Compliance Product Markets Equities Generalist Senior Vice President

• Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM
• Translating ICRM strategy and goals across Citi’s clients, products and geographies in a succinct and clear manner
• provide direction and guidance on the programs
• Serving as a subject matter expert on Citi’s Compliance programs
• Provides expert guidance on function/business/product regulations on a real-time basis to manage compliance risk
• Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings
• Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the supported function/business/product
• Analyzing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact
• Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge
• Participating in industry groups and trade association working groups or other forums
• Leading initiatives and managing high-impact special project work streams with a results-driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements
• Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations, as well as testing and audit
• Designing and leading compliance and control reviews
• Partnering with other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and Finance to prevent and detect non-compliance issues and promote a culture of compliance
• Additional duties as assigned
• Appropriately assessing risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

• Expertise of Compliance laws, rules, regulations, risks and typologies (FINRA, SEC)
• Excellent written, verbal and analytical skills
• Must be a self-starter, flexible, innovative and adaptive
• Highly motivated, strong attention to detail, team oriented, organized
• Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
• Ability to work collaboratively with regional and global partners in other functional units
• ability to navigate a complex organization
• to influence and lead people across cultures at a senior level
• Experience in managing regulatory exams and relationships with examiners, auditors, etc.
• Awareness of regulatory requirements including local and US laws, international and industry standard
• Advanced knowledge in area of focus
• Related certifications desirable

Related certifications desirable

• Medical, dental & vision coverage
• 401(k)
• life, accident & disability insurance
• wellness programs
• paid time off packages, including vacation, sick leave, and paid holidays