Compliance Oversight Officer Jobs

Privacy and Responsible Information Management Compliance Officer

Citi’s Global Legal Affairs and Compliance(GLAC) empowers and protects Citi by p...

Location

Philippines , City of Taguig

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Expertise of Compliance risks and typologies
Good understanding of data privacy and records laws and regulations including GDPR, CCPA, GLBA, etc.
Strong analytical skills to assess privacy and records risks and to develop mitigation strategies
Advanced Microsoft Office skills, including Excel, PowerPoint, and Word
Knowledge of banking products and services and horizontal programs such as Anti-Money Laundering, Sanctions, etc.
Must be a self-starter, flexible, innovative and adaptive
Highly motivated, strong attention to detail, team oriented, organized
Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
Ability to work collaboratively with regional and global partners in other functional units
ability to navigate a complex organization

Job Responsibility

Serve as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise
Assisting with the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM
Regularly reviewing and updating privacy and records management policies aligned with relevant data protection laws (e.g., GDPR, CCPA) to determine impacts to the business
Providing support to Product and Function ICRM (PFICRM) regarding privacy and records management matters
Assist with relevant compliance risk assessments
Preparing reports to disseminate pertinent information to PFICRM and lines of business to oversee privacy and records management risks
Leveraging data to conduct monitoring to identify potential privacy and records management risks and non-compliance issues and taking appropriate action
Providing credible challenge of existing control environment across businesses and functions aligned with relevant privacy and records laws
Identifying data sources, collating data, and developing and/or enhancing current reporting metrics to demonstrate the oversight of compliance and risks aligned to relevant privacy and records laws
Monitoring adherence to Citi’s Compliance Risk Policies and measuring compliance risk through a robust control framework and ensuring that reviews are conducted consistently across each entity on a regular basis to confirm that controls identified are operating effectively

What we offer

Citi provides programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more
We believe all parents deserve time to adjust to parenthood and bond with the newest members of their families
We empower our employees to manage their financial well-being and help them plan for the future
Citi provides access to an array of learning and development resources to help broaden and deepen your skills and knowledge as your career progresses
We have a variety of programs that help employees balance their work and life, including generous paid time off packages
We offer our employees resources and tools to volunteer in the communities in which they live and work

Fulltime

Vice President - DART Oversight - Policy Officer

The Risk Data, Analytics, Reporting and Technology (DART) Oversight - Policy Off...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

8+ years work experience in control discipline (i.e., Risk Management, Technology, Financial Control, Compliance, Audit, Operations, etc.)
Experience in planning and executing ITGC reviews, including developing and implementing automated test scripts and exception reporting
Experience in Gen AI implementations in a operations, oversight, compliance or audit capacity
Experience in developing Tableau or Power BI dashboards, process automation (including e.g. Python, SQL etc.)
Quick learner with excellent communication skills, team orientation, and ability to work with counterparts in different areas of the organization and locations
Self-motivated individual who can take initiative and work independently
Solid analytical skills to synthesize, validate, and analyze data and metrics
Must demonstrate ability to problem solve, successfully multi-task, and meet demanding deadlines
Highly proficient with Excel, PowerPoint, Teams, SharePoint
Bachelor's degree/University degree or equivalent experience

Job Responsibility

Provide analysis & challenge of policy, standards and procedures in the context of DART owned processes (primarily technology, data, finance and risk related policies)
Create assessment programs and implement scripts to assess the areas ITGC related practices including use of AI aligned with COBIT framework and best practices
Design and produce dashboards, reports and analysis enabling senior management, risk report users, and data providers to manage operational risks associated with their processes
Contribute to the analysis and preparation of reports for senior management, regulators, auditors, etc. that detail the state of compliance with policies, standards and procedures
Create content and visualizations for executive management, committee, and Board presentations
Design and implement effective control processes to ensure accurate and timely reporting of metrics
Develops and applies quantitative and qualitative data analysis methods (including code based approaches) to validate data and identify data quality issues
Identify and implement automation, data improvement, and consolidation opportunities to continually streamline and standardized dashboards and reporting processes
Draft business requirements to direct and oversee development of enhanced dashboard and reporting requirements for development in Technology maintained applications
Ensure end to end UAT activities including testing responsibilities and issues resolution are performed timely

What we offer

Citi provides programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more
We empower our employees to manage their financial well-being and help them plan for the future
Citi provides access to an array of learning and development resources to help broaden and deepen your skills and knowledge as your career progresses
We have a variety of programs that help employees balance their work and life, including generous paid time off packages

Fulltime

New

Compliance officer

This candidate has 6 years of BSA / AML, Risk, Compliance, and Cannabis Complian...

Location

Salary:

100000.00 USD / Year

Adams, Inc.

