CrawlJobs Logo
Satispay Logo Satispay · Finance

Compliance Officer - Investment Products (MiFID II)

Luxembourg · Job Posted February 19, 2026
Apply Position
Job Link Share

Job Description

As a Compliance Officer (Investment Products), you’ll play a key role in ensuring our compliance with all applicable regulations, with a primary focus on MiFID II across all investment offerings.

Job Responsibility

  • Support the Head of the Compliance department in implementing and maintaining a robust Compliance Monitoring Programme to ensure adherence to all applicable regulations
  • Perform second-line of-defense controls, highlight weaknesses, and issue recommendations
  • Identify, assess, and mitigate compliance risks associated with existing and new investment products, including the specific risks presented by crypto-assets
  • Support the management of compliance incidents
  • Monitor changes in laws and regulations and advise the Authorised Management and the Product teams on business impacts
  • Contribute to the regulatory strategy and support future license extension processes
  • Assist in drafting, updating, and maintaining compliance policies
  • Support in timely and accurate regulatory reporting, including the CSSF annual questionnaire on financial crime
  • Support interactions with regulators on matters related to investment services, inspections, and periodic updates
  • Assist in coordinating and preparing responses for audits
  • Assist in developing and help deliver compliance training programs for employees
  • Support in drafting regular reports on Compliance matters to the Authorised Management and Board of Directors

Requirements

  • 3-5 years in a regulated financial institution (e.g., bank, EMI, PI, MiFID investment firm, ManCo, or VASP), with hands-on exposure to MiFID II, in Luxembourg or Europe
  • Experience working within a compliance framework is required
  • Direct exposure to audits and inspections is a strong plus
  • European regulations, including MiFID 2 and ideally MiCA, and Luxembourg laws applicable to Investment firms
  • Interest in fintech and investments – including virtual assets, with a strong understanding of technology-driven environments (e.g., automated onboarding, transaction monitoring tools)
  • AML/CFT knowledge – including transaction monitoring and international financial sanctions
  • Ability to work independently
  • Curiosity and proactivity – a drive to learn and take initiative
  • Fluent in English – both written and spoken
  • Excellent communication and writing skills – convey complex information clearly and concisely

What we offer

  • Unlimited paid time off
  • Psychological support & mental health webinars with Serenis
  • Flexible hybrid working system
  • Extended parental leave
  • Childcare leave
  • Professional development programmes
  • Internal mobility program
  • Language classes with Preply
  • Internal workshops & training
  • Stock Option Plan (with additional grants often provided based on performance)
  • International relocation support
  • Competitive salary
  • Meal vouchers
Satispay - All Job Offers

Looking for more opportunities?

Search for other job offers that match your skills and interests.

Suggested Tags: Frontend Developer Secretary Talent Manager Salesforce Administrator Data Analyst
Similar Jobs for

Compliance Officer - Investment Products (MiFID II)

8 matching positions

Platform and Product Manager

This Vice President role sits within Citi's Cash Equities Execution team in Lond...
Location
Location
United Kingdom , London
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Demonstrated experience in a product management, execution advisory, or platform management capacity within a cash equities trading environment at an investment bank or execution venue
  • typically 6–10 years of relevant front-office or closely adjacent experience
  • Deep domain expertise in equities electronic execution, including hands-on familiarity with DMA products, execution algorithms, Smart Order Routing, dark pool access, and exchange co-location infrastructure across major EMEA venues
  • Strong technical proficiency, with practical experience using Q/kdb+ and Python for trade data analysis, product performance monitoring, and execution quality analytics
  • knowledge of FIX Protocol is advantageous
  • Thorough understanding of the EMEA regulatory landscape as it applies to electronic trading, specifically MiFID II requirements including algorithmic trading controls, market access risk management, and systematic internaliser frameworks
  • Proven stakeholder management and communication skills, with the ability to translate complex technical concepts for both client-facing and senior internal audiences, and to influence outcomes across a matrixed, global organisation
  • A quantitative undergraduate or postgraduate degree in Finance, Economics, Mathematics, Engineering, Computer Science, or a related discipline from a leading academic institution
  • CFA or equivalent professional qualification is advantageous but not essential
Job Responsibility
Job Responsibility
  • Own and drive the product strategy and roadmap for Citi's cash equities electronic execution platform, ensuring alignment with business priorities and client demand
  • Partner with technology, quant research, and trading teams to coordinate production releases, manage go-live processes for new client solutions, and troubleshoot platform issues in co-ordination with production management, network engineers, and application development groups
  • Oversee platform governance and regulatory compliance, ensuring all electronic trading products adhere to applicable obligations including MiFID II market access controls, and maintain a robust risk management and governance framework across the execution product suite
  • Produce and present in-depth analytics on product usage, client trading trends, execution performance, and revenue attribution, leveraging data-driven insights to inform platform investment decisions and enhance client outcomes
  • Drive cross-functional initiatives, acting as business lead for technology projects and coordinating across trading desks — including Programme Trading, High Touch, and Equity Derivatives — to support broader cash equities platform integration and client onboarding
What we offer
What we offer
  • 27 days annual leave (plus bank holidays)
  • A discretional annual performance related bonus
  • Private Medical Care & Life Insurance
  • Employee Assistance Program
  • Pension Plan
  • Paid Parental Leave
  • Special discounts for employees, family, and friends
  • Access to an array of learning and development resources
  • Fulltime
Read More
Arrow Right

