Compliance Monitoring Manager Job at Admiral Group Plc

Privacy and Responsible Information Management Compliance Officer

Citi’s Global Legal Affairs and Compliance(GLAC) empowers and protects Citi by p...

Location

Philippines , City of Taguig

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Expertise of Compliance risks and typologies
Good understanding of data privacy and records laws and regulations including GDPR, CCPA, GLBA, etc.
Strong analytical skills to assess privacy and records risks and to develop mitigation strategies
Advanced Microsoft Office skills, including Excel, PowerPoint, and Word
Knowledge of banking products and services and horizontal programs such as Anti-Money Laundering, Sanctions, etc.
Must be a self-starter, flexible, innovative and adaptive
Highly motivated, strong attention to detail, team oriented, organized
Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
Ability to work collaboratively with regional and global partners in other functional units
ability to navigate a complex organization

Job Responsibility

Serve as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise
Assisting with the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM
Regularly reviewing and updating privacy and records management policies aligned with relevant data protection laws (e.g., GDPR, CCPA) to determine impacts to the business
Providing support to Product and Function ICRM (PFICRM) regarding privacy and records management matters
Assist with relevant compliance risk assessments
Preparing reports to disseminate pertinent information to PFICRM and lines of business to oversee privacy and records management risks
Leveraging data to conduct monitoring to identify potential privacy and records management risks and non-compliance issues and taking appropriate action
Providing credible challenge of existing control environment across businesses and functions aligned with relevant privacy and records laws
Identifying data sources, collating data, and developing and/or enhancing current reporting metrics to demonstrate the oversight of compliance and risks aligned to relevant privacy and records laws
Monitoring adherence to Citi’s Compliance Risk Policies and measuring compliance risk through a robust control framework and ensuring that reviews are conducted consistently across each entity on a regular basis to confirm that controls identified are operating effectively

What we offer

Citi provides programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more
We believe all parents deserve time to adjust to parenthood and bond with the newest members of their families
We empower our employees to manage their financial well-being and help them plan for the future
Citi provides access to an array of learning and development resources to help broaden and deepen your skills and knowledge as your career progresses
We have a variety of programs that help employees balance their work and life, including generous paid time off packages
We offer our employees resources and tools to volunteer in the communities in which they live and work

Fulltime

AVP - Compliance Monitoring

Citi’s Global Legal Affairs and Compliance(GLAC) empowers and protects Citi by p...

Location

India , Gurgaon

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

8+ years of experience
Knowledge of Compliance laws, rules, regulations, risks and typologies
Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities
Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
Extensive global compliance and audit related experience, and strong knowledge of business processes
Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills
Understanding of rules, laws, and regulations, and specific regulatory requirements
Strong interpersonal skills for building strong relationships with stakeholders and engaging teams
Effectiveness in working within a large scale and complex matrix organization is essential
Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions

Job Responsibility

Developing, implementing, and executing compliance testing, continuous testing, and reporting programs within an assigned region in accordance with the Compliance Testing (CT) Plan
Participating in the planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CT Plan
Documenting findings and report to the Compliance Testing management team
Assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and Quarterly Summaries and development and enhancement of the Compliance Testing and Internal Audit Methodologies and Standards for auditing, testing, monitoring, and reporting
Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities
Developing effective relationships within CT function and with other stakeholders including business and technology process owners, and Internal Audit function
Promoting knowledge sharing and promulgation of best practices across ICRM and the business
Monitoring the risk environment and assesses the emerging risks through the Business Monitoring process
Informing CT management of significant compliance matters that require their attention or action
Additional duties as assigned

What we offer

We believe all parents deserve time to adjust to parenthood and bond with the newest members of their families. That’s why in early 2020 we began rolling out our expanded Paid Parental Leave Policy to include Citi employees around the world
We empower our employees to manage their financial well-being and help them plan for the future
We have a variety of programs that help employees balance their work and life, including generous paid time off packages

Fulltime

Risk & Compliance Manager

This role involves managing safety, security, and compliance within a retail env...

