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Oversee and manage all regulatory compliance obligations for the Singapore-based entities. Collaborate with internal partners to address daily AML/CTF concerns in alignment with MAS standards. Serve as the primary point of contact and official liaison for the Monetary Authority of Singapore. Hold the formal appointment of Money Laundering Reporting Officer (MLRO). Lead independent and prompt investigations into any received complaints. Conduct regular audits and sampling of case files to ensure adherence to internal protocols. Organize the collection of data and materials for external regulatory or audit reviews. Manage the onboarding process for new licensed representatives, ensuring strict compliance with local regulations. Monitor legislative shifts and provide strategic advice to internal teams regarding partner inquiries. Communicate relevant regulatory updates and legal developments to key stakeholders and staff. Execute all necessary regulatory submissions and representative license notifications. Lead or support specialized ad hoc projects as required by the business.
Job Responsibility:
Oversee and manage all regulatory compliance obligations for the Singapore-based entities
Collaborate with internal partners to address daily AML/CTF concerns in alignment with MAS standards
Serve as the primary point of contact and official liaison for the Monetary Authority of Singapore
Hold the formal appointment of Money Laundering Reporting Officer (MLRO)
Lead independent and prompt investigations into any received complaints
Conduct regular audits and sampling of case files to ensure adherence to internal protocols
Organize the collection of data and materials for external regulatory or audit reviews
Manage the onboarding process for new licensed representatives, ensuring strict compliance with local regulations
Monitor legislative shifts and provide strategic advice to internal teams regarding partner inquiries
Communicate relevant regulatory updates and legal developments to key stakeholders and staff
Execute all necessary regulatory submissions and representative license notifications
Lead or support specialized ad hoc projects as required by the business
Requirements:
Extensive experience managing regulatory compliance and AML frameworks within the financial sector
Proven ability to act as a designated liaison with MAS and handle MLRO responsibilities
Strong investigative skills for handling complaints and conducting file audits