Compliance Officer - Investment Products (MiFID II) Job at Satispay

Platform and Product Manager

This Vice President role sits within Citi's Cash Equities Execution team in Lond...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Demonstrated experience in a product management, execution advisory, or platform management capacity within a cash equities trading environment at an investment bank or execution venue
typically 6–10 years of relevant front-office or closely adjacent experience
Deep domain expertise in equities electronic execution, including hands-on familiarity with DMA products, execution algorithms, Smart Order Routing, dark pool access, and exchange co-location infrastructure across major EMEA venues
Strong technical proficiency, with practical experience using Q/kdb+ and Python for trade data analysis, product performance monitoring, and execution quality analytics
knowledge of FIX Protocol is advantageous
Thorough understanding of the EMEA regulatory landscape as it applies to electronic trading, specifically MiFID II requirements including algorithmic trading controls, market access risk management, and systematic internaliser frameworks
Proven stakeholder management and communication skills, with the ability to translate complex technical concepts for both client-facing and senior internal audiences, and to influence outcomes across a matrixed, global organisation
A quantitative undergraduate or postgraduate degree in Finance, Economics, Mathematics, Engineering, Computer Science, or a related discipline from a leading academic institution
CFA or equivalent professional qualification is advantageous but not essential

Job Responsibility

Own and drive the product strategy and roadmap for Citi's cash equities electronic execution platform, ensuring alignment with business priorities and client demand
Partner with technology, quant research, and trading teams to coordinate production releases, manage go-live processes for new client solutions, and troubleshoot platform issues in co-ordination with production management, network engineers, and application development groups
Oversee platform governance and regulatory compliance, ensuring all electronic trading products adhere to applicable obligations including MiFID II market access controls, and maintain a robust risk management and governance framework across the execution product suite
Produce and present in-depth analytics on product usage, client trading trends, execution performance, and revenue attribution, leveraging data-driven insights to inform platform investment decisions and enhance client outcomes
Drive cross-functional initiatives, acting as business lead for technology projects and coordinating across trading desks — including Programme Trading, High Touch, and Equity Derivatives — to support broader cash equities platform integration and client onboarding

What we offer

27 days annual leave (plus bank holidays)
A discretional annual performance related bonus
Private Medical Care & Life Insurance
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Senior Institutional Investment Operations Representative

Team Member will be part of the Regulatory Due Diligence team and should at leas...

Location

India , Bengaluru

Salary:

Not provided

Wells Fargo

Expiration Date

Until further notice

Requirements

Bachelor's degree in Accounting, Finance, or a business-related field is strongly preferred
Previous experience in Operations and/or Financial Services industry - Relevant work experience of 2-4 years in one or a combination of the following: back office, strategic planning in regulatory oversight, AML/KYC, US tax regime & compliance and client onboarding within and International Corporate Investment Bank
Excellent communication skills both written and verbal
Knowledge and understanding of Excel, PowerPoint, Word and adaptability to other software products
Ability to research, compile, and perform complex analysis on critical operational data
Be highly collaborative and team-oriented
Demonstrate strong analytical and interpersonal skills
Ability to work with impacted areas to understand complex problems
Ability to work in a fast-paced, team oriented environment
Strong multi-tasking abilities in a high performance, high demand environment

Job Responsibility

Act as a control group for sales and trading desk
Coordinate day-to-day activities for pre-trade and post-trade regulatory checks
Proficient on all regulatory, legal, and operational rules/policies impacting client data
Strong Knowledge of the banking regulatory reporting rules and US regulations FINRA,QFC,Dodd Frank Act, SBS, SEC15a6, MSRB,MIFID II etc
Independently research and analyze regulatory reporting requirements and other financial documents and ensure Regulatory reporting requirements are clearly communicated to the business units publish source data reports
Identifies and highlight/escalate potential risk arising within process
Excellent Interpersonal skills – ability to build relationships
Oversee BAU and identify process enhancement opportunities
Support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture
Work with other Client Data & Onboarding teams to effectively manage and process Pre and Post trade regulatory requests

Fulltime

Senior Analyst, Product Development

We're looking for a Senior Analyst to build amazing experiences that our users l...