Location

United States , Brooklyn

Salary:

81692.00 - 118800.00 USD / Year

IKEA

Expiration Date

Until further notice

Requirements

At least 3-years of previous retail Safety & Security Management experience, or at least 3-years IKEA Risk & Compliance experience including internal training programs to develop towards a Risk & Compliance Manager position
Knowledge and understanding of Federal, State, and Local legislation regarding safety, security, and risk in a retail environment
Previous experience with running/implementing a comprehensive safety program and security program in a retail environment
Previous experience performing risk assessments, investigating safety and security incidents including internal & external theft and fraud investigations, performing root cause analysis, completing and overseeing incident reporting, performing crisis management, monitoring compliance for data privacy, implementing and training de-escalation methods, and managing safety and security vendors
Strong interpersonal, verbal and written communication, analytical, problem-solving, and organizational skills with strong attention to detail
Candidates in Oregon, New York, and St. Louis, MO, must be eligible to obtain a security guard license as required by applicable local law. Obtaining the security guard license is a required condition of employment for this role.

Job Responsibility

Hires, onboards and trains the co-workers. Directs the overall selection, onboarding, development of coworkers. Creates individual development plans to secure succession. Manages resource planning, co-worker relations issues and performance and delegates responsibilities. Ensures we have a highly competent and performing team capable of delivering and excellent customer shopping experience. Oversees the day-to-day performance of the Risk & Compliance team
Executes various compliance tasks including assessments, follow-up, training, and statistical reports related to Ingka Group Policies and Standards, U.S. Business Risk & Compliance policies, and national/local applicable laws and regulatory requirements including but not limited to: Global Safety & Security Manual, U.S. Retail Risk & Compliance Operations Manual, Crisis Manual, fire safety (NFPA), occupational safety (OSHA/NIOSH), food safety (Food Safety Modernization Act), Payment Card Industry (PCI) Standards, data privacy and information security, Product Safety (CPSC), Worker's Compensation, General Liability
Oversees the safety and security of people and property within the site/unit and supports the unit Manager with identifying, managing, and mitigating risks in the unit, and gathering and communicating unit safety and security KPI's
Establishes and updates various business plans and action plans including but not limited to: Safety Action Plan, Business Plan, SecCheck Action Plan, and IKEA Blue Action Plan
Initiates, monitors, and responds to internal and external incidents and ensures rapid response, investigation, and documentation and reporting of all incidents and emergency situations. Ensures thorough documentation of all incidents that relate to potential liability for IKEA, educates the location R&C team on appropriate language for incident reports, and reviews incident reports for quality and accuracy
Serves as the subject matter expert for the location's liability claims and is the point of contact for insurance related matters, which includes ensuring property preservation, and potential or existing insurance claims
Minimizes theft and fraud, provides support to the Field Safety & Security Specialist with internal investigations with accuracy, security and confidentiality
Leads the unit's physical security program and safety program by education, assessing (auditing) and maintaining standards throughout the property. Works closely with outside agencies (police, fire department, fraud agencies, insurance companies, attorneys, OSHA, Health Department) as required to ensure compliance with all local and national laws regarding safety and security. Works with outside safety and security vendors as needed under scope of existing contracts
Works in partnership with the Unit Management and/or Field Safety & Security regarding sensitive issues, including but not limited to harassment, Co-worker misconduct, information security incidents, and lawsuits.

What we offer

Generous paid time off, holiday and sick time
WiselyPay – get earned wages up to two days early
Paid parental leave (up to 16 weeks)
KinderCare tuition discount
Retirement and bonus plans
Co-worker discount, meal deal, and referral bonus
Pet insurance program
Education assistance and learning programs
Safety shoe reimbursement
24/7 telehealth visits

Fulltime

Legal Compliance Manager

This role reports to the Head of Risk Management and will be responsible for man...

