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To help ensure BlackRock is regarded, and continues to be regarded, by regulators and peers as a company with high compliance standards by supporting the implementation, continued development, growth and maintenance of an effective global and regional marketing & distribution and cross-border compliance framework.
Job Responsibility:
Support the APAC Marketing & Distribution Compliance team in the continuous build out of the APAC centralized marketing material review and coordination team.
Support the team in acting as the central point of contact in APAC for any global marketing material policy and APAC content related requirements, cross-border marketing & sales compliance framework by helping in drafting and maintenance of marketing and sales related guidance documents
Advice business units and compliance on sales and marketing activities related requirements
Assist in preparation and dissemination of training material and/or business friendly guidance documents
Support in conducting marketing & distribution related trainings for the business
Liaise with stakeholders and/or employees to ensure awareness of cross-border marketing & sales related as well general marketing and distribution policies and compliance requirements thereto
Support technology initiatives to optimize, automate & scale processes & workflow tools
Support the team in necessary reporting relating to the marketing material review as well as monitoring of marketing material to ensure that the framework & policies are adhered to by the Business in general
Support junior team members when needed to build a better and collaborative team.
Requirements:
5+ years of relevant experience in a Compliance domain within a financial institution
Strong understanding of asset management products and business activities
Good legal research, interpretation and drafting skills
Experience in drafting compliance policies, procedures, guidelines
Prior experience in cross border sales related advise preferred
Prior experience in the review of sales and marketing material preferred
Sound understanding of significance of regulatory risk assessment, review, and relevance of mitigating controls
Excellent verbal and written communication skills with the ability to communicate effectively at all levels of the business internally and externally
Strong analytical and communication skills and ability to work independently and autonomously
Superior attention to detail
Good team player with ability to collaborate within and across team for meeting the assigned roles and responsibilities.
Proficiency in Microsoft Word, PowerPoint, and other system applications
High level of expertise in Excel, strong technical skills
Excellent time management and organizational skills
Ability to interact with employees at all levels and work with global team in a matrix driven organization.
Self-driven and ability to drive functional, regional, and global projects independently.