Compliance Officer – Investment Banking Job at Cheriva Group Ltd (London)

Depositary Bank Oversight Senior Officer

Acting as a trusted partner for more than 400 Investment Sub-Funds, Quintet Luxe...

Location

Luxembourg , Luxembourg

Salary:

Not provided

Quintet Private Bank

Expiration Date

Until further notice

Requirements

Further professional Education (Masters / Professional qualification)
Between 3 and 5 years experience in a similar role
Attention to Detail
Critical Thinking & Problem Solving
Adaptability & Learning Agility
Client-Centric Mindset
Decision Making
MS Office
Strong knowledge of Luxembourg Investment Fund Legislation and depositary duties/responsibilities in particular related to AIFM Directives
Strong understanding about alternative investments

Job Responsibility

Drive initial and ongoing assessments of the risks associated to the nature, scale and complexity of the fund’s strategy and the organization of the Investment Fund Manager to define how to apply Depositary function appropriately
Ensuring compliance with regulatory Depositary requirements related to Safekeeping, Recordkeeping, Cash Flow Monitoring and Oversight duties
Cash Flow Monitoring - Conduct ongoing monitoring of the Fund’s cash flows, including the detection and analysis of significant or unusual cash movements, and perform reconciliations with the Fund’s records to confirm completeness and consistency
Oversight duties - Perform oversight on the duties under the responsibility of the Funds Manager and its delegates (valuation, income distribution, subscriptions/redemptions, and timely settlement), through ex-post controls, ongoing due-diligence reviews and on-site visits
Investment Compliance Monitoring - Conduct regular checks to ensure compliance with UCITS, AIFMD, and fund-specific investment rules. Monitor portfolios against regulatory and prospectus guidelines. Report and document potential investment breaches. Lead complex compliance checks across various asset classes, including alternative / illiquid investments / ESG related restrictions
Prepare internal and external reporting to provide regular status on the Depositary controls and activities
Acting as point of contact for all depositary matters and for any issues escalated to Depositary Bank Oversight
Participate in team development activities and transversal projects impacting the scope of the Depositary Bank
Provide support and guidance to Depositary Bank Oversight officer in their day to day tasks

Investment Banking Associate

The Investment Banking Associate is an intermediate-level position responsible f...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Previous Investment Banking experience
Bachelor’s degree in Finance or closely related areas of Business Administration Master's degree in Business Administration
Experience in evaluating corporate transactions and structures
Experience creating financial analyses
Demonstrated problem solving and organizational skills
Consistently demonstrates clear and concise written and verbal communication skills
Experience assisting with client development
Ability to work with teams and track business development (collect research, analyze industry trends)

Job Responsibility

Work with senior officers in developing and maintaining client relationships, identifying new business opportunities and pitching tailored solutions
Lead and manage day-to-day transaction execution across M&A and strategic advisory assignments
Monitor industry trends, company performance, and competitive dynamics to support client dialogue and idea generation
Leverage past investment banking or related experience to enhance M&A execution and capital raising capabilities
Contribute to building Citi’s franchise
Manage and mentor analysts by providing detailed guidance and feedback, managing information flow, and providing credit and exposure information to analyst, as appropriate
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency

What we offer

Equal opportunity employer
Inclusive and diverse work environment
Opportunity to grow your career
Community involvement programs

Fulltime

Investment Banking Analyst

Full-time Analyst position in Investment Banking team providing advisory service...

Location

France , Paris

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Expected to achieve or have achieved an upper second-class honors degree (2:1) or equivalent at the undergraduate level in any discipline
For graduates from a French university, a grade of 13 or above is required
Interest in business and prior relevant work experience in investment banking
Strong commitment to personal growth and career development
Keen desire to learn
Demonstrated success in team environments
Intellectual curiosity and proactive approach to seeking out new and creative ideas
Excellent communication, planning, and organizational skills
Desire to develop a deep understanding of the financial industry
Unquestioning commitment to integrity and ethical decision-making

Job Responsibility

Collaborating with senior Corporate & Investment Bank officers and professionals
Participating in specific client transactions, projects, or assignments
Organizing and analysing sophisticated financial data used in client proposals
Preparing written recommendations, valuation materials, and statistical exhibits for pitches and live deals
Conducting economic and financial research
Evaluating company's financial performance relative to overall industry and market trends
Building complex financial models for valuation purposes
Assessing risk in business decision-making
Driving compliance with applicable laws, rules, and regulations

What we offer

Comprehensive training program
Intensive four-week training program
On-the-job experience
Internal mobility opportunities
Professional development

Fulltime

Investment Banking Analyst

Investment Banking Analyst role assisting clients in navigating capital markets ...