Location

United Kingdom , London

Salary:

70000.00 - 80000.00 GBP / Year

Audit & Risk Recruitment

Expiration Date

Until further notice

Requirements

legal compliance expert with plenty of in-house experience
detailed understanding of compliance risk management programmes
excellent written and oral communication skills

Job Responsibility

taking accountability for compliance risk deliverables and outputs, including the preparation of compliance reports
work with stakeholders to identify compliance risk areas and vulnerability
monitor compliance and assurance activity, and create remediation plans as necessary
draft executive-level summaries for senior stakeholders detailing compliance issues, findings and outcomes
provide insight and analysis to board-level executives
drive a culture of compliance and integrity across the organisation
become an expert in compliance-related risks and activities for the organisation, including staying on top of developments and trends and adapting to business strategy

Fulltime

Compliance Monitoring, Global Markets Senior Analyst (AVP)

Join Citi’s Independent Compliance Risk Management (ICRM) team as a Senior Compl...

Location

Poland , Warsaw

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

5-8 years of experience in compliance, risk, audit, or related fields
Knowledge of Global Markets products (preferably Rates and Markets Treasury)
Strong understanding of compliance laws, regulations, and risks
Experience in audit planning, risk assessments, controls testing, and reporting
Ability to manage compliance testing and regulatory issue validation
Excellent project management, interpersonal, and decision-making skills
Effective in a large, complex, matrix organization with global collaboration
Strong written and verbal communication skills
Proficient in MS Office (Excel, Word, PowerPoint)
Experience with data tools such as Tableau or SQL would be an advantage

Job Responsibility

Execute compliance monitoring, assurance, and reporting programs for assigned regions
Plan, conduct, and report on compliance testing and issue validation activities
Perform compliance controls and transactional testing, escalating findings as needed
Utilize data analytics to enhance compliance monitoring and address emerging risks
Build strong relationships with stakeholders across business and technology teams
Share knowledge and best practices across ICRM and the business
Escalate significant compliance matters to management
Ensure risk assessment and transparency in business decisions, safeguarding Citi’s reputation

What we offer

Private Medical Care Program
Life Insurance Program
Pension Plan contribution (PPE Program)
Employee Assistance Program
Paid Parental Leave Program (maternity and paternity leave)
Sport Card
Holidays Allowance
Sport and team recreation activities
Special offers and discounts for employees
Access to an array of learning and development resources

Fulltime

US Tax & Compliance Manager

We are seeking a highly experienced US Tax & Compliance Manager to lead our US f...

Location

Spain , Madrid

Salary:

Not provided

Fever

Expiration Date

Until further notice

Requirements

Proven experience in a senior management role within multinational organizations or service-oriented industries
Possess in-depth expertise in compliance, regional accounting processes, and tax management
Extensive knowledge of US TAX & GAAP standards
Corporate income tax regulations
Regional compliance processes and accounting adjustments
Strong background in managing audits, inspections, and administrative processes
Strong experience in managing regional compliance processes and inspections
Expertise in developing and monitoring KPIs for accounting and tax functions
Demonstrated ability to consolidate global accounts and provide strategic tax support
Effective leadership skills, with experience managing multi-level teams.

Job Responsibility

Broad knowledge of ASC 740 (Accounting for Income Taxes) with specialized expertise in the impact of international tax provisions
Review and preparation of tax provisions, deferred tax assets/liabilities, and uncertain tax positions related to international operations
Prepare and/or review annual income tax federal and state returns for C Corporations and Pass-Through entities with experience in reviewing and preparing Forms 5471, 8858, 8865 and 1118
Technical Expertise in US International Taxation
Deep understanding of US income taxation of corporations, including corporate reorganizations, mergers, acquisitions, and divestitures
Skilled in defending tax return positions under IRS audits, preparing responses, and managing tax controversy matters
Analyze business operations and accounting records to identify income tax implications
Conduct in-depth research on applicable US and international tax laws to reach technical conclusions
Effectively communicate findings and recommendations both verbally and in written reports
Work collaboratively across finance, accounting, legal, and operational departments to ensure compliance and tax efficiency

What we offer

Attractive compensation package including base salary and Fever's share plan (if applicable)
Opportunity to have a real impact in a high-growth global category leader
40% discount on all Fever events and experiences
Work in a location in the heart of Madrid, with possible travel across our markets
Home office friendly
Responsibility from day one and professional and personal growth
Great work environment with a young, international team of talented people to work with
Health insurance and other benefits such as flexible remuneration with a 100% tax exemption through Cobee
English Lessons
WellHub membership

Fulltime

Third Party Compliance Risk Management Senior Analyst

Serves as a Third Party Compliance Risk Management Senior Analyst for Independen...

