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As a Compliance Manager at our client's organisation, you will be pivotal in ensuring that the firm adheres to all applicable laws, regulations, and internal policies. Your primary goal will be to proactively manage risks and maintain high compliance standards across all operations, fostering a safe and secure environment for both employees and clients. You will also oversee some office management responsibilities, ensuring a positive and efficient workplace.
Job Responsibility:
Develop and implement robust compliance programs aligned with regulatory requirements
Maintain a clear compliance calendar and ensure timely reviews
Advise senior management on compliance matters and oversee implementation
Stay updated on regulatory changes and recommend necessary adjustments
Conduct regular internal audits and provide training to staff on compliance
Maintain a risk register and prioritise key areas of focus
Recommend measures to minimise risk and ensure business continuity
Prepare reports for management and maintain accurate compliance records
Oversee day-to-day office operations to ensure a productive environment
Coordinate internal meetings and team-building initiatives
Manage facilities and systems for workplace safety and efficiency
Support remote working arrangements, ensuring compliance and connectivity for all staff
Requirements:
Strong knowledge of compliance and risk management frameworks
Experience in a compliance, risk, or audit role within professional services (preferred)
Organised, proactive, and detail-oriented with the ability to juggle multiple priorities
An effective communicator who can engage all staff levels in compliance culture
Positive and approachable, fostering both compliance excellence and team spirit
Nice to have:
Experience in a compliance, risk, or audit role within professional services
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