Expiration Date

Until further notice

Requirements

6 years of BSA / AML, Risk, Compliance, and Cannabis Compliance experience in banking
CAMS certification
experience developing policies, procedures, and systems for monitoring initiatives for Cannabis banking
experience auditing new and existing vendors for BSA/AML
experience managing a team of 6 including BSA Analysts, Regulatory Compliance, and Cannabis Specialists
3 years of experience in oversight of financial crimes
prior experience in Deposit Operations department in banking

Insurance Compliance Officer

An established Lloyd’s broker based in the City are currently looking to recruit...

Location

United Kingdom , London

Salary:

50000.00 - 60000.00 GBP / Year

Lawes Consulting Group

Expiration Date

Until further notice

Requirements

Working knowledge of the FCA and insurance compliance
Experience working within an insurance environment
Ability to cope with a busy work environment
Strong computer skills
Good communicational and organisational skills
Advanced knowledge of Microsoft products (Word, Excel and Outlook) or similar software applications
Ability to manage time, prioritise and ensure that deadlines are met without compromising quality
Ability to understand and execute oral and written instructions
Ability to communicate effectively and professionally both verbally and in writing with clients, insurers and other associates
At least 5 GCSE’s including English and Math’s at Grade B or above

Job Responsibility

Assisting in the company’s compliance duties
Conduct Compliance monitoring and audits of the significant business processes
Ensure compliance requirements are adhered to
Monitor, analyze and communicate new regulatory developments and legislation
Provide guidance/sign off on financial promotions
Understand and implement oversight and audit requirements in accordance with SYSC rules
Develop and lead the Compliance Plan as agreed by the Board
Embed and communicate Lloyd’s requirements as appropriate
To support and assist the AML Officer as required
Lead projects and develop plans for implementation

What we offer

Study support when required

Fulltime

New

Depositary Bank Oversight Senior Officer

Acting as a trusted partner for more than 400 Investment Sub-Funds, Quintet Luxe...

Location

Luxembourg , Luxembourg

Salary:

Not provided

Quintet Private Bank

Expiration Date

Until further notice

Requirements

Further professional Education (Masters / Professional qualification)
Between 3 and 5 years experience in a similar role
Attention to Detail
Critical Thinking & Problem Solving
Adaptability & Learning Agility
Client-Centric Mindset
Decision Making
MS Office
Strong knowledge of Luxembourg Investment Fund Legislation and depositary duties/responsibilities in particular related to AIFM Directives
Strong understanding about alternative investments

Job Responsibility

Drive initial and ongoing assessments of the risks associated to the nature, scale and complexity of the fund’s strategy and the organization of the Investment Fund Manager to define how to apply Depositary function appropriately
Ensuring compliance with regulatory Depositary requirements related to Safekeeping, Recordkeeping, Cash Flow Monitoring and Oversight duties
Cash Flow Monitoring - Conduct ongoing monitoring of the Fund’s cash flows, including the detection and analysis of significant or unusual cash movements, and perform reconciliations with the Fund’s records to confirm completeness and consistency
Oversight duties - Perform oversight on the duties under the responsibility of the Funds Manager and its delegates (valuation, income distribution, subscriptions/redemptions, and timely settlement), through ex-post controls, ongoing due-diligence reviews and on-site visits
Investment Compliance Monitoring - Conduct regular checks to ensure compliance with UCITS, AIFMD, and fund-specific investment rules. Monitor portfolios against regulatory and prospectus guidelines. Report and document potential investment breaches. Lead complex compliance checks across various asset classes, including alternative / illiquid investments / ESG related restrictions
Prepare internal and external reporting to provide regular status on the Depositary controls and activities
Acting as point of contact for all depositary matters and for any issues escalated to Depositary Bank Oversight
Participate in team development activities and transversal projects impacting the scope of the Depositary Bank
Provide support and guidance to Depositary Bank Oversight officer in their day to day tasks

Senior Compliance Sanctions Officer

Serves as a senior compliance risk officer for Independent Compliance Risk Manag...

Location

Ireland , Dublin

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Expertise of Global Sanctions regulations, risks and typologies, including restrictive measures imposed by the OFAC, the OFSI and the European Commission
Broad knowledge of global capital markets products
Understanding of securities services and trading
Knowledge of securities settlements processes and transactions flows
Ability to clearly communicate with business heads providing credible challenge in difficult situations
Expertise of Compliance laws, rules, regulations, risks and typologies and interpretations of the regulations
Excellent written, verbal and analytical skills
Must be a self-starter, flexible, innovative and adaptive
Highly motivated, strong attention to detail, team oriented, organized
Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging

