Compliance Independent Assurance, Citi

Citi

Location:
India, Mumbai

Category:
Finance

Contract Type:
Not provided

Salary:

Not provided

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Job Description:

Serves as a senior compliance risk analyst for Independent Compliance Risk Management's Assurance team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Performing risk assessments of Citi's compliance risks and independent assurance activities to assess the design and effectiveness of key controls.

Job Responsibility:

Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs
Participating in planning, executing, and reporting of compliance assurance reviews and compliance and regulatory issue validation activities
Executing compliance controls testing, transactional testing, or compliance controls monitoring activities
Documenting findings and report to Compliance Independent Assurance management team
Assisting with development of Monitoring Monthly and Quarterly Summaries
Utilizing innovative compliance testing solutions including Data Analytics
Developing effective relationships within CIA function and with other stakeholders
Promoting knowledge sharing and promulgation of best practices
Monitoring the risk environment and assesses emerging risks
Informing CIA management of significant compliance matters

Requirements:

Knowledge of Compliance laws, rules, regulations, risks and typologies
Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices
Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
Extensive global compliance and audit related experience
Strong knowledge of business processes
Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills
Understanding of rules, laws, and regulations, and specific regulatory requirements
Strong interpersonal skills for building strong relationships with stakeholders
Effectiveness in working within a large scale and complex matrix organization
Excellent oral communication and writing skills
Must be a self-starter, flexible, innovative and adaptive
Proficient in MS Office applications (Excel, Word, PowerPoint)
Bachelor's degree
Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm

Nice to have:

Advanced degree
Knowledge in area of focus

What we offer:

Paid Parental Leave Policy
Financial well-being planning
Generous paid time off packages
Extensive on-the-job training
Exposure to senior leaders
Traditional learning opportunities
Volunteerism opportunities

Additional Information:

Job Posted:
September 17, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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Compliance Independent Assurance