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Cheriva Group Ltd Logo Cheriva Group Ltd · Banking

Compliance Officer – Investment Banking

United Kingdom, London · Job Posted December 31, 2025
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Job Description

This is an excellent opportunity to step into a key role within a small, FCA-regulated business advising on cross-border M&A and capital raising in the technology sector. This role offers the opportunity to step into a collaborative and high-trust environment, where you’ll be involved in a broad range of compliance matters – from monitoring and policy updates to AML reviews and regulatory filings.

Job Responsibility

  • Provide day-to-day compliance support
  • Ensure ongoing regulatory adherence
  • Support senior leadership with policy, monitoring, and governance matters
  • Work closely alongside the firm’s Compliance Manager, supporting the day-to-day compliance framework and contributing to ongoing regulatory initiatives

Requirements

  • Oversee compliance with applicable FCA rules and guidance, including SYSC, COBS, SM&CR, and MAR
  • Maintain and update internal compliance policies and procedures
  • Conduct compliance monitoring and risk assessments
  • Lead or support regulatory reporting and filings (e.g., RegData returns)
  • Oversee KYC/onboarding and ensure AML/CTF processes align with UK regulatory standards
  • Advise senior stakeholders on regulatory matters and emerging compliance risks
  • Coordinate with external compliance consultants or a principal firm, if operating under an Appointed Representative model
  • Support training and awareness across the firm
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