Senior Institutional Investment Operations Representative

Team Member will be part of the Regulatory Due Diligence team and should at leas...
Location
Location
India , Bengaluru
Salary
Salary:
Not provided
https://www.wellsfargo.com/ Logo
Wells Fargo
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor's degree in Accounting, Finance, or a business-related field is strongly preferred
  • Previous experience in Operations and/or Financial Services industry - Relevant work experience of 2-4 years in one or a combination of the following: back office, strategic planning in regulatory oversight, AML/KYC, US tax regime & compliance and client onboarding within and International Corporate Investment Bank
  • Excellent communication skills both written and verbal
  • Knowledge and understanding of Excel, PowerPoint, Word and adaptability to other software products
  • Ability to research, compile, and perform complex analysis on critical operational data
  • Be highly collaborative and team-oriented
  • Demonstrate strong analytical and interpersonal skills
  • Ability to work with impacted areas to understand complex problems
  • Ability to work in a fast-paced, team oriented environment
  • Strong multi-tasking abilities in a high performance, high demand environment
Job Responsibility
Job Responsibility
  • Act as a control group for sales and trading desk
  • Coordinate day-to-day activities for pre-trade and post-trade regulatory checks
  • Proficient on all regulatory, legal, and operational rules/policies impacting client data
  • Strong Knowledge of the banking regulatory reporting rules and US regulations FINRA,QFC,Dodd Frank Act, SBS, SEC15a6, MSRB,MIFID II etc
  • Independently research and analyze regulatory reporting requirements and other financial documents and ensure Regulatory reporting requirements are clearly communicated to the business units publish source data reports
  • Identifies and highlight/escalate potential risk arising within process
  • Excellent Interpersonal skills – ability to build relationships
  • Oversee BAU and identify process enhancement opportunities
  • Support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture
  • Work with other Client Data & Onboarding teams to effectively manage and process Pre and Post trade regulatory requests
  • Fulltime
Read More
Arrow Right

Clinical Nurse Partner (CNA) - Float - Full Time - Nights

Location
Location
United States , Glendora
Salary
Salary:
21.00 - 31.50 USD / Hour
emanatehealth.org Logo
Emanate Health
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • One year nurse assistant experience is preferred
  • Excellent customer service skills required
  • Certified Nurse Assistant (unless they are currently enrolled in a LVN or RN program and have completed the fundamentals of nursing course or have a current CA LVN or RN license)
  • BLS required
  • Assaultive Behavior Training Certification that meets AB508 and SB1299 required within 30 days of hire/transfer
  • New hires that have completed Assaultive Behavior training outside of Emanate Health will be required to complete Emanate Health Work Place Violence online awareness module within 30 days of hire/transfer
  • Must be available to work every other weekend
Job Responsibility
Job Responsibility
  • The Clinical Nurse Partner is responsible for assigned patient care tasks under the direct supervision of licensed care providers
What we offer
What we offer
  • Medical
  • Dental
  • Vision
  • 401(k)/Retirement Plans
  • Tuition Reimbursement
  • Work-Life Balance
  • Fulltime
Read More
Arrow Right

