Compliance Officer – Assistant Manager Job at Waystone Governance Ltd. (Dublin)

Job Responsibility

Interpret and apply applicable laws, regulations, and regulatory guidance, with particular emphasis on AML/CFT requirements, escalating issues where appropriate
Monitor regulatory developments and support the implementation of new or revised regulatory requirements
Provide day‑to‑day compliance support and guidance to internal stakeholders across Operations, Risk, Legal, and other internal functions
Act as a point of contact for day‑to‑day compliance queries, escalating more complex issues as required
Support business initiatives, including new products, outsourcing arrangements, and change projects
Draft, review, and maintain compliance and AML/CFT policies and procedures, ensuring documentation remains accurate and up to date
Support the communication and implementation of policy and procedural updates across the business
Support the execution of the Compliance Monitoring Programme, including thematic reviews, control testing, and ongoing compliance reviews, in line with approved plans
Support the preparation and timely submission of regulatory filings, reports, and responses to regulatory information requests or inspections
Assist in the preparation of compliance reports and materials for senior management, Group Compliance, Risk Committees, and the Board
Review alerts, support investigations, and escalate suspicious activity in line with established procedures
Contribute to AML risk assessments and related reporting
Assist in identifying, logging, and investigating compliance breaches, and support remediation and follow‑up actions
Maintain accurate, complete, and audit‑ready compliance records, registers, and supporting documentation
Assist in the development and delivery of compliance and AML/CFT training, ensuring training records are properly maintained
Promote awareness of regulatory and compliance obligations within the business
Attend client and other external stakeholder meetings as the Compliance representative, contributing to due diligence reviews on compliance matters
Represent the compliance function on external and internal working groups and committees, as required
Support junior team members and contribute positively to team knowledge‑sharing and continuous improvement initiatives

Requirements

Minimum 5 years’ experience in a funds, fund administration, or regulated financial services compliance environment
Strong understanding of regulatory requirements applicable to the funds sector, with particular emphasis on AML/CFT
Experience in the design, implementation, and execution of: Compliance policies and procedures, Compliance monitoring programmes
Relevant compliance, AML, or financial crime qualification
University degree in Business, Law, Governance, or a related discipline, or equivalent professional qualifications or industry experience

Waystone Governance Ltd. - All Job Offers

Select Country

Compliance Officer – Assistant Manager

Job Responsibility

Requirements

Looking for more opportunities?

Compliance Officer – Assistant Manager

Office Manager

Office Manager

Office Manager

Office Manager

Office Manager

Office Manager

Office Manager

Office Manager

Our AI answers in your language