Location

Netherlands , Amsterdam

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Currently in final year of university studies or a recent graduate
Expected to achieve or have achieved a 2:1 (or equivalent academic standing) at undergraduate level
Bachelor's/University degree in Finance or closely related areas of Business Administration required
Fluency in both English and Dutch essential
Strong verbal and written communication skills in both languages
Strong demonstrable interest in business and the broader financial industry
Record of strong academic achievement

Job Responsibility

Collaborate closely with senior Corporate & Investment Bank officers and experienced professionals
Organize and rigorously analyse sophisticated financial data
Prepare written recommendations, comprehensive valuation materials, and statistical exhibits for pitch presentations
Conduct economic and financial research
Evaluate company's financial performance against industry and market trends
Construct and maintain complex financial models for valuation purposes
Assess and mitigate risk in all business decisions
Drive compliance with applicable laws, rules, and regulations

Fulltime

Investment Counselor

We are currently seeking an Investment Counselor to join our team in London to c...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Experience of the financial industry, preferably in a trading or advisory role
Investment, banking and either portfolio management or trading experience
Excellent relationship building skills, both with clients, and across hierarchical levels and other functions
Ability to cope with ambiguity & change
Ability to challenge status quo and continuously optimize processes and tasks in own area of responsibility
Postgraduate Degree Educated or equivalent preferred, however exceptional candidates with relevant experience will be considered
CFA or equivalent registration preferred
Will be expected to complete relevant regulatory qualifications.

Job Responsibility

Advise clients on portfolios, asset allocation, capital markets solutions, money markets, and alternatives
Work closely with private bankers to provide investment services to ultra-high net worth clients and family offices
Cultivate trusting relationships with ultra-high net worth clients
Implement and oversee investment solutions
Provide advice and actionable investment ideas
Engage and advise clients on brokerage activity and execute trades
Assess risk when business decisions are made, ensuring compliance with firm policies, laws, and ethical standards
Combine knowledge of traditional and alternative investments with wealth planning and private banking services
Work across currencies, asset classes, markets, and jurisdictions.

What we offer

Exposure to all areas of Citi Private Bank and Global Wealth Management business across Europe and globally
Opportunity to develop within the areas of Citi Private Bank
Equal opportunity employer policy.

Fulltime

Lead Finance Officer

The Lead Finance Officer, Senior Vice President is a senior professional role re...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Experience within financial services
Experience providing financial analysis for monthly forecasts, strategic multi-year forecasts, and annual budgets
Consistently demonstrates clear and concise written and verbal communication skills
Proficient computer skills with a focus on Microsoft Office applications
Demonstrated presentation skills
Bachelor’s degree/University degree or equivalent experience
Master’s degree preferred

Job Responsibility

Responsible for financial reporting and analytics to clearly summarise financial trends and provide insight to senior management
Advise on directional strategy and provide guidance on significant business/product decisions
Execute analysis of annual 3-year Strategic/Operating Plans, CCAR PPNR forecasts, mid-year reforecasts, and bi-monthly outlooks in partnership with segment, business, and country FP&A teams
Prepare analytics in support of CEO Reviews, including business initiatives
Execute analysis of product profitability and provide guidance on significant business and product decisions
Develop and maintain relationships with key partners and senior management to influence behavior and decision making
Prepare presentations and analysis for the team supporting the CFO
Has the ability to operate with a limited level of direct supervision
Can exercise independence of judgement and autonomy
Acts as SME to senior stakeholders and /or other team members

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Guyana representative officer

The Representative Officer is a senior-level position responsible for coordinati...