Job Responsibility

Provide sanctions guidance to Citi's Markets Businesses transacting in Global Capital Markets products
Provide sanctions oversight of in business controls and review in-flight and proposed transactions involving capital markets products
Executing and implementing firm-wide sanctions risk management policy as well as the strategic ICRM direction
maintaining the sanctions compliance program for the businesses (assessment of risks, development of policies, procedures, governance)
Designing and maintaining elements of the ICRM Sanctions Framework
Advising and overseeing adherence to procedures and processes for compliance by front line units meet required standards
Directing technology solutions that enable effective and efficient compliance risk management solutions
Supporting investigations and interactions with the U.S. Treasury Departments' Office of Foreign Assets Control (OFAC), competent authorities of the European Union (E.U.) Member States, the Office of Financial Sanctions Implementation of the HM Treasury (“OFSI”) and/or local government authorities
Monitoring adherence to Citi’s Global Sanctions Policy and relevant procedures to verify adherence to applicable requirements
Working closely with ICRM Compliance Assurance and Internal Audit in the evaluation of results and proposed remedial actions, identifying opportunities to conduct more targeted comprehensive reviews

What we offer

business casual workplace
hybrid working model
competitive base salary
additional benefits that support you (and your family) to be well, live well and save well

Fulltime

Officer- Model Oversight & Model Maintenance- Business Planning Models

Model Maintenance and Oversight - overseeing model maintenance activities to ens...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6+ years of experience with good understanding of FP&A processes and management reporting
Professional degree equivalent to CA/MBA
Proficient in Microsoft Office with an emphasis on MS Excel
Knowledge with financial forecasting systems
Knowledge of Tableau, Knime and Python would be preferred
Experience of working with financial data and knowledge of financial reporting tools
Consistently demonstrates clear and concise written and verbal communication skills
Self-motivated and detail oriented
Demonstrated project management and organizational skills and capability to handle multiple projects at one time

Job Responsibility

Model Maintenance and Oversight - overseeing model maintenance activities to ensure compliance with Model Risk Management (MRM) guidelines and deadlines
Update inventory tracker for new models and changes in existing models
Monitor due dates and ensure alignment with model sponsors and MRM teams
Partner with FP&A teams to conduct Annual Model review and Ongoing Performance Assessments quarterly (high-risk models), semi-annually (medium-risk), and annually (low-risk)
Review the Ongoing monitoring results to identify potential model fatigue and preemptively remediate the issue by working with Model sponsors to ensure forecast accuracy
Support model documentation across model life cycle for various BAU and new model deliverables
Prepare and submit model documentation in approved MRM templates within iMRMS
Respond to MRM queries to ensure documentation approval by deadlines
Comply with various guidelines, timelines in relation to Models in coordination with various stakeholders and stay updated on any changes and additional requirement pertaining to above and comply on the same
Build strong relationships with stakeholders across MRM, FP&A, FTO, and Transformation teams

Fulltime

Office Manager

Our client is a respected provider of security, CCTV, access control and automat...

Location

United Kingdom , Wellingborough

Salary:

Not provided

Office Angels

Expiration Date

Until further notice

Requirements

Minimum 5 years' experience in an Office Manager role ideally for a technical, construction or security-related business but not essential
Demonstrable experience managing people, systems and operational processes - not just admin tasks
Clear understanding of the importance of up-to-date, accurate records and how this supports compliance and client trust
Confident using CRM systems (Installer Pro or similar) and standard MS Office tools
Meticulous approach to detail, process, and customer service
Able to prioritise, delegate and keep multiple work streams on track under pressure
Professional communicator who can build positive working relationships with suppliers, auditors, engineers and senior management
Proactive mindset with a strong sense of responsibility for high standards

Job Responsibility

Lead, supervise and develop a team of 8 office staff covering admin, scheduling, purchasing support and compliance documentation
Manage workloads, set clear priorities, and address performance or training needs
Oversee Installer Pro, our CRM to ensure accurate data input, reporting, and usage across the business
Oversee day-to-day office functions including contracts administration, fleet paperwork, insurance renewals, scheduling support and stock oversight
Ensure supplier orders, deliveries, and basic finance processes (POs, invoices) are handled correctly
Maintain orderly systems for documentation and record-keeping across all operational areas
Drive a culture of professional, prompt and detailed customer service, internally and externally
Be rigorous about accuracy and presentation in client-facing documents and communications
Take ownership of company and client KPIs, tracking and reporting clearly so we consistently meet or exceed targets
Oversee the collation and organisation of all records needed to maintain our NSI Gold status, ISO certification and other industry standards

Fulltime

Compliance Oversight Officer

Adyen

Location:
Brazil, São Paulo

Category:
Finance

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
December 15, 2025

Looking for more opportunities? Search for other job offers that match your skills and interests.

Similar Jobs for Compliance Oversight Officer

Privacy and Responsible Information Management Compliance Officer