Compliance Officer - Investment Products (MiFID II) Job at Satispay

Platform and Product Manager

This Vice President role sits within Citi's Cash Equities Execution team in Lond...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Demonstrated experience in a product management, execution advisory, or platform management capacity within a cash equities trading environment at an investment bank or execution venue
typically 6–10 years of relevant front-office or closely adjacent experience
Deep domain expertise in equities electronic execution, including hands-on familiarity with DMA products, execution algorithms, Smart Order Routing, dark pool access, and exchange co-location infrastructure across major EMEA venues
Strong technical proficiency, with practical experience using Q/kdb+ and Python for trade data analysis, product performance monitoring, and execution quality analytics
knowledge of FIX Protocol is advantageous
Thorough understanding of the EMEA regulatory landscape as it applies to electronic trading, specifically MiFID II requirements including algorithmic trading controls, market access risk management, and systematic internaliser frameworks
Proven stakeholder management and communication skills, with the ability to translate complex technical concepts for both client-facing and senior internal audiences, and to influence outcomes across a matrixed, global organisation
A quantitative undergraduate or postgraduate degree in Finance, Economics, Mathematics, Engineering, Computer Science, or a related discipline from a leading academic institution
CFA or equivalent professional qualification is advantageous but not essential

Job Responsibility

Own and drive the product strategy and roadmap for Citi's cash equities electronic execution platform, ensuring alignment with business priorities and client demand
Partner with technology, quant research, and trading teams to coordinate production releases, manage go-live processes for new client solutions, and troubleshoot platform issues in co-ordination with production management, network engineers, and application development groups
Oversee platform governance and regulatory compliance, ensuring all electronic trading products adhere to applicable obligations including MiFID II market access controls, and maintain a robust risk management and governance framework across the execution product suite
Produce and present in-depth analytics on product usage, client trading trends, execution performance, and revenue attribution, leveraging data-driven insights to inform platform investment decisions and enhance client outcomes
Drive cross-functional initiatives, acting as business lead for technology projects and coordinating across trading desks — including Programme Trading, High Touch, and Equity Derivatives — to support broader cash equities platform integration and client onboarding

What we offer

27 days annual leave (plus bank holidays)
A discretional annual performance related bonus
Private Medical Care & Life Insurance
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Senior Institutional Investment Operations Representative

Team Member will be part of the Regulatory Due Diligence team and should at leas...

Location

India , Bengaluru

Salary:

Not provided

Wells Fargo

Expiration Date

Until further notice

Requirements

Bachelor's degree in Accounting, Finance, or a business-related field is strongly preferred
Previous experience in Operations and/or Financial Services industry - Relevant work experience of 2-4 years in one or a combination of the following: back office, strategic planning in regulatory oversight, AML/KYC, US tax regime & compliance and client onboarding within and International Corporate Investment Bank
Excellent communication skills both written and verbal
Knowledge and understanding of Excel, PowerPoint, Word and adaptability to other software products
Ability to research, compile, and perform complex analysis on critical operational data
Be highly collaborative and team-oriented
Demonstrate strong analytical and interpersonal skills
Ability to work with impacted areas to understand complex problems
Ability to work in a fast-paced, team oriented environment
Strong multi-tasking abilities in a high performance, high demand environment

Job Responsibility

Act as a control group for sales and trading desk
Coordinate day-to-day activities for pre-trade and post-trade regulatory checks
Proficient on all regulatory, legal, and operational rules/policies impacting client data
Strong Knowledge of the banking regulatory reporting rules and US regulations FINRA,QFC,Dodd Frank Act, SBS, SEC15a6, MSRB,MIFID II etc
Independently research and analyze regulatory reporting requirements and other financial documents and ensure Regulatory reporting requirements are clearly communicated to the business units publish source data reports
Identifies and highlight/escalate potential risk arising within process
Excellent Interpersonal skills – ability to build relationships
Oversee BAU and identify process enhancement opportunities
Support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture
Work with other Client Data & Onboarding teams to effectively manage and process Pre and Post trade regulatory requests

Fulltime

Senior Analyst, Product Development

We're looking for a Senior Analyst to build amazing experiences that our users l...

