Compliance Product Analyst

• Provide guidance and support to facilitate transactional conflict clearance process
• Communicate with Legal and Business Selection to ensure timely and accurate clearance of transactions
• Analyse firm’s touchpoints to determine potential conflicts of interest
• Provide advice and maintaining the Firm's various information barriers, through policies and procedures reasonably designed to prevent the misuse of material non-public information
• Provide guidance on rules and regulations relating to Research operational issues, as well as providing transactional approvals and interpretations of internal compliance policies
• Identify, evaluate, and resolve issues related to the publication of Investment Research product
• Respond to questions from Research analysts, Research management and investment bankers regarding issues related to Research product and the capital formation process
• Review and approve Research analysts’ requests to make public appearances and the provision of disclosures
• Chaperone and track authorized discussions between research analysts and investment bankers and monitor such communications during the capital formation process

• Working Knowledge of Compliance laws, rules, regulations, risks and typologies in the supported function/business/product
• Excellent written and verbal communication skills
• Must be a self-starter, flexible, innovative and adaptive
• Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
• Work collaboratively with regional and global partners in other functional units
• ability to navigate a complex organization
• Excellent project management and organizational skills and capability to handle multiple projects at one time
• Proficient in MS Office applications (Excel, Word, PowerPoint)
• Knowledge in area of focus

Best-in-class benefits to be well, live well and save well