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Compliance Officer role ensuring integrity, transparency, and regulatory compliance within a mission-led financial services organisation. Focus on regulatory frameworks including FCA, PRA, and AML obligations.
Job Responsibility:
Regulatory Compliance - Keep us in line with FCA/PRA requirements, prepare reports, and stay on top of relevant updates
Risk Management - Own the risk register, monitor emerging risks, and maintain the Business Continuity Plan
Policies & Procedures - Develop, review, and audit internal compliance frameworks and controls
AML & Financial Crime - Lead on AML efforts and serve as MLRO if designated
Training & Culture - Promote awareness through ongoing staff training and a strong ethical culture
Reporting & Governance - Provide updates to senior leaders and liaise with auditors and regulators
Requirements:
Experience in a compliance role within financial services
Strong knowledge of FCA/PRA, SM&CR, AML frameworks
Familiarity with relevant rulebooks (e.g., SYSC, CONC)
Relevant qualifications such as ICA Compliance/AML or Risk diplomas
Analytical mindset and excellent communication skills
What we offer:
25 days holiday, plus the option to buy more
35 hour week and flexible working hours
Hybrid working (East Midlands base)
Company pension
Cycle to work scheme
Free flu jabs
Regular company events
A supportive, collaborative culture with professional development opportunities
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