Location

Salary:

75000.00 - 125000.00 EUR / Year

KOR Financial

Expiration Date

Until further notice

Requirements

A Bachelor's degree in Finance, Economics, Law, Business, or a related field
A minimum of 5 years of experience in the institutional financial services industry, with a strong preference for experience at a large sell-side investment bank and post trade processing
In-depth knowledge of major global derivatives trade reporting regulations (e.g., Dodd-Frank, EMIR, MiFID II/MiFIR, and rules from Canadian, Australian, and Singaporean regulators)
Proven experience gathering and writing business requirements, functional specifications, or user stories, and reviewing them with software developers and technology partners
Demonstrated analytical and problem-solving skills with a high proficiency in data manipulation and analysis using tools like Microsoft Excel or equivalent analytics software
A solid understanding of relational databases and the ability to write basic to intermediate SQL queries

Job Responsibility

Monitor the Regulatory Horizon: Actively track and analyze regulatory developments, proposed rules, final rules, and guidance from key global regulators, including the CFTC, SEC, ESMA (EMIR), UK FCA (MiFID II), Canadian provincial regulators, ASIC (Australia), and MAS (Singapore)
Conduct Impact Assessments: Perform detailed analysis of regulatory changes to determine their potential impact on the firm's derivatives trading desks, operations, technology, and control functions
Translate Regulation into Requirements: Lead the process of gathering and documenting business requirements based on regulatory mandates. Write detailed specifications and user stories for technology teams to build and implement compliant solutions
Liaise with Technology Teams: Serve as a key subject matter expert for development teams. Review technical designs, clarify requirements throughout the software development lifecycle, and participate in user acceptance testing (UAT) to ensure solutions fully meet regulatory objectives
Synthesize & Communicate: Produce clear, concise, and actionable intelligence reports, summaries, and presentations for a variety of audiences, from senior management to implementation teams
Data-Driven Analysis: Perform data-driven analysis to model the potential impact of regulatory changes using tools such as Microsoft Excel or other data analytics platforms. Query and analyze data from relational databases using SQL to support your findings
Collaborate Cross-Functionally: Partner with Legal, Compliance, Front Office, Technology, and Operations to provide subject matter expertise and advise on the practical implementation of new regulatory requirements
Manage Regulatory Change: Contribute to the regulatory change management lifecycle, using tools like Jira to track the progress of implementation projects stemming from new rules

What we offer

Culture of trust, empowerment, and constructive feedback
Competitive salary, great equipment and tools, and benefits (employees)
Flexible working times
Fully remote
A span of control that matches your ambitions and skills
health coverage
flexible paid time off
other remote-work perks that support your well-being and work-life balance

Fulltime

Asbestos and Lead Project Manager

Ninyo & Moore, a SOCOTEC Company has an immediate opening in our Irvine, Califor...

Location

United States , Irvine

Salary:

110000.00 - 130000.00 USD / Year

Ninyo & Moore

Expiration Date

Until further notice

Requirements

Associate's degree, or equivalent preferred
however, proven experience and certifications will be considered in lieu of Associate's degree
Applicant should have experience interpreting architectural drawings identifying building components, and an understanding of all local Air Pollution Control Districts (including, but not limited to South Coast Air Quality Management District Rule 1403). This position requires the appropriate California Certifications and experience performing and overseeing asbestos, lead-based paint, polychlorinated biphenyls, microbiological and hazardous building-material surveys and abatement oversight/monitoring. Experience with other environmental work such as subsurface soil and groundwater investigations is a plus, but is not required. The candidate should have a minimum of ten years' experience performing relevant projects, possess computer skills (e.g., Microsoft Word & Excel), have excellent verbal and written communication skills, ability to work independently and as part of a team, and flexibility with work schedule. Appropriate certifications include some or all of the following: Certified Asbestos Consultant, Certified Site Surveillance Technician, and Lead Inspector/Assessor/Project Monitor/Sampling Technician (CAC or CSST required and Lead Project Monitor preferred but other lead certifications accepted).

Job Responsibility

Conducting asbestos and lead-based paint surveys and assessments
preparing hazmat survey reports
assisting with the preparation of abatement specifications and operations and maintenance plans
providing abatement monitoring/oversight/clearance sampling
preparing scope proposals for clients

Fulltime

Water Safety Specialist

About Four Seasons: Four Seasons is powered by our people. We are a collective o...

Location

Bahamas , Paradise Island Nassau

Salary:

Not provided

Four Seasons

Expiration Date

Until further notice

Requirements

Ability to work in The Bahamas without sponsorship

Job Responsibility

Monitor guest activity within area of responsibility to ensure a continual safe environment
Respond to all emergencies within assigned zones, with specific focus on Waterfront (Beach) areas
Utilize trained techniques including operation of watercraft and rescue boards to enter water and assist or rescue individuals that require aid
Administer First Aid and/or CPR during emergency situations
Recognize hazardous situations and behaviors and promptly respond accordingly
Assist in removal and retention of guests during pool or beach evacuation procedures
Manually control the motorized ride lift operation by utilizing a mechanical ride control switchboard to start, stop and evacuate motorized ride lifts
Manually control motorized ride dispatch station operation by utilizing a mechanical ride dispatch switchboard to safely launch riders onto the slides
Closely supervise all ride activity on live video monitors located in the video control room
Completely abide by and enforce all Water Park and beach rules and regulations

Fulltime

Ar specialist

We are looking for an organized AR Specialist to support daily accounting operat...

