CrawlJobs Logo
Satispay Logo Satispay · Finance

Compliance Officer - Investment Products (MiFID II)

Luxembourg · Job Posted February 19, 2026
Apply Position
Job Link Share

Job Description

As a Compliance Officer (Investment Products), you’ll play a key role in ensuring our compliance with all applicable regulations, with a primary focus on MiFID II across all investment offerings.

Job Responsibility

  • Support the Head of the Compliance department in implementing and maintaining a robust Compliance Monitoring Programme to ensure adherence to all applicable regulations
  • Perform second-line of-defense controls, highlight weaknesses, and issue recommendations
  • Identify, assess, and mitigate compliance risks associated with existing and new investment products, including the specific risks presented by crypto-assets
  • Support the management of compliance incidents
  • Monitor changes in laws and regulations and advise the Authorised Management and the Product teams on business impacts
  • Contribute to the regulatory strategy and support future license extension processes
  • Assist in drafting, updating, and maintaining compliance policies
  • Support in timely and accurate regulatory reporting, including the CSSF annual questionnaire on financial crime
  • Support interactions with regulators on matters related to investment services, inspections, and periodic updates
  • Assist in coordinating and preparing responses for audits
  • Assist in developing and help deliver compliance training programs for employees
  • Support in drafting regular reports on Compliance matters to the Authorised Management and Board of Directors

Requirements

  • 3-5 years in a regulated financial institution (e.g., bank, EMI, PI, MiFID investment firm, ManCo, or VASP), with hands-on exposure to MiFID II, in Luxembourg or Europe
  • Experience working within a compliance framework is required
  • Direct exposure to audits and inspections is a strong plus
  • European regulations, including MiFID 2 and ideally MiCA, and Luxembourg laws applicable to Investment firms
  • Interest in fintech and investments – including virtual assets, with a strong understanding of technology-driven environments (e.g., automated onboarding, transaction monitoring tools)
  • AML/CFT knowledge – including transaction monitoring and international financial sanctions
  • Ability to work independently
  • Curiosity and proactivity – a drive to learn and take initiative
  • Fluent in English – both written and spoken
  • Excellent communication and writing skills – convey complex information clearly and concisely

What we offer

  • Unlimited paid time off
  • Psychological support & mental health webinars with Serenis
  • Flexible hybrid working system
  • Extended parental leave
  • Childcare leave
  • Professional development programmes
  • Internal mobility program
  • Language classes with Preply
  • Internal workshops & training
  • Stock Option Plan (with additional grants often provided based on performance)
  • International relocation support
  • Competitive salary
  • Meal vouchers
Satispay - All Job Offers

Looking for more opportunities?

Search for other job offers that match your skills and interests.

Suggested Tags: Frontend Developer Secretary Talent Manager Salesforce Administrator Data Analyst
Similar Jobs for

Compliance Officer - Investment Products (MiFID II)

8 matching positions

Platform and Product Manager

This Vice President role sits within Citi's Cash Equities Execution team in Lond...
Location
Location
United Kingdom , London
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Demonstrated experience in a product management, execution advisory, or platform management capacity within a cash equities trading environment at an investment bank or execution venue
  • typically 6–10 years of relevant front-office or closely adjacent experience
  • Deep domain expertise in equities electronic execution, including hands-on familiarity with DMA products, execution algorithms, Smart Order Routing, dark pool access, and exchange co-location infrastructure across major EMEA venues
  • Strong technical proficiency, with practical experience using Q/kdb+ and Python for trade data analysis, product performance monitoring, and execution quality analytics
  • knowledge of FIX Protocol is advantageous
  • Thorough understanding of the EMEA regulatory landscape as it applies to electronic trading, specifically MiFID II requirements including algorithmic trading controls, market access risk management, and systematic internaliser frameworks
  • Proven stakeholder management and communication skills, with the ability to translate complex technical concepts for both client-facing and senior internal audiences, and to influence outcomes across a matrixed, global organisation
  • A quantitative undergraduate or postgraduate degree in Finance, Economics, Mathematics, Engineering, Computer Science, or a related discipline from a leading academic institution
  • CFA or equivalent professional qualification is advantageous but not essential
Job Responsibility
Job Responsibility
  • Own and drive the product strategy and roadmap for Citi's cash equities electronic execution platform, ensuring alignment with business priorities and client demand
  • Partner with technology, quant research, and trading teams to coordinate production releases, manage go-live processes for new client solutions, and troubleshoot platform issues in co-ordination with production management, network engineers, and application development groups
  • Oversee platform governance and regulatory compliance, ensuring all electronic trading products adhere to applicable obligations including MiFID II market access controls, and maintain a robust risk management and governance framework across the execution product suite
  • Produce and present in-depth analytics on product usage, client trading trends, execution performance, and revenue attribution, leveraging data-driven insights to inform platform investment decisions and enhance client outcomes
  • Drive cross-functional initiatives, acting as business lead for technology projects and coordinating across trading desks — including Programme Trading, High Touch, and Equity Derivatives — to support broader cash equities platform integration and client onboarding
What we offer
What we offer
  • 27 days annual leave (plus bank holidays)
  • A discretional annual performance related bonus
  • Private Medical Care & Life Insurance
  • Employee Assistance Program
  • Pension Plan
  • Paid Parental Leave
  • Special discounts for employees, family, and friends
  • Access to an array of learning and development resources
  • Fulltime
Read More
Arrow Right