Location

Salary:

75000.00 - 125000.00 EUR / Year

KOR Financial

Expiration Date

Until further notice

Requirements

A Bachelor's degree in Finance, Economics, Law, Business, or a related field
A minimum of 5 years of experience in the institutional financial services industry, with a strong preference for experience at a large sell-side investment bank and post trade processing
In-depth knowledge of major global derivatives trade reporting regulations (e.g., Dodd-Frank, EMIR, MiFID II/MiFIR, and rules from Canadian, Australian, and Singaporean regulators)
Proven experience gathering and writing business requirements, functional specifications, or user stories, and reviewing them with software developers and technology partners
Demonstrated analytical and problem-solving skills with a high proficiency in data manipulation and analysis using tools like Microsoft Excel or equivalent analytics software
A solid understanding of relational databases and the ability to write basic to intermediate SQL queries

Job Responsibility

Monitor the Regulatory Horizon: Actively track and analyze regulatory developments, proposed rules, final rules, and guidance from key global regulators, including the CFTC, SEC, ESMA (EMIR), UK FCA (MiFID II), Canadian provincial regulators, ASIC (Australia), and MAS (Singapore)
Conduct Impact Assessments: Perform detailed analysis of regulatory changes to determine their potential impact on the firm's derivatives trading desks, operations, technology, and control functions
Translate Regulation into Requirements: Lead the process of gathering and documenting business requirements based on regulatory mandates. Write detailed specifications and user stories for technology teams to build and implement compliant solutions
Liaise with Technology Teams: Serve as a key subject matter expert for development teams. Review technical designs, clarify requirements throughout the software development lifecycle, and participate in user acceptance testing (UAT) to ensure solutions fully meet regulatory objectives
Synthesize & Communicate: Produce clear, concise, and actionable intelligence reports, summaries, and presentations for a variety of audiences, from senior management to implementation teams
Data-Driven Analysis: Perform data-driven analysis to model the potential impact of regulatory changes using tools such as Microsoft Excel or other data analytics platforms. Query and analyze data from relational databases using SQL to support your findings
Collaborate Cross-Functionally: Partner with Legal, Compliance, Front Office, Technology, and Operations to provide subject matter expertise and advise on the practical implementation of new regulatory requirements
Manage Regulatory Change: Contribute to the regulatory change management lifecycle, using tools like Jira to track the progress of implementation projects stemming from new rules

What we offer

Culture of trust, empowerment, and constructive feedback
Competitive salary, great equipment and tools, and benefits (employees)
Flexible working times
Fully remote
A span of control that matches your ambitions and skills
health coverage
flexible paid time off
other remote-work perks that support your well-being and work-life balance

Fulltime

Registered Care Home Manager

Are you an experienced Registered Manager or a highly skilled Deputy Manager rea...

Location

United Kingdom , Inverurie

Salary:

45000.00 - 50000.00 GBP / Year

Randstad

Expiration Date

July 08, 2026

Requirements

Clinical Background: A strong, proven nursing or clinical background is essential
Leadership Experience: Currently operating as a Registered Manager or a senior Deputy Manager ready to step up
Proximity: Must live locally to the home to ensure swift response times in the event of an emergency
Vision: A desire for a long-term commitment to build stability and maintain high standards of care

Job Responsibility

Take over the reins from our retiring manager and guide our established care home into its next chapter
Run the service with genuine autonomy

What we offer

Additional expenses
A Smooth Transition: Take over a well-established home with a structured handover from our retiring manager

Fulltime

!

Groomer

This position is responsible for providing professional grooming services for do...

Location

United States

Salary:

Not provided

Petsense

Expiration Date

Until further notice

Requirements

Minimum of 1-year experience grooming/styling pets
Must be comfortable working with dogs and cats
Must provide own tools (clippers, blades, shears) or be willing purchase required tools
High school diploma or equivalent
Successful completion of Paragon Level 1 & 2 training provided by Petsense
Any suitable combination of education and experience will be considered
Regardless of education level, Associates must be able to read, write and count accurately

Job Responsibility

Deliver exceptional customer service
Follow and demonstrate all Petsense by Tractor Supply Mission and Values
Maintain regular and predictable attendance
Work scheduled shifts and have the ability to work varied hours, days, nights, weekends and overtime as dictated by business needs
Answer phone and schedule appointments
Assists in generating business by calling existing and new customers, scheduling appointments, follow-up phone calls and reminders to customers, and verifying vaccinations
Book appointments and greet pets as they come in
Thoroughly complete 7-point checkin
Report all accidents and injuries to the Store Manager immediately
Follow bathing/grooming procedures as outlined

What we offer

Company-paid life and disability insurance
Paid parental leave
Tuition reimbursement
Family planning resources such as adoption and surrogacy assistance
Medical coverage
Dental coverage
Vision coverage

Fulltime

Certified Ophthalmic Assistant

As our Certified Ophthalmic Assistant (COA), you will provide comprehensive clin...

