Compliance Officer

Chief Compliance Officer and Money Laundering Reporting Officer

Owl Payments Europe is seeking an accomplished Chief Compliance Officer and Mone...

Location

Ireland , Dublin

Salary:

Not provided

Tripadvisor

Expiration Date

Until further notice

Requirements

Bachelor’s degree in Law, Finance, Business, Compliance, Risk Management, or related field
Proven, senior experience in compliance, AML, or risk management in a regulated Payments Institution or Electronic Money Institution in Ireland or the EU
Strong knowledge of PSD2, Irish Payments regulations, AML/CTF, and Central Bank of Ireland guidance
Leadership skills with ability to engage with Board-level stakeholders

Job Responsibility

Prepare and present regular (quarterly/annual) compliance reports to the Board and/or senior management
Implement, maintain, and periodically update a compliance governance framework
Develop and maintain a strong compliance framework for all Irish and EU requirements applicable to Payment Institutions
Liaise with the Central Bank of Ireland and other authorities on regulatory submissions
Oversee identification, assessment, and management of compliance, AML, and CFT risks
Partner closely with Technology and Data teams to ensure compliance frameworks are effectively supported
Lead horizon scanning to proactively identify emerging regulatory requirements
Monitor compliance with consumer protection regulations
Oversee the handling of regulatory complaints
Coordinate and support regular internal audits and compliance assurance testing

What we offer

Flexible activity-based working fostered collaboration and productivity
Competitive salary package including performance bonuses
Development programs, managerial courses, and learning series
Health insurance covers medical, dental, and vision for families
Lifestyle Reimbursement Benefit for personal travel, and physical, mental, and financial wellness
Several paid time off programs
Paid public holidays, and year-end office shutdown
Employee assistance program for short-term counseling and free Calm app subscription
State-of-the-art offices: dining, coffee points, and leisure area

Fulltime

Governance & Compliance Officer

We are looking for a highly organised and detail-focused Governance & Compliance...

Location

United Kingdom , Basingstoke

Salary:

45000.00 GBP / Year

360 Resourcing Solutions

Expiration Date

Until further notice

Requirements

Highly organised
Detail-focused
Excellent written communication skills
Enjoys working methodically
Strong administration and writing skills

Job Responsibility

Coordinating complaints, insurance cases, and Subject Access Requests
Maintaining accurate records and governance documentation
Drafting clear and professional correspondence
Tracking cases and ensuring deadlines are met
Handling sensitive and confidential information appropriately
Supporting corporate governance processes and compliance activities
Liaising with Home Managers and central teams to ensure matters are managed efficiently and in line with regulatory requirements

What we offer

Full training and ongoing support

Fulltime

Monitoring & Surveillance Compliance Officer (Vice President)

The Communications Surveillance Vice President will be part of a dynamic team re...

Location

United States Of America , NEW YORK

Salary:

135000.00 - 165000.00 USD / Year

Crédit Agricole

Expiration Date

Until further notice

Requirements

Bachelor Degree / BSc Degree or equivalent
degree in Finance, Business, Technology or related field preferred
Minimum 5 years of experience in compliance surveillance, electronic communications monitoring, financial services compliance, or related risk functions
Knowledge of the U.S. Swap Dealer regulatory framework, specifically CFTC and NFA rules and regulations
Proven leadership experience managing compliance teams and developing surveillance and monitoring programs
Strong analytical and critical thinking skills, with the ability to assess, escalate, and mitigate compliance risks
Detail-oriented, ensuring all staff and communications are monitored effectively and aligned with regulatory workflows
Experience working with electronic communications surveillance tools (e.g., SHIELD, or similar)
Excellent verbal and written communication skills, with the ability to influence senior stakeholders and present complex compliance findings
Work well in a team environment displaying leadership qualities

Job Responsibility

Review and handle communications alerts and pertinent data to assess potential violations of laws, rules, regulations and the Firm’s policies
Direct the Monitoring & Surveillance review team, ensuring effective risk identification, escalation, and resolution
Enhance and deliver surveillance trainings by providing subject matter expertise to the central compliance training team for continuous program development
Maintain and enhance meaningful management information system and performance metrics to track program effectiveness and escalate key findings as needed
Assist with system implementations and enhancements, ensuring communications surveillance technology solutions are optimized, compliant with regulatory expectations, and aligned with industry best practices
Collaborate with IT and Project teams to design, implement, and refine processes and controls supporting communications surveillance
Prepare and report Key Risk Indications (KRI) and Key Performance Indicators (KPI) to compliance management committees, highlighting key risks and trends
Act as a trusted liaison between the Americas Compliance function and key internal stakeholders, including Head Office, Business Unit Leadership, and other support functions

Fulltime

Senior Compliance Officer

This is an exciting opportunity to join our dynamic RBC BlueBay Compliance Advis...