Senior Institutional Investment Operations Representative

Team Member will be part of the Regulatory Due Diligence team and should at leas...
Location
Location
India , Bengaluru
Salary
Salary:
Not provided
https://www.wellsfargo.com/ Logo
Wells Fargo
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor's degree in Accounting, Finance, or a business-related field is strongly preferred
  • Previous experience in Operations and/or Financial Services industry - Relevant work experience of 2-4 years in one or a combination of the following: back office, strategic planning in regulatory oversight, AML/KYC, US tax regime & compliance and client onboarding within and International Corporate Investment Bank
  • Excellent communication skills both written and verbal
  • Knowledge and understanding of Excel, PowerPoint, Word and adaptability to other software products
  • Ability to research, compile, and perform complex analysis on critical operational data
  • Be highly collaborative and team-oriented
  • Demonstrate strong analytical and interpersonal skills
  • Ability to work with impacted areas to understand complex problems
  • Ability to work in a fast-paced, team oriented environment
  • Strong multi-tasking abilities in a high performance, high demand environment
Job Responsibility
Job Responsibility
  • Act as a control group for sales and trading desk
  • Coordinate day-to-day activities for pre-trade and post-trade regulatory checks
  • Proficient on all regulatory, legal, and operational rules/policies impacting client data
  • Strong Knowledge of the banking regulatory reporting rules and US regulations FINRA,QFC,Dodd Frank Act, SBS, SEC15a6, MSRB,MIFID II etc
  • Independently research and analyze regulatory reporting requirements and other financial documents and ensure Regulatory reporting requirements are clearly communicated to the business units publish source data reports
  • Identifies and highlight/escalate potential risk arising within process
  • Excellent Interpersonal skills – ability to build relationships
  • Oversee BAU and identify process enhancement opportunities
  • Support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture
  • Work with other Client Data & Onboarding teams to effectively manage and process Pre and Post trade regulatory requests
  • Fulltime
Read More
Arrow Right

