This list contains only the countries for which job offers have been published in the selected language (e.g., in the French version, only job offers written in French are displayed, and in the English version, only those in English).
Compliance Manager Opportunity – Career Growth Awaits! Are you a passionate compliance professional seeking a career where strategic leadership meets cutting-edge regulatory expertise? We’re looking for a Compliance Manager to lead and shape the compliance program for an SEC-registered investment adviser. This is your chance to not only make an impact but also build toward a clear path to becoming a Chief Compliance Officer (CCO)!
Job Responsibility:
Oversee the compliance program, ensuring it evolves with regulatory landscapes
Manage compliance records for pre-clearance approvals, marketing reviews, and fundraising regulations
Collaborate with external advisers and internal teams to ensure adherence to SEC regulations
Prepare for SEC audits, annual compliance reviews, and monitor financial rules like AI, cybersecurity, and AML
Work closely with Finance and Accounting teams on reporting requirements
Requirements:
5+ years' experience in compliance or regulatory roles within the financial services sector
Deep understanding of financial regulations, including the Advisers Act, insider trading and anti-bribery compliance
Experience navigating SEC audits and communicating with regulators
Familiarity with tools like ComplySci and FINRA IARD
Bachelor’s degree required
Nice to have:
Expertise in private equity, fund management, and/or real estate
Advanced certifications in regulatory compliance are a plus
What we offer:
Bonus target of 25-30%
Carried interest on future funds for long-term financial growth
Welcome to CrawlJobs.com – Your Global Job Discovery Platform
At CrawlJobs.com, we simplify finding your next career opportunity by bringing job listings directly to you from all corners of the web. Using cutting-edge AI and web-crawling technologies, we gather and curate job offers from various sources across the globe, ensuring you have access to the most up-to-date job listings in one place.
We use cookies to enhance your experience, analyze traffic, and serve personalized content. By clicking “Accept”, you agree to the use of cookies.