Compliance Officer, Allianz

Compliance Officer

Allianz

Location:
Hong Kong, Hong Kong

Category:
Legal

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

This Compliance Officer (12-month contract), based in Hong Kong, will play a key role in implementing the Asia Pacific Business & Regulatory compliance program

Job Responsibility:

ensure regulatory compliance, e.g., perform regulatory filing, submit licensing application
provide regulatory compliance advice to business on a BAU basis
manage regulatory change by keeping track of new regulatory development, analyze business impact and support implementation
perform Code of Ethics administration and manage employee requests relating to personal account dealing, gift & entertainment, outside business activities etc.
review marketing materials for retail and institutional businesses
conduct routine compliance monitoring and testing
provide compliance training to employees
assist in cross-border marketing, global/regional compliance projects/tasks as needed

Requirements:

3-8 years of asset management compliance experience or working experience with regulatory authorities
working experience in asset management industry, knowledge in traditional fund business preferred
proficient in spoken and written English and Chinese, conversational level of Putonghua preferred
excellent computing knowledge in MS applications such as Word, Excel, PowerPoint, preferably PowerBI
high degree of motivation and attention to details
strong sense of ownership and responsibility
strong interpersonal, analytical and communication skills

What we offer:

work flexibly according to internal guidelines (e.g., hybrid model/ flexible working hours)
access to pension/ savings plans/ Allianz products
company share purchasing plan
mental health and wellbeing programs
career opportunities within the entire Allianz Group
comprehensive learning and development offerings, including certifications and professional qualifications

Additional Information:

Job Posted:
May 21, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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