Senior Analyst, Product Development

We're looking for a Senior Analyst to build amazing experiences that our users l...
Location
Location
Salary
Salary:
75000.00 - 125000.00 EUR / Year
korfinancial.com Logo
KOR Financial
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • A Bachelor's degree in Finance, Economics, Law, Business, or a related field
  • A minimum of 5 years of experience in the institutional financial services industry, with a strong preference for experience at a large sell-side investment bank and post trade processing
  • In-depth knowledge of major global derivatives trade reporting regulations (e.g., Dodd-Frank, EMIR, MiFID II/MiFIR, and rules from Canadian, Australian, and Singaporean regulators)
  • Proven experience gathering and writing business requirements, functional specifications, or user stories, and reviewing them with software developers and technology partners
  • Demonstrated analytical and problem-solving skills with a high proficiency in data manipulation and analysis using tools like Microsoft Excel or equivalent analytics software
  • A solid understanding of relational databases and the ability to write basic to intermediate SQL queries
Job Responsibility
Job Responsibility
  • Monitor the Regulatory Horizon: Actively track and analyze regulatory developments, proposed rules, final rules, and guidance from key global regulators, including the CFTC, SEC, ESMA (EMIR), UK FCA (MiFID II), Canadian provincial regulators, ASIC (Australia), and MAS (Singapore)
  • Conduct Impact Assessments: Perform detailed analysis of regulatory changes to determine their potential impact on the firm's derivatives trading desks, operations, technology, and control functions
  • Translate Regulation into Requirements: Lead the process of gathering and documenting business requirements based on regulatory mandates. Write detailed specifications and user stories for technology teams to build and implement compliant solutions
  • Liaise with Technology Teams: Serve as a key subject matter expert for development teams. Review technical designs, clarify requirements throughout the software development lifecycle, and participate in user acceptance testing (UAT) to ensure solutions fully meet regulatory objectives
  • Synthesize & Communicate: Produce clear, concise, and actionable intelligence reports, summaries, and presentations for a variety of audiences, from senior management to implementation teams
  • Data-Driven Analysis: Perform data-driven analysis to model the potential impact of regulatory changes using tools such as Microsoft Excel or other data analytics platforms. Query and analyze data from relational databases using SQL to support your findings
  • Collaborate Cross-Functionally: Partner with Legal, Compliance, Front Office, Technology, and Operations to provide subject matter expertise and advise on the practical implementation of new regulatory requirements
  • Manage Regulatory Change: Contribute to the regulatory change management lifecycle, using tools like Jira to track the progress of implementation projects stemming from new rules
What we offer
What we offer
  • Culture of trust, empowerment, and constructive feedback
  • Competitive salary, great equipment and tools, and benefits (employees)
  • Flexible working times
  • Fully remote
  • A span of control that matches your ambitions and skills
  • health coverage
  • flexible paid time off
  • other remote-work perks that support your well-being and work-life balance
  • Fulltime
Read More
Arrow Right

Administrative Assistant

We are seeking a detail-oriented and professional Administrative Assistant to su...
Location
Location
United States , Wilmington
Salary
Salary:
Not provided
https://www.roberthalf.com Logo
Robert Half
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • High school diploma or equivalent required
  • associate degree preferred
  • Previous experience in an administrative assistant, office assistant, or customer service role preferred
  • Experience in insurance, financial services, or a professional services environment is a plus
  • Proficiency with Microsoft Office, including Word, Excel, Outlook, and PowerPoint
  • Strong written and verbal communication skills
  • Excellent organizational skills and attention to detail
  • Ability to multitask and prioritize work in a deadline-driven environment
  • Professional demeanor and strong customer service skills
Job Responsibility
Job Responsibility
  • Provide administrative support to managers, agents, and office staff
  • Answer and direct incoming calls, emails, and correspondence
  • Greet clients and visitors in a professional and courteous manner
  • Schedule meetings, appointments, and calendar updates
  • Prepare, format, and maintain documents, reports, and spreadsheets
  • File, scan, and organize records, policies, and other office documentation
  • Assist with data entry, policy updates, and general office recordkeeping
  • Support client service activities by responding to basic inquiries and routing requests appropriately
  • Process mail, handle office supplies, and coordinate general office operations
  • Maintain confidentiality of client and company information
What we offer
What we offer
  • Medical, vision, dental, and life and disability insurance
  • 401(k) plan
  • Fulltime
Read More
Arrow Right

Hgv Class 2 Driver

FM Conway is seeking a skilled HGV Class 2 Driver to join our dedicated Water an...
Location
Location
United Kingdom , Bromley
Salary
Salary:
Not provided
jobs.360resourcing.co.uk Logo
360 Resourcing Solutions
Expiration Date
July 18, 2026
Flip Icon
Requirements
Requirements
  • Class 2 licence
  • valid Driver CPC
  • strong commitment to health and safety
  • previous experience in the drainage industry is preferred but not essential
Job Responsibility
Job Responsibility
  • Carrying out a wide range of drainage services, including high-pressure water jetting (HPWJ) to inspect, clean, and maintain drainage networks
  • Responding promptly to drainage issues and emergency callouts, tackling blockages, overflows, and other urgent problems
  • Supporting planned and reactive maintenance by clearing, cleaning, and repairing drainage systems
  • Accurately recording and reporting all work carried out, including identifying and flagging any additional issues
  • Using app-based reporting system to update job progress, upload photos/videos
What we offer
What we offer
  • career and professional development
  • 23 days holiday plus bank holidays
  • company pension
  • life assurance
  • opportunities for internal and external training
  • access to a wide range of shopping discounts through Rewarding Great People platform
  • range of health and well-being benefits including 24-hour advice lines
  • support from in-house mental health first aiders
  • Fulltime
Read More
Arrow Right