Maintenance Technician

Location
Location
United States , Plainview
Salary
Salary:
21.00 - 25.20 USD / Hour
atriaseniorliving.com Logo
Atria Senior Living
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • High School diploma or equivalent (GED) preferred
  • 1 year experience in property management maintenance performing the duties associated with a Maintenance Technician
  • Able to perform basic arithmetic skills such as measurement, addition, subtraction, multiplication and division in order to do basic calculations and analysis such as estimating, determining averages and percentages, and totals
  • Able to occasionally operate general office equipment such as, but not limited to, personal computer, telephone, photocopying machine, facsimile machine and postage machine
  • Able to frequently use general maintenance tools, supplies and equipment such as, but not limited to, hand tools, pressure washers, blowers, paint equipment, pool chemicals, ice removal equipment, ladders, landscaping equipment, sanders and safety equipment
  • Able to frequently handle and use chemicals and general cleaning supplies
  • Position requires driving responsibilities (may use Company provided vehicle and/or personal vehicle)
  • Must possess valid driver's license
  • Must satisfactorily meet and be in compliance with Atria motor vehicle policy standards
Job Responsibility
Job Responsibility
  • Diagnose and repair problems in such areas as HVAC, electrical, plumbing, major appliances, carpentry, emergency systems, flooring, hardware accessories, masonry, painting/wallpaper, water features (pools, spas, etc.) and waste management systems
  • Complete assigned service requests and repairs consistent with company operating and equipment/supply standards and in a safe and timely manner
  • Perform turn-key work as required to ensure vacant apartment homes are rent-ready in a timely manner
  • Maintain customer service standards. Respond to resident requests and work with residents to minimize/resolve problems and complaints. Follow-through to ensure issue is resolved
  • Apply all applicable Atria Policies and Procedures such as, but not limited to, company operating and safety standards. Promote safe work practices among on-site staff
  • Ensure compliance with all federal, state and local laws, specifically Fair Housing regulations, building codes and environmental laws and regulations
  • Assist with organizing and prioritizing service requests and general maintenance tasks
  • May drive company vehicle from community to social and other various destinations (only if required by community)
  • May supervise the work of other associates and outside contractors
  • May perform other duties as assigned
What we offer
What we offer
  • Competitive Pay
  • Paid Holidays & PTO
  • Comprehensive Health Plans
  • Career Advancement Opportunities
  • Tuition Reimbursement
  • Employee Loyalty Rewards Program
  • Retirement Savings Plan with Employer Match
  • Rewards & Recognition
  • Health & Safety
  • Fulltime
Read More
Arrow Right

Software Architect - Systems

The Software Architect - Systems is a senior technical leadership role responsib...
Location
Location
United States , Austin
Salary
Salary:
Not provided
aptiv.com Logo
Aptiv plc
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor degree in Computer Science, Electrical Engineering, or related field
  • 10+ years of software engineering experience
  • 7+ years of experience with embedded Linux or systems software
  • 5+ years in architecture or senior technical design roles
  • Experience designing and architecting complex, large-scale systems
  • Candidates must be legally authorized to work in the United States on a permanent basis - without requirement for any type of visa sponsorship/transfer, now, or at any time in future
  • Must be a local resident of Greater Austin, TX, with ability to work on campus
  • Expert-level understanding of system architecture and design
  • Deep knowledge of Linux kernel and user space architecture
  • Strong experience with embedded systems and real-time systems
Job Responsibility
Job Responsibility
  • Define overall system architecture and component structure
  • Design APIs, interfaces, and integration points between components
  • Create architectural diagrams, specifications, and documentation
  • Ensure architecture supports scalability, performance, and maintainability
  • Address non-functional requirements (security, reliability, safety, performance)
  • Develop technical vision and roadmap for system evolution
  • Evaluate and select technologies, frameworks, and tools
  • Define technical standards and guidelines organization-wide
  • Plan for long-term technical debt reduction and system improvements
  • Balance innovation with stability and risk management
What we offer
What we offer
  • Hybrid work model for workplace flexibility
  • Comprehensive health, dental, and life insurance
  • Short and long-term disability coverage
  • RRSP matching for financial security
  • Flexible time-off policies for work-life balance
  • Employee assistance program for mental well-being
  • Learning benefits, including a LinkedIn Learning subscription and seminars
  • Fulltime
Read More
Arrow Right