Location

United Kingdom , Belfast

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Knowledge of Compliance laws, rules, regulations, risks and typologies
Excellent written and verbal communication skills
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Work collaboratively with regional and global partners in other functional units
ability to navigate a complex organization
Excellent project management and organizational skills and capability to handle multiple projects at one time
Proficient in MS Office applications (Excel, Word, PowerPoint)
Knowledge in area of focus
Bachelor's degree

Job Responsibility

Assessment of Third Party Compliance (ATPC) tool & process owner & subject matter experts (for new relationships & annual assessments)
Ongoing buildout of Third Party Compliance Risk Program including strategy, design and ongoing governance for current and post-target state. Includes appropriate tagging and control coverage in MCA
Provide guidance and documentation for expectations of PFICRM including tools to support credible challenge requirements
Reporting/metrics build out, including identification of areas of high compliance risk and/or weaknesses of quality execution of the ATPC
Engage with Compliance Programs for consistency with ATPC future state design under Consent Order
Participating in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
Analyzing comparative data and preparing regional and global reports related to compliance risk assessments, and monitoring of compliance related issues
Reviewing materials to ensure compliance with various regulatory and legal requirements. Identifying and addressing potential risks
Investigating and assisting in responses to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries
Monitoring adherence to Citi’s Compliance Risk Policies and relevant procedures

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

FAIS / Conduct Compliance Manager

Citi’s Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by ...

Location

South Africa , Johannesburg

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Bachelor’s Degree in Law, Commerce, Risk Management, or a related field
Registered Compliance Officer with the FSCA (advantageous)
Minimum 3–5 years’ experience in a FAIS compliance role within the financial services industry
In-depth understanding of the FAIS Act, FSRA, FICA, TCF, and other applicable regulatory requirements
Experience in liaising with the FSCA and other regulators
Advanced analytical skills
Proficient in Excel and Word – ability to learn multiple system applications quickly
Commitment to co-operative and collaborative working environment, requiring an innovative approach to meeting sometimes challenging demands
Ability to work individually and in Global and Regional teams on all aspects of AML and Compliance
Ability to communicate with and present to all levels of staff particularly Senior Management

Job Responsibility

Monitor and interpret applicable legislation and regulatory requirements (including FAIS, FICA, TCF, POPIA, COFI, and related frameworks)
Develop, implement, and maintain compliance risk management frameworks, policies, and procedures
Conduct periodic compliance risk assessments and report findings to management and the board
Provide advisory support to business units on FAIS-related obligations and customer conduct requirements
Ensure that representatives and key individuals are fit and proper in terms of FAIS requirements
Facilitate FAIS licensing applications, amendments, debarments, and regulatory reporting to the FSCA
Coordinate and oversee the RE exams, CPD tracking, and ongoing competence of representatives and key individuals
Manage the Treating Customers Fairly (TCF) framework and assist in embedding a strong conduct culture
Perform compliance monitoring reviews, investigations, and root cause analysis of conduct breaches
Liaise with internal and external stakeholders including the FSCA, compliance network groups, and auditors

What we offer

Opportunity to work with Citi’s compliance team, regionally and globally
Comprehensive training in general compliance
Exposure to Regulators, engagement with Business teams
Candidate will interact with Regulators and our regional hubs and will have exposure to senior management within the country
The role will cover all Citi businesses, providing opportunities to learn more about the product areas

Fulltime

Compliance Monitoring Manager

Admiral Group Plc

Location:
United Kingdom

Category:
-

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Nice to have:

Additional Information:

Job Posted:
February 14, 2026

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