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Randstad is partnering with a capital management firm in Kuala Lumpur to manage the recruitment of a Compliance Manager.
Job Responsibility:
Regulatory & Policy Management: Maintain and update the Compliance Manual and AMLA procedures, while ensuring all business units remain current with their internal policies
Reporting & Monitoring: Manage timely regulatory submissions and monitor customer transactions to detect and report suspicious activity to Bank Negara Malaysia
Portfolio Oversight: Audit investment portfolios to ensure they adhere to client mandates, internal guidelines, and regulatory requirements
International Compliance: Ensure the firm remains compliant with global standards such as FATCA, CRS, and UN-backed Principles for Responsible Investment
Fund Documentation: Oversee the legal structuring of funds, including the preparation of prospectuses, trust deeds, and information memorandums for collective investment schemes
Requirements:
A minimum of 7 years of professional experience within the capital markets sector
A relevant Diploma, Degree, or Professional qualification
Deep expertise in Anti-Money Laundering, Counter-Terrorism Financing, and proliferation financing requirements
Strong analytical capabilities with the confidence to challenge non-compliance