CrawlJobs Logo
Randstad Logo Randstad · Finance

Compliance Manager

Hong Kong, Hong Kong 40000.00 - 60000.00 HKD / Year · Job Posted May 31, 2026
Apply Position
Job Link Share

Job Description

This is a premier asset management firm with a robust track record of delivering top-tier investment solutions across the Asia-Pacific region. About the team. You will join a highly sophisticated and supportive legal and compliance team comprising seasoned industry professionals. The team values open communication, intellectual curiosity, and proactive problem-solving, working closely alongside senior management and investment professionals to safeguard the firm's operational integrity and reputation.

Job Responsibility

  • Oversee and manage the day-to-day compliance operations for SFC Type 4 (advising on securities) and Type 9 (asset management) regulated activities
  • Act as the primary point of contact for the Securities and Futures Commission (SFC) and other relevant regulatory bodies
  • Review, update, and maintain comprehensive compliance policies, procedures, and internal controls in alignment with evolving statutory requirements
  • Conduct compliance monitoring programmes, including desk reviews, trade surveillance, and marketing material assessments
  • Provide timely and accurate advice to investment teams and senior stakeholders regarding regulatory updates, licensing conditions, and operational risks
  • Coordinate and manage regulatory filings, financial returns, and licensing applications for the corporation and licensed individuals

Requirements

  • Bachelor's degree in Law, Finance, Accounting, or a related discipline
  • A minimum of 5 years of compliance public fund experience within the asset management or investment management industry in Hong Kong
  • Deep technical knowledge of the SFC Code of Conduct, Securities and Futures Ordinance (SFO), and relevant regulatory frameworks
  • Proven experience handling SFC Type 4 and Type 9 licensed entities is highly advantageous
  • Excellent communication and stakeholder management skills, with the ability to influence at all levels
  • Fluency in written and spoken English, alongside professional proficiency in Cantonese and Mandarin, is required

Nice to have

Proven experience handling SFC Type 4 and Type 9 licensed entities is highly advantageous

Randstad - All Job Offers

Looking for more opportunities?

Search for other job offers that match your skills and interests.

Suggested Tags: Frontend Developer Secretary Talent Manager Salesforce Administrator Data Analyst
Similar Jobs for

Compliance Manager

8 matching positions

Corporate Tax Compliance Manager / Senior Manager

We are expanding our Lichfield office and are seeking a highly skilled Corporate...
Location
Location
United Kingdom , Lichfield
Salary
Salary:
Not provided
streetsweb.co.uk Logo
Streets Chartered Accountants
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Minimum of 5+ years in corporate tax compliance
  • Experience managing large business clients and leading a team
  • CTA/ACA qualification or equivalent is highly preferred
  • Proficiency with Alphatax or similar tax software
  • Deep knowledge of UK corporate tax laws and regulations
  • Proven ability to work closely with audit teams
  • Strong track record in managing and developing a team
  • Excellent communication skills and a client-centric approach
Job Responsibility
Job Responsibility
  • Lead the preparation, review, and submission of corporate tax returns
  • Oversee the entire compliance lifecycle
  • Collaborate closely with audit teams
  • Build, manage, and mentor a team of tax professionals
  • Play a central role in recruitment and development
  • Conduct regular performance reviews
  • Perform detailed technical reviews of tax computations and filings
  • Stay ahead of legislative changes
  • Approve final tax returns before submission
  • Serve as the primary point of contact for clients
What we offer
What we offer
  • Competitive salary
  • Performance-related bonuses
  • Pension scheme
  • Private health insurance
  • Fulltime
Read More
Arrow Right

Material Compliance Manager

In this vital role you will manage the materials review process for assigned bus...
Location
Location
United States
Salary
Salary:
112061.00 - 139899.00 USD / Year
amgen.com Logo
Amgen
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Doctorate degree
  • OR Master’s degree and 2 years of process, compliance, and/or project management experience
  • OR Bachelor’s degree and 4 years of process, compliance, and/or project management experience
  • OR Associate’s degree and 8 years of process, compliance, and/or project management experience
  • OR High school diploma / GED and 10 years of process, compliance, and/or project management experience
Job Responsibility
Job Responsibility
  • Leads new and ongoing MAC process improvement efforts
  • Provides guidance and direction to MAC Cross Functional team members
  • Anticipates process issues and provides solutions for special circumstance reviews due to product launches and regulatory actions (i.e. label changes, fair balance statement, etc.)
  • Has a thorough understanding of the BU/product business priorities and translates that information to material approval strategies in support of business objectives
  • Ensure MAC business rules with Reviewers and Sponsors (project owners)
  • Works closely with assigned Material Compliance Associates (MCA) on MAC business and compliance operations
  • Builds & maintains strong relationships with project Sponsors (owners), Reviewers, agencies, third party partners, and Business Unit Compliance Lead
  • Drives compliance with Amgen review guidelines, MAC Policy, as well as external regulations
  • Facilitates MAC related meetings
  • Addresses stakeholder concerns and facilitates a final decision on their resolution
What we offer
What we offer
  • A comprehensive employee benefits package, including a Retirement and Savings Plan with generous company contributions, group medical, dental and vision coverage, life and disability insurance, and flexible spending accounts
  • A discretionary annual bonus program, or for field sales representatives, a sales-based incentive plan
  • Stock-based long-term incentives
  • Award-winning time-off plans
  • Flexible work models, including remote and hybrid work arrangements, where possible
  • Fulltime
Read More
Arrow Right