Location

United Kingdom , London

Salary:

Not provided

Brewin Dolphin

Expiration Date

Until further notice

Requirements

Expertise in UK, EU and US regulations relevant to asset management
Expertise in the investment fund industry, including proven experience with UCITS and Alternative products
Strong knowledge of investment compliance, including investment borrowing limits, portfolio compliance monitoring, and fund restriction management
Demonstrable experience with conflicts clearance processes and managing conflicts of interest in an investment management environment
Proven experience with wall-crossing procedures, managing restricted lists, and handling material non-public information in accordance with market abuse regulations
Expertise in UK/EU regulatory environments, and FCA Handbook rules
Minimum of 5 years of experience in a role requiring knowledge of UK, EU and SEC regulation and legislation applicable to Asset Management
Excellent attention to detail and organizational abilities
Strong work ethic, positive, pro-active and adaptable attitude
Strong interpersonal and communication skills

Job Responsibility

Provide expert regulatory advice UK/EU UCITS and Alternatives funds
Provide expert regulatory advice on US 40 Act Funds
Support the compliance team in maintaining the Restricted List of issuers on which BlueBay may hold inside information, including managing wall-crossing, pre-sounding of new issues, review of Investment Management Agreements and Confidentiality Agreements
Complete periodic compliance certifications for clients in accordance with IMA reporting obligations
Conduct conflict checks on potential investment opportunities and escalate identified conflicts to the line manager for discussion and resolution
Provide advice on ESG, Responsible Investment and Taxonomy matters
Drive the alignment and integration with enterprise standards
Drive efficiencies and enhancements to existing Compliance controls and framework
Development, review and maintenance of robust Compliance Policies and Procedures for RBC BlueBay UK
Assist with the delivery of Compliance Management Information for periodic reports to the Board and Committees

What we offer

Bonuses
Flexible benefits
Competitive compensation
Leaders who support your development through coaching and managing opportunities
Opportunities to work with the best in the field
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
A world-class training program in financial services
Flexible working options fully supported

Fulltime

We are seeking a dedicated Compliance Officer to lead our regulatory efforts in ...

Location

United Arab Emirates

Salary:

Not provided

Deel

Expiration Date

Until further notice

Requirements

Minimum of 2 years of experience within a Fintech or Payment Institution environment
Proven experience working directly with the Central Bank of the UAE (CBUAE) and the Dubai International Financial Centre (DIFC)
Bachelor’s degree in Law, Finance, Business, or a related field
In-depth understanding of the UAE regulatory framework, particularly concerning payment services and financial crime prevention
Experience in MLRO role, FinCrime operations, AML compliance, or related fields, preferably within the payroll industry or financial services and payments sector
Highly effective communication skills, both written and verbal, high attention to detail, and strong interpersonal skills
Ability to drive, build and work independently
Exceptional organizational, project management, and operational skills, with a knack for creating and implementing efficient processes, ability to prioritize tasks, meet deadlines, and manage multiple initiatives simultaneously across multiple departments and geographical regions
Attention to detail, with the ability to work accurately in a fast-paced, deadline-driven environment, both independently and cross-functionally
Problem-solving and decision-making abilities to address issues and make sound judgments related to licensing matters

Job Responsibility

Regulatory Management: Act as the key point of contact with local regulators and be the point of contact to address first-level regulator, client, and management queries in respect to AML and Payment Services Licenses
Program Development: Develop, implement, and monitor AML, KYC, and Sanctions programs specifically tailored to UAE federal laws and DIFC-specific regulations
Operational Compliance: Execute day-to-day screening, risk rating, and Enhanced Due Diligence (EDD) for clients, ensuring compliance with non-cash payment services and client money regulations
Due Diligence: Efficiently execute KYC, KYB, Enhanced Due Diligence (EDD), and other payment-related compliance reviews to safeguard our customers, our partners, and our business
Reporting: Undertake and implement all required reporting to authorities, including Suspicious Transaction Reports (STRs) and Annual Compliance Returns, as mandated by CBUAE and DIFC
Risk Framework: Execute a robust risk assessment framework and client/individual risk rating, ongoing monitoring/screening, and further investigations
Internal Advisory: Provide expert guidance and training to staff on local compliance matters, regulatory updates, and best practices within the fintech sector
Policy Maintenance: Periodically review and update all Product Guides, disclosure documentation, and internal policies to ensure they meet evolving local licensing requirements
Audit & Governance: Work with local corporate auditors and provide regular reports for board and compliance committee meetings and liaise with senior management on escalations, positive/false positive screening results, and performing EDD to seek appropriate mitigations and sign-off
Cross-functional Collaboration: Partner with global teams and local stakeholders (Sales, Finance, Operations) to enhance anti-fraud systems and maintain a robust AML framework

What we offer

Stock grant opportunities dependent on your role, employment status and location
Additional perks and benefits based on your employment status and country
The flexibility of remote work, including optional WeWork access

Fulltime

Executive Assistant - Chief Compliance Officer Americas

We are seeking a highly organized, proactive, and versatile professional to serv...

