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Compliance Manager

https://www.lawesrecruitment.co.uk Logo

Lawes Consulting Group

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Location:
United Kingdom, London

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Category:
Insurance

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Contract Type:
Employment contract

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Salary:

50000.00 GBP / Year

Job Description:

Lawes is supporting a well-regarded insurance business in the search for a proactive and knowledgeable Compliance Manager to maintain and enhance an effective compliance framework across the organisation’s commercial insurance operations while ensuring adherence to FCA requirements and Consumer-Duty standards.

Job Responsibility:

  • Review and update compliance policies including SMCR responsibilities
  • Keep documents organised with clear version control
  • Create and manage the annual compliance plan
  • Carry out second-line checks on files and report any issues or improvements
  • Help with FCA submissions and authorisations when needed
  • Join management meetings and share updates on Consumer-Duty
  • Respond to insurer audit requests and attend audits if required
  • Handle checks and records for third-party suppliers and insurers
  • Make sure policies stay current with changing regulations
  • Complete internal audits and keep the risk register up to date
  • Pull together MI for Consumer-Duty reporting
  • Track complaints GDPR issues and customer vulnerability cases
  • Stay informed on regulatory updates through webinars and industry news
  • Work closely with the team to support strong compliance practices

Requirements:

  • Background in insurance compliance essential
  • Good knowledge of FCA rules SMCR and Consumer-Duty
  • Hands-on experience managing compliance policies and plans
  • Experience in commercial insurance a plus

Nice to have:

Experience in commercial insurance

Additional Information:

Job Posted:
June 17, 2025

Employment Type:
Fulltime
Work Type:
On-site work
Job Link Share:
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