Location

United States , Kirkland

Salary:

29.38 - 48.47 USD / Hour

American Nursing Care

Expiration Date

Until further notice

Requirements

High School/GED required
One (1) year working in an optometry or ophthalmology practice
Working knowledge of anatomy, pharmacology, medical terminology, sterilization techniques, and basic eye care
Understanding of ophthalmic testing and the use of ophthalmic instruments and equipment
Basic skills in operating a computer and office equipment
Strong interpersonal and customer relations skills
strong communication skills and organizational skills required
Ability to make chart documentation with entry into electronic medical record
JCAHPO Certified Ophthalmic Assistant (COA) or Certified Ophthalmic Technician (COT) certification

Job Responsibility

Provide comprehensive clinical and clerical support to Ophthalmologists/Optometrists, ensuring efficient practice operations
Directly contribute to patient diagnosis through advanced ophthalmic testing and meticulous patient work-ups
Manage patient greetings, histories, and vision testing, skillfully performing end-point refractions, pressure measurements, and a variety of advanced tests
Administer medications, educate patients, triage phone calls, and schedule appointments

What we offer

medical
prescription drug
dental
vision plans
life insurance
paid time off
tuition reimbursement
retirement plan benefit(s) including, but not limited to, 401(k)
403(b)
and other defined benefits offerings

Fulltime

Groom Tech In Training

This position is responsible for completing the training course provided by Pets...

Location

United States , Vero Beach

Salary:

Not provided

Petsense

Expiration Date

Until further notice

Requirements

Must be comfortable working with dogs and cats
Ability to demonstrate patience and compassion for animals
High school diploma or equivalent required

Job Responsibility

Follow and demonstrate all Petsense by Tractor Supply Mission and Values
Maintain regular and predictable attendance
Work scheduled shifts and have the ability to work varied hours, days, nights, weekends and overtime as dictated by business needs
Work scheduled shifts for the duration of the 15 week training program (Level 1 PT or FT and Level 2 required FT)
Successfully complete the following training for Level 1 by the required timeline of five weeks: Nail trimming and ear plucking, Heavy coated bath and brush, Curly coat bath and brush, Natural foot trimming
Conduct a minimum of 10 hands-on practice sessions in each training category
Submit photos of experience by required deadline
Complete 40 breed specific bath dogs and submit tracking journal by the required deadline
Assists in generating business by calling existing and new customers, scheduling appointments, follow-up phone calls and reminders to customers, and verifying vaccinations
Promote a safe and productive work environment for all Team Members, customers, and vendors

What we offer

Company-paid life and disability insurance
Paid parental leave
Tuition reimbursement
Family planning resources such as adoption and surrogacy assistance

Principal Associate - Card Risk

Principal Associate - Card Risk (Hybrid) - Do you like working in the spotlight?...

Location

United States , McLean, Virginia; Richmond, Virginia; Chicago, Illinois

Salary:

Not provided

Capital One

Expiration Date

Until further notice

Requirements

High School Diploma, GED or equivalent certification
At least 1 year of risk management or compliance experience
At least 2 years of project or process management experience
At least 2 years of experience supporting, partnering, and interacting with internal business clients

Job Responsibility

Facilitating the risk assessment process associated with new/changing intent for multiple Card business areas
Develop management reporting based on risk assessments
Coordinating the various process interactions, including meeting logistics, and facilitating collaborative meetings with 1st and 2nd line process participants
Stay current on the changing regulatory environment and understand the impacts to your businesses
Partner with data analysts to iterate and improve upon risk monitoring and reporting
Synthesize data and perform analysis to bring valuable business insights to the Card business
Assess controls, and glean insights from issues and events in across business areas
Design, implement, and/or influence internal governance processes
Connecting the dots of the changing strategic and operational priorities and risk environment and partnering with the risk advisors and business to understand the impacts
Partner with internal customers to provide strategic and tactical thought partnership to effectively drive project delivery

What we offer

Eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
comprehensive, competitive, and inclusive set of health, financial and other benefits

Fulltime

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Compliance Officer - Investment Products (MiFID II)

Job Description

Job Responsibility

Requirements

What we offer

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