Compliance Manager

As a Compliance Manager at our client's organisation, you will be pivotal in ens...
Location
Location
United Kingdom , Coventry
Salary
Salary:
50000.00 - 60000.00 GBP / Year
https://www.office-angels.com Logo
Office Angels
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Strong knowledge of compliance and risk management frameworks
  • Experience in a compliance, risk, or audit role within professional services (preferred)
  • Organised, proactive, and detail-oriented with the ability to juggle multiple priorities
  • An effective communicator who can engage all staff levels in compliance culture
  • Positive and approachable, fostering both compliance excellence and team spirit
Job Responsibility
Job Responsibility
  • Develop and implement robust compliance programs aligned with regulatory requirements
  • Maintain a clear compliance calendar and ensure timely reviews
  • Advise senior management on compliance matters and oversee implementation
  • Stay updated on regulatory changes and recommend necessary adjustments
  • Conduct regular internal audits and provide training to staff on compliance
  • Maintain a risk register and prioritise key areas of focus
  • Recommend measures to minimise risk and ensure business continuity
  • Prepare reports for management and maintain accurate compliance records
  • Oversee day-to-day office operations to ensure a productive environment
  • Coordinate internal meetings and team-building initiatives
What we offer
What we offer
  • Hybrid working options
  • Flexible hours
  • Free lunches
Read More
Arrow Right

Senior Product Manager - Compliance

We're looking for a Senior Product Manager to lead the Compliance team, building...
Location
Location
Australia , Melbourne
Salary
Salary:
Not provided
easygo.io Logo
Easygo Gaming
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5+ years of product management experience
  • 3+ years in compliance, fintech, regulated industries, or trust & safety
  • Proven experience shipping high-quality products in regulated or compliance-heavy environments
  • Strong ability to translate complex regulatory requirements into user-friendly product experiences
  • Deep understanding of KYC/AML processes, identity verification, or risk management systems
  • Excellent stakeholder management skills, particularly with legal, compliance, and operations teams
  • Comfortable operating in fast-paced, high-growth environments with ambiguity, evolving requirements, and cross-functional dependencies
  • Data-informed decision-maker with strong analytical and research skills
Job Responsibility
Job Responsibility
  • Define and execute the product strategy for KYC flows, verification systems, and compliance tooling across multiple markets
  • Build and maintain a clear, outcome-driven roadmap aligned with regulatory requirements and business goals
  • Partner with Legal & Compliance (LNC) and Responsible Gambling to translate regulatory requirements into scalable product solutions
  • Design and optimise compliance operations tooling used by internal teams to manage risk, verify users, and enforce policies
  • Lead discovery, validation, and execution of responsible gambling features and risk management systems
  • Prioritise initiatives effectively, balancing regulatory deadlines, operational efficiency, and user experience
  • Collaborate with engineering, design, data, operations, and legal teams to deliver compliant, high-quality experiences
  • Establish and champion compliance product best practices as the team scales
  • Communicate strategy, trade-offs, and decisions clearly to both technical and non-technical stakeholders
  • Navigate multi-market complexity and understand how varying regulatory frameworks impact product decisions
What we offer
What we offer
  • High-Impact Role: Own end-to-end strategy and execution within your domain
  • Product at the Core: Join a culture that deeply values product thinking and user-centric design
  • Global Reach: Build products used by millions across international markets
  • Autonomy & Ownership: Operate with a high degree of trust and accountability
  • Innovate at Speed: Move fast, learn quickly, and help shape how we build at scale
  • Fulltime
Read More
Arrow Right