Location

Jamaica , Kingston

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

8-10+ years of experience
Knowledge of investments is required
Banking and credit products desirable
Ability to manage relationships both internal and external
Ability to multi-task
Bachelor's/University degree
Master's degree preferred
Fluent in English, Guyanese Creole, and others as relevant to conducting business locally
Comprehensive knowledge of corporate banking business including related products, pertinent regulations and the lending and credit approval process
Demonstrated leadership, organizational, negotiation, presentation sales, client-relationship building, analytical and credit skills

Job Responsibility

Manage Citi's client relationships in Guyana across Public Sector, Financial Institutions, and Corporates
Maintain a robust dialogue with all clients, Ministry of Finance, and Banking Regulator in Guyana
Lead in the origination, structuring, and execution of transactions and financings
Organize client/prospect meetings including pre-call planning and post-meeting notes
Provide accurate and timely revenue tracking and deal pipeline reports
Provide day to day support to Banker on documentation such as account opening and closing, loan disbursals
Provide complete service support to client, including solving complex client inquiries
Ensure appropriate documentation related to KYC/AML from the client
Assess risk when business decisions are made and drive compliance with applicable laws, rules and regulations

Fulltime

Vice President, Business Risk Officer

Citi’s Wealth Control organization enables to achieve sustainable client-driven ...

Location

Singapore , Singapore

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

University graduate with at least 8-10 years of experience with strong strategic, analytical and product management skills
Must have exposure to 3-4 years of Risk, Control, Audit or Compliance roles
Working-level knowledge of core end-to-end processes performed in the Consumer and Private Bank business
Prior experience and exposure in Investment Products across Capital Markets and Manage Investments
Experience with governance, risk and control management, risk approvals, as well as engaging with 2nd/3rd lines of defense
Understanding / familiarity with new product development (e.g. first and second line of defense risk/control mechanisms
Ability to move from granular detail to strategic level, with effective executive presentation skills
Comfortable operating with limited guidance and under significant time pressure

Job Responsibility

Proactively work with Investment Products teams across Capital Markets and Managed Investments on identifying risks in existing process and mitigate through appropriate controls
Working with countries and product teams to continuously evaluate and drive the maintenance of the regulatory inventory linkage in supporting controls in Citi’s system
Work with ICRM and key stakeholders from business on implementation of Regulatory changes involving gap analysis of regulatory change vis-vis current process in CRC system
Supporting the business in review of Product Programs, Desktop Procedures across Capital Markets and Manage Investments to identify risks in current process
Assess each new product or process rolled out have effective controls embedded as part of the process
Work with global controls team in managing RNDIP Coordination across CG/CPC and Private Bank for inclusion of agenda items in respective BRCMs
Assess the effectiveness of existing controls through horizontal process-based reviews out of lesson learned activity on internal events or external events faced by industry
Actively collaborating with business to identify, evaluate, and manage regulatory adherence risks arising from the definition of business strategy, development of new products and services, changes in regulations or internal policies, or from business-led changes
Developing strong relationships with Business, Operations & Technology and partners in 2nd and 3rd line of defense to reduce and mitigate regulation risk
Engage with stakeholders in designing Issues and CAPs with control owners to mitigate the risk including overseeing its completion on time

What we offer

Access to telehealth options, health advocates, confidential counseling
Programs and services for physical and mental well-being
Financial well-being programs and future planning assistance

Fulltime

Compliance Officer – Investment Banking

Cheriva Group Ltd

Location:
United Kingdom , London

Category:
Banking

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
December 31, 2025

Looking for more opportunities? Search for other job offers that match your skills and interests.

Similar Jobs for Compliance Officer – Investment Banking

Depositary Bank Oversight Senior Officer

Investment Banking Associate

Investment Banking Analyst

Investment Banking Analyst

Investment Counselor

Lead Finance Officer

Guyana representative officer

Vice President, Business Risk Officer

Compliance Officer – Investment Banking

Cheriva Group Ltd

Location:United Kingdom , London

Category:Banking

Contract Type:Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:December 31, 2025

Looking for more opportunities? Search for other job offers that match your skills and interests.

Similar Jobs for Compliance Officer – Investment Banking

Depositary Bank Oversight Senior Officer

Investment Banking Associate

Investment Banking Analyst

Investment Banking Analyst

Investment Counselor

Lead Finance Officer

Guyana representative officer

Vice President, Business Risk Officer

Location:
United Kingdom , London

Category:
Banking

Contract Type:
Not provided

Job Posted:
December 31, 2025