Formulation Technician

This is where your work makes a difference. At Baxter, we believe every person—r...
Location
Location
United States , Marion
Salary
Salary:
44000.00 USD / Year
https://www.baxter.com/ Logo
Baxter
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • High School Diploma or GED and must be at least 18 years of age
  • One year of manufacturing experience preferred
  • CRC (Career Readiness Certification) at the Silver Level preferred
  • Basic English written and oral communication skills adequate to communicate with other team members
  • Understand verbal and written safety and quality instructions and read and comprehend written work instructions including words and drawings
  • Ability to perform basic mathematics
  • Possess or be able to obtain PIT Operator Certification
  • Basic computer skills
Job Responsibility
Job Responsibility
  • Responsible for proper formulation of tanks including weighing, labeling, staging materials with strict adherence to procedures and standardized formulas
  • Inspect, clean and re-palletize raw materials received from the warehouse
  • Take ownership of Mixing and Tank Rooms to ensure adherence to cGMPs
  • Perform routine preventative maintenance in the Mixing Complex
  • Promotes a culture of safety in the area
  • Investigate, identify, and correct or escalate any inefficiency’s or quality concerns for Mixing equipment and processes
  • Generate and implement continuous improvement activities to the Mixing area and process
  • Use a powered industrial truck (PIT) to transport staged materials to the assigned mixing tank
  • Pump or manually blend raw materials into a chemical solution mixing tank
  • Perform and document scheduled cleaning activities which include using a ladder and safety harness to climb into mixing tanks in order to clean the inside of the vessel
What we offer
What we offer
  • Shift flexibility to trade shifts and leverage overtime opportunities
  • Medical, Dental and Vision coverage
  • 160 hours of Paid Time Off and Paid Holidays
  • 401K match
  • Employee Stock Purchase Program
  • Paid Parental Leave
  • Tuition Reimbursement
  • Insurance coverage for basic life, accident, short-term and long-term disability, and business travel accident insurance
  • Flexible Spending Accounts
  • Commuting benefits
  • Fulltime
Read More
Arrow Right

Chief Executive Officer

A growing behavioral health organization in Oklahoma is seeking an accomplished ...
Location
Location
United States
Salary
Salary:
Not provided
besmith.com Logo
B.E. Smith
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor’s degree in healthcare administration, behavioral health, or a closely related discipline required
  • graduate-level education (Master’s degree or equivalent) is strongly preferred
  • Demonstrated record of increasing leadership responsibility within hospital, behavioral health, or comparable healthcare organizations
  • Candidates should bring approximately seven or more years of management experience, including several years serving in a senior leadership or executive capacity
  • Proven experience overseeing behavioral health operations, including quality outcomes, regulatory compliance, accreditation readiness, workforce development, and budget management
Job Responsibility
Job Responsibility
  • Drive strategic initiatives
  • Strengthen physician and community partnerships
  • Enhance operational performance
  • Expand access to behavioral health services
  • Support and influence strategic decisions that drive growth across both outpatient service lines and inpatient services
  • Growing outpatient services and increasing inpatient census
  • Provide clear direction and guidance to leaders and staff at all levels
  • Help ensure organizational stability, operational excellence, and long-term success
  • Fulltime
Read More
Arrow Right

Clinical Nurse Partner (CNA) - Float - Full Time - Days

The Clinical Nurse Partner is responsible for assigned patient care tasks under ...
Location
Location
United States , Glendora
Salary
Salary:
21.00 - 31.50 USD / Hour
emanatehealth.org Logo
Emanate Health
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • One year nurse assistant experience is preferred
  • Excellent customer service skills required
  • Certified Nurse Assistant (unless currently enrolled in LVN/RN program or have current CA LVN/RN license)
  • BLS required
  • Assaultive Behavior Training Certification that meets AB508 and SB1299 required within 30 days of hire/transfer
  • Must be available to work every other weekend
Job Responsibility
Job Responsibility
  • Responsible for assigned patient care tasks under the direct supervision of licensed care providers
What we offer
What we offer
  • Medical
  • Dental
  • Vision
  • 401(k)/Retirement Plans
  • Tuition Reimbursement
  • Work-Life Balance
  • Fulltime
Read More
Arrow Right