Location

United States , Concord

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Experience or training in bookkeeping, accounting support, or a related clerical finance role
Working knowledge of accounts receivable processes, payment posting, and account reconciliation
Ability to handle cash, credit card payments, and financial records with a high level of accuracy
Familiarity with maintaining detailed account records and updating ledgers consistently
Strong organizational skills with the ability to manage multiple transactions and deadlines
Proficiency in basic office and accounting systems, including data entry and record maintenance
Clear communication skills and a dependable, team-oriented approach to cross-functional support

Job Responsibility

Record tenant payments by applying cash receipts and credit card transactions to the appropriate ledgers, and prepare deposits for the bank
Update resident account balances by entering charges, corrections, and status-related billing items with accuracy
Manage financial processing tied to move-ins and move-outs, including security deposit calculations and documentation
Review tenant ledgers regularly to identify discrepancies, reconcile balances, and issue zero-balance receipts when required
Track upcoming lease end dates and support renewal-related account follow-up to help maintain accurate records
Provide coverage for accounts payable tasks when needed to ensure continuity across the accounting team
Contribute to special assignments and additional administrative accounting duties as business needs arise

What we offer

Medical, vision, dental, and life and disability insurance
401(k) plan

Fulltime

Assistant Executive Housekeeper

Assists in the oversight of the daily shift operations of Housekeeping, Recreati...

Location

Malaysia , Petaling Jaya

Salary:

Not provided

Marriott Bonvoy

Expiration Date

Until further notice

Requirements

High school diploma or GED
1 year experience in the housekeeping or related professional area
2-year degree from an accredited university in Hotel and Restaurant Management, Hospitality, Business Administration, or related major
no work experience required

Job Responsibility

Assists in the oversight of the daily shift operations of Housekeeping, Recreation/Health Club and, if applicable, Laundry
Works with employees to ensure property guestrooms, public space and employee areas are clean and well maintained
Completes inspections and holds people accountable for corrective action
Assists in ensuring guest and employee satisfaction while maintaining the operating budget
Ensures guest room status is communicated to the Front Desk in a timely and efficient manner
Works effectively with the Engineering department on guestroom maintenance needs
Supervises the property general cleaning schedule
Obtains list of rooms to be cleaned immediately and list of prospective check-outs or discharges to prepare work assignments
Inventories stock to ensure adequate supplies
Assists in the supervision of daily Housekeeping shift operations and ensures compliance with all housekeeping policies, standards and procedures

Fulltime

Stock Clerk- Cycle Counter

The Cycle Count Specialist is responsible for performing daily cycle counts acro...

Location

United States , Greenville

Salary:

Not provided

Synapse - Manufacturing

Expiration Date

Until further notice

Requirements

Previous experience in inventory control, warehouse operations, or cycle counting preferred
Experience with Syteline or another ERP system preferred
Ability to investigate discrepancies using Syteline transaction history, routing, job details, and warehouse records
Strong attention to detail with a focus on accuracy and documentation
Excel experience preferred for tracking, lookup, adjustment logs, and reconciliation work
Ability to work independently, follow procedures, and stay organized
Comfortable moving between departments and storage areas throughout the day
forklift certified
Able to lift up to 30-50 lbs and stand/walk for extended periods

Job Responsibility

Perform daily cycle counts of 30 to 100 items across various storage locations, including stock cages, production areas, and warehouse shelves
Enter and verify count results in Syteline to ensure ERP accuracy
Investigate inventory discrepancies by reviewing transaction history in Syteline, checking past moves, validating BOM usage, and confirming production or warehouse activity
Conduct on-site inspections of storage locations to identify misplaced, mislabeled, or unreported inventory
Audit stock cage transactions and flag inconsistent or missing activity
Reconcile count variances and provide recommended adjustments to the Inventory Control Manager
Support month-end and year-end inventory activities, including assisting with full physical counts
Maintain organized and accurate documentation of counts, adjustments, investigations, and audit
Escalate unusual or repetitive issues to the Inventory Control Manager for review
Follow all inventory control procedures and maintain a clean and safe work environment

Fulltime

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Compliance Officer - Investment Products (MiFID II)

Job Description

Job Responsibility

Requirements

What we offer

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