Location

United States Of America , NEW YORK

Salary:

90000.00 - 105000.00 USD / Year

Crédit Agricole

Expiration Date

Until further notice

Requirements

Bachelor Degree in Business Administration, Communications, or related field
8+ years of experience in executive support and operations
French speaking & writing
Proficient in Microsoft Suites
Exceptional organizational and multitasking skills
High level of discretion and professionalism in handling sensitive and confidential information
Excellent written and verbal communication
Strong problem-solving and decision-making abilities
Flexible, ability to work under pressure, and adaptable to changing needs

Job Responsibility

Manage and maintain CCO’s calendar, prioritizing and scheduling appointments, meetings, and conferences
Coordinate logistics for meetings/conferences, including room reservations and video/audio setup
Anticipate and address potential logistic issues, delays, or conflicts in advance, ensuring CCO's workflow runs smoothly
Arrange and coordinate business/personal travels (both international and domestic) and commitments for CCO, including but not limited to flights, accommodation, transportation, and visa application
Prepare detailed travel schedule and agenda
Oversee daily office operations, ensuring the office runs smoothly and efficiently by handling tasks such as managing supplies, workstations, and coordinating maintenance
Act as a central point of contact for office-related inquiries and providing general support to visitors and compliance staff onboarding and offboarding
Manage all logistic-related matters for facility management and procurement for the CCO and Compliance
Other ad hoc tasks as assigned by CCO
Flexible, occasional availability outside of standard business hours may be required

Fulltime

Export Control Officer Central and Eastern Europe

Join our international C/TXE team as the Export Control Officer for Central and ...

Location

Poland , Warszawa

Salary:

Not provided

Robert Bosch Sp. z o.o.

Expiration Date

Until further notice

Requirements

completed university studies in business administration, business law or a comparable subject
several years of relevant working experience in export controls, sanctions compliance and foreign trade
knowledge of sanctions and export control law and best practices
business fluent in written and spoken in English
Polish & Russian nice to have

Job Responsibility

provide strategic export control insights into current and future business opportunities
lead the implementation of regional and local processes
conduct effective risk management for the region or country
establish necessary controls and audits
deploy global standards and guidelines in the areas of export controls and sanctions law at the regional level
draft additional national and regional policies
collaborate in a multicultural environment and exchange knowledge with experts from around the world

What we offer

Competitive salary + annual bonus
Hybrid work with flexible working hours
Referral Bonus Program
Copyright costs for IT employees
Private medical care and life insurance
Cafeteria System with multiple benefits (incl. MultiSport, shopping vouchers, cinema tickets, etc.)
Prepaid Lunch Card
Number of benefits for families (for instance summer camps for kids)
Non-working days on the 24th and 31st of December

Fulltime

Compliance Independent Assessment Officer

Serves as a compliance risk officer for Independent Compliance Risk Management (...

Location

India , Gurgaon

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-10 years of experience
Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
Knowledge and extensive experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities
Understanding of rules, laws, and regulations, and specific regulatory requirements
Strong interpersonal skills for building strong relationships with stakeholders and engaging teams
Effectiveness in working within a large scale and complex matrix organization is essential
Effective negotiation skills, a proactive and “no surprises” approach in communicating issues, and strength in sustaining independent views
Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions
Willingness to travel
Knowledge of Compliance laws, rules, regulations, risks and typologies

Job Responsibility

Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Testing (CT) Plan
Participating in the planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CT Plan
Analysing and documenting report findings, and having preliminary discussions with corresponding control/process owners
Assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and Quarterly Summaries and the development and enhancement of the Compliance Testing Methodologies and Standards for auditing, testing, monitoring, and reporting
Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities
Developing effective relationships within CT function and with other stakeholders including Business process owners and Internal Audit function
Identifying industry best practices and share insight with the CT teams on a regular basis
Informing CT management of significant compliance matters that require their attention or action
Identifying compliance training resources and tools available centrally to support country/business compliance programs training and research needs
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

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Compliance Officer - Central Compliance

Job Description

Job Responsibility

Requirements

Nice to have

What we offer

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