control and compliance
Strong IT skills, particularly in Microsoft Office (Excel, Word, etc.)
Experience using SharePoint (desirable)
The ability to manage and prioritise a varied and changing workload
Strong analytical and evaluation skills
High integrity and a commitment to the highest professional and ethical standards
Ability to build strong working relationships at all levels of the organisation

Job Responsibility

Responding to Data Subject Access Requests (DSARs), including data capture, interrogation, redaction, and communication with data subjects
Administration of insurance claims, including notification, investigation, and collation of evidence to support the Company’s position
Supporting responses to data breaches
Working with individual business units to develop and maintain risk registers (enterprise, corruption/fraud, and modern slavery)
Assisting with compliance activities, including conflicts of interest, gifts and hospitality, and ethics-related training
Supporting ad hoc investigations into alleged non-compliance with Dalkia policies and procedures
Maintaining and updating the Legal, Risk and Compliance SharePoint site
Supporting the development of policies, procedures, internal communications, and training relating to business ethics, GDPR, risk, and insurance
Reporting on internal control compliance to the parent company in France
Ensuring compliance with UK data protection requirements

Assistant Manager, Risk, Control & Compliance (Security – Auxiliary Police & Outsourced Guards)

Assistant Manager role for Risk, Control & Compliance focusing on Security, Auxi...

Location

Malaysia , Kuala Lumpur

Salary:

Not provided

IKEA

Expiration Date

Until further notice

Requirements

Minimum bachelor’s degree in occupational health/safety, Environmental Engineering or a related field
10+ years of experience in a similar or compliance role in retail or related industries (minimum with 5+ years in managerial level)
Ability to communicate confidently and clearly in English and Malay (written and verbally)
Familiar and understand the Auxiliary Police Force Act and Police Act 1967
Experience with incident reporting and claims handling process with insurance company
Experience in managing FCC and security guards and able to influence and develop people and act as a role model and coach
Self-reliant and motivated with proven ability to work as part of a team as well as independently
Experience dealing with fire drills, system testing, crisis management, investigating fraud and unethical behaviours
Strong management, and leadership experience and a self-starter with a positive mindset
Experience in setting and implementing long-term strategic plans, setting budgets, and following up goals

Job Responsibility

Develop a close working relationship with local government official i.e Police Force Department, Fire & Rescue Department and Special Service Department
Coordinate with other Department in handling emergency situations and to ensure the security of visitors, co-workers and contractors in the mall and developing leadership with a conscious approach to identifying and implementing systems to detect, analyse, and reduce business loss, and financial impact, and prevent incidents and accidents
Risk assessment to be conducted for all business functions
Manage and provide monthly reporting on the performance of the outsourced security guards and auxiliary police unit
To lead Security department in all aspects of security controls and system in compliance to MyTOWN’s safety & security procedures
Manage and monitor the functionality of the Fire Control Room and all the system in place i.e. Fire Protection System, PA System, Fire-Man Intercom, CCTV, Lift & Elevator controls and etc
Ensure all servicing, checklist reports, follow up and closure are compiled accordingly
Enforce all safety and fire rules in the mall i.e. Sec-Check inspection and audit
Develop and implement strategy for continuous security improvement in the mall
Responsible for the overall CAPEX and OPEX Budget planning for security department

Fulltime

Assistant Manager - Risk, Control & Compliance (Security)

Assistant Manager - Risk, Control & Compliance (Security) position at MyTOWN Sho...

Location

Malaysia , Kuala Lumpur

Salary:

Not provided

IKEA

Expiration Date

Until further notice

Requirements

Minimum bachelor’s degree in occupational health/safety, Environmental Engineering or a related field
10+ years of experience in a similar or compliance role in retail or related industries (minimum with 5+ years in managerial level)
Ability to communicate confidently and clearly in English and Malay (written and verbally)
Familiar and understand the Auxiliary Police Force Act and Police Act 1967
Experience with incident reporting and claims handling process with insurance company
Experience in managing FCC and security guards and able to influence and develop people and act as a role model and coach
Self-reliant and motivated with proven ability to work as part of a team as well as independently
Experience dealing with fire drills, system testing, crisis management, investigating fraud and unethical behaviours
Strong management, and leadership experience and a self-starter with a positive mindset
Experience in setting and implementing long-term strategic plans, setting budgets, and following up goals

Job Responsibility

Develop a close working relationship with local government official i.e Police Force Department, Fire & Rescue Department and Special Service Department
Coordinate with other Department in handling emergency situations and to ensure the security of visitors, co-workers and contractors in the mall and developing leadership with a conscious approach to identifying and implementing systems to detect, analyse, and reduce business loss, and financial impact, and prevent incidents and accidents
Risk assessment to be conducted for all business functions
Manage and provide monthly reporting on the performance of the outsourced security guards and auxiliary police unit
To lead Security department in all aspects of security controls and system in compliance to MyTOWN’s safety & security procedures
Manage and monitor the functionality of the Fire Control Room and all the system in place i.e. Fire Protection System, PA System, Fire-Man Intercom, CCTV, Lift & Elevator controls and etc
Ensure all servicing, checklist reports, follow up and closure are compiled accordingly
Enforce all safety and fire rules in the mall i.e. Sec-Check inspection and audit
Develop and implement strategy for continuous security improvement in the mall
Responsible for the overall CAPEX and OPEX Budget planning for security department

Fulltime

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