Customer Experience Co-worker II

At IKEA it's all about our customers, and in Customer Relations we build and ret...
Location
Location
Canada , Calgary
Salary
Salary:
19.50 CAD / Hour
https://www.ikea.com Logo
IKEA
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Minimum 1 year of related experience
Job Responsibility
Job Responsibility
  • Deliver an excellent meeting with the customer across all customer assignments
  • Engage with customers in a friendly and confident manner to create a rewarding customer experience
  • Contribute and achieve operational KPIs and goals to maintain customer loyalty
  • Support customer colleagues to continuously develop knowledge and skills within the area of customer experience
  • Support and assist co-workers to create solutions to customer issues
What we offer
What we offer
  • Wellness days (in addition to your vacation days!)
  • Extended health, dental, and vision coverage (for you and your family)
  • RRSP with IKEA contribution matching options
  • Eligibility for our annual IKEA bonus incentive plan
  • Flexible spending account
  • Life insurance
  • Merchandise and restaurant discounts (plus free drinks and different healthy meal options in the co-worker restaurant, where available)
  • Parental leave
  • Bereavement leave
  • Employee assistance program (that helps you support your mental, physical, and financial wellbeing)
  • Fulltime
Read More
Arrow Right

Contracts Manager III

Robert Half is the world’s first and largest specialized talent solutions firm t...
Location
Location
United States , Philadelphia
Salary
Salary:
Not provided
https://www.roberthalf.com Logo
Robert Half
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor’s degree or equivalent practical experience in contract management, negotiations, or a related field
  • Typically 6–8 years of experience handling commercial contracts, including drafting, reviewing, and negotiating agreements end to end
  • Background in telecom, service agreements, carrier contracts, or property access-related agreements is strongly preferred
  • Demonstrated ability to work effectively with sales, legal, finance, and other internal stakeholders in a fast-paced environment
  • Strong negotiation and issue-resolution skills with the ability to balance business goals and risk standards
  • Solid understanding of contract language, amendments, scope changes, and approval processes
  • Strong organizational skills with the ability to manage multiple agreements and deadlines simultaneously
Job Responsibility
Job Responsibility
  • Lead negotiations for carrier, wholesale, and property access agreements, serving as the primary contract point of contact for assigned transactions
  • Draft, review, and revise commercial terms in partnership with sales, legal, finance, and other stakeholders to support efficient deal completion
  • Manage the full contract lifecycle, including intake, redlining, approvals, execution, and handoff to the appropriate business teams
  • Prepare and negotiate amendments, scope modifications, and related contractual updates as business needs evolve
  • Resolve contract issues by coordinating with cross-functional partners and identifying practical solutions that protect company interests
  • Support business sales initiatives by ensuring agreements align with internal policy, financial considerations, and overall commercial objectives
  • Provide additional contracting support to the broader team by assisting with active deal flow and helping maintain negotiation momentum across multiple workstreams
What we offer
What we offer
  • medical
  • vision
  • dental
  • life and disability insurance
  • 401(k) plan
  • Fulltime
Read More
Arrow Right

Teacher in Civils Construction (Ground Worker)

Tameside College are looking to recruit to the role of Teacher in Civils, starti...
Location
Location
United Kingdom , Ashton-Under-Lyne
Salary
Salary:
33809.00 - 46603.00 GBP / Year
jobs.360resourcing.co.uk Logo
360 Resourcing Solutions
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Literacy and Numeracy to at least Level 2
  • Level 2 or 3 qualification or relevant NVQ (or equivalent) in civil engineering or groundworks
  • Level 4 Teaching Qualification: Certificate in Education/ PGCE/Bachelor of Education or will be required to achieve Level 5 Diploma (DTLLS) or equivalent within 3 years of appointment
  • relevant assessment qualifications – IQA/A1/V1
  • evidence of current Continuous Professional Development
Job Responsibility
Job Responsibility
  • planning, delivering and developing teaching/learning programmes using a flexible range of strategies and learning styles
  • taking responsibility for your quality of teaching and related curriculum development that meet learner needs
  • assessing learners progress in College or on work experience and devise assessment processes against highly personalised progress targets
What we offer
What we offer
  • auto enrolled into the Teacher Pensions scheme
  • Costa Coffee on site
  • free on site gym at Beaufort Road
  • onsite bakery products at Tameside One
  • The Restaurant at Tameside One
  • retail discounts
  • cycle to work
  • great holiday allowances
  • saving club via Manchester Credit Union
  • Fulltime
Read More
Arrow Right