Senior Risk and Compliance Manager

Senior Risk and Compliance Manager (m/f/d) to build and unite processes across b...
Location
Location
Germany , Berlin
Salary
Salary:
Not provided
project-a.com Logo
Project A Ventures GmbH
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Several years of experience working in an asset management company, bank, insurance company, or auditing or auditing firm
  • Professional background in legal, commercial, or business administration, ideally with tax knowledge (including legal, administrative, or banking or insurance qualifications)
  • Experience in risk management and compliance including ESG knowledge (required) and experience with DORA (desirable)
  • Strong affinity for numbers, structures, and processes
  • Business-level proficiency in both German and English
Job Responsibility
Job Responsibility
  • Manage risk and compliance processes in a licensed asset management company with more than ten closed-end “Spezial-AIFs”
  • Strengthen the Risk Management & Regulatory Affairs Department through enhancing reporting and processes in the areas of risk management, ESG compliance, and outsourcing controlling
  • Actively communicate with external service providers and outsourcing companies, as well as with internal front- and back-office units
  • Conduct ESG due diligence on investments in portfolio companies while also supporting the Investment Team with ESG-related documentation
  • Create and continuously maintain SFDR disclosures and ESG policies
  • Drive the development of new and ongoing risk and compliance reporting
  • Continuously enhance risk management and regulatory compliance across multiple front and back office units
  • Be at the interface between Project A and its regulated UK subsidiary
  • Fulltime
Read More
Arrow Right

Unit Business Risk & Compliance Manager

The Unit Business Risk & Compliance Manager role involves promoting risk awarene...
Location
Location
Canada , Edmonton
Salary
Salary:
70800.00 - 88500.00 CAD / Year
https://www.ikea.com Logo
IKEA
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Extensive knowledge of national laws and legislations connected to risk management, health, safety, security, risk & compliance, and working methods within Ingka Group
  • knowledgeable of relevant risk & compliance, health, safety & security laws/legislation, standards, and rules
  • high degree of integrity and risk & compliance mind-set
  • 1-3 years of leadership experience (preferable)
  • ability to communicate with various audiences both verbally and in writing
  • ability to influence at all levels of the organization
  • good understanding of business processes
  • understanding of risk assessment and Management Process
  • ability to implement, lead and drive an agenda
  • good understanding of Ingka’s corporate identity, core values and vision
Job Responsibility
Job Responsibility
  • Promote risk management in the unit
  • secure the implementation and follow-through of Ingka rules and local legislation
  • conduct internal investigations
  • identify and plan trainings
  • create a Risk & Compliance culture
  • act as the single point of contact for matters connected to risk & compliance from authorities
  • coordinate the Unit Crisis Management Team
  • plan and ensure Crisis Management trainings are in place
  • lead, manage and coach co-workers in your team
  • reduce preventable incidents
What we offer
What we offer
  • Wellness days
  • extended health, dental, and vision coverage
  • RRSP with IKEA contribution matching options
  • annual IKEA bonus incentive plan
  • flexible spending account
  • life insurance
  • merchandise and restaurant discounts
  • parental leave
  • bereavement leave
  • employee assistance program
  • Fulltime
Read More
Arrow Right

Legal Compliance Manager

This role reports to the Head of Risk Management and will be responsible for man...
Location
Location
United Kingdom , London
Salary
Salary:
70000.00 - 80000.00 GBP / Year
auditandriskrecruitment.com Logo
Audit & Risk Recruitment
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • legal compliance expert with plenty of in-house experience
  • detailed understanding of compliance risk management programmes
  • excellent written and oral communication skills
Job Responsibility
Job Responsibility
  • taking accountability for compliance risk deliverables and outputs, including the preparation of compliance reports
  • work with stakeholders to identify compliance risk areas and vulnerability
  • monitor compliance and assurance activity, and create remediation plans as necessary
  • draft executive-level summaries for senior stakeholders detailing compliance issues, findings and outcomes
  • provide insight and analysis to board-level executives
  • drive a culture of compliance and integrity across the organisation
  • become an expert in compliance-related risks and activities for the organisation, including staying on top of developments and trends and adapting to business strategy
  • Fulltime
Read More
Arrow Right

Compliance Manager

Location
Location
Salary
Salary:
Not provided
awardglobal.com.au Logo
Award Global
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Excellent written and oral English communication skills
  • Strong leadership and managerial skills
  • At least a Bachelor’s/College Degree in Law, Finance, Accounting, or a related field
  • Minimum 5 years working experience in compliance, risk management, or a related field within Banking/Financial Services
  • Previous managerial experience preferred
Job Responsibility
Job Responsibility
  • Develops and oversees the implementation of the compliance SOP
  • Ensures compliance with all applicable laws and regulations
  • Manages and supervises the compliance officer and other compliance staff
  • Prepares and presents compliance reports to management team
  • Conducts regular audits and assessments to identify potential compliance risks
  • Develops, reviews, and updates compliance policies and procedures
  • Acts as a liaison with regulatory bodies and manages regulatory inquiries and examinations
  • Provides training and guidance on compliance-related matters to employees
Read More
Arrow Right