Compliance Independent Assessment Officer Job at Citi (Gurgaon)

Compliance Independent Assurance

Serves as a senior compliance risk analyst for Independent Compliance Risk Manag...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Knowledge of Compliance laws, rules, regulations, risks and typologies
Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices
Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
Extensive global compliance and audit related experience
Strong knowledge of business processes
Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills
Understanding of rules, laws, and regulations, and specific regulatory requirements
Strong interpersonal skills for building strong relationships with stakeholders
Effectiveness in working within a large scale and complex matrix organization
Excellent oral communication and writing skills

Job Responsibility

Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs
Participating in planning, executing, and reporting of compliance assurance reviews and compliance and regulatory issue validation activities
Executing compliance controls testing, transactional testing, or compliance controls monitoring activities
Documenting findings and report to Compliance Independent Assurance management team
Assisting with development of Monitoring Monthly and Quarterly Summaries
Utilizing innovative compliance testing solutions including Data Analytics
Developing effective relationships within CIA function and with other stakeholders
Promoting knowledge sharing and promulgation of best practices
Monitoring the risk environment and assesses emerging risks
Informing CIA management of significant compliance matters

What we offer

Paid Parental Leave Policy
Financial well-being planning
Generous paid time off packages
Extensive on-the-job training
Exposure to senior leaders
Traditional learning opportunities
Volunteerism opportunities

Fulltime

Compliance Officer

Blockchain.com is connecting the world to the future of finance. As the most tru...

Location

Ghana

Salary:

Not provided

Blockchain

Expiration Date

Until further notice

Requirements

Bachelor's degree in Law, Criminal Justice, or a related field
At least 5 years of experience in AML/CFT and compliance
At least 2 years of working in the Fintech, virtual assets, or payments services industry
Experience building a Ghanaian compliance program
Proven experience in compliance, risk management, or a related role
Strong understanding of relevant laws and regulations in Ghana
Excellent analytical, problem-solving, and communication skills
Ability to work independently and as part of a team
High level of integrity and ethical standards

Job Responsibility

Oversee the company’s compliance with Ghana VASP regulations, including understanding and interpreting relevant laws, rules and guidelines
Prepare and present reports on compliance risk management activities for senior management and the Board of Directors
Ensure compliance with all local AML/CFT and KYC laws
Design, implement and maintain Ghana AML/CFT policies and procedures
Provide AML/CFT compliance advice to management and the Board of Directors
Participate in the development of new products and services to assess AML/CFT implications
Work closely with the global compliance function in areas including onboarding, PEP and Sanctions screening, as well as transaction monitoring and SAR filing
Conducting regular risk assessments to identify potential AML/CFT risks, including evaluating customer profiles, transaction patterns and the types of services offered
Overseeing systems for monitoring transactions for suspicious activities
Ensuring staff members are trained and aware of their AML/CFT obligations, including regular updates on new regulations and AML/CFT trends

What we offer

Competitive full-time salary based on experience and meaningful equity in an industry-leading company
The opportunity to be a key player and build your career at a rapidly expanding, global technology company in an exciting, emerging industry
Performance-based bonuses
Apple equipment provided by the company
Work from Anywhere Policy: You can work remotely from anywhere in the world for up to 20 days per year

Fulltime

Compliance Officer

Are you a detail-focused and proactive professional passionate about compliance?...

Location

United Kingdom , Burton-On-Trent

Salary:

31000.00 - 32000.00 GBP / Year

Office Angels

Expiration Date

Until further notice

Requirements

Strong knowledge of UK data protection laws including GDPR and relevant charity regulations
Experience managing complaints and investigations in a regulated environment
Excellent organisational skills with ability to manage multiple priorities and deadlines
Confident communication skills, able to engage with stakeholders at all levels
Proactive approach to identifying risks and implementing practical solutions
Ability to work independently and as part of a team in a fast-paced environment
High attention to detail and commitment to maintaining accurate records
Proficient in Microsoft Office and electronic document management systems
Commitment to maintaining confidentiality and handling sensitive information professionally

Job Responsibility

Manage GDPR compliance, including drafting and reviewing Data Sharing Agreements and leading Data Protection Impact Assessments (DPIAs)
Oversee complaint handling processes, ensuring timely investigation, resolution, and reporting in line with regulations
Draft, review, and update organisational policies and procedures to reflect current legal requirements and best practices
Monitor and audit website and social media content to ensure compliance with legal and brand standards
Coordinate compliance training and awareness programmes, promoting data privacy and cyber security
Maintain safeguarding, data breach, and complaints registers, liaising with relevant teams to manage risks
Prepare regular compliance reports and present findings to senior management
Facilitate signing of contracts and legal documents via electronic signature systems
Assist in procurement and implementation of GDPR-compliant software and tools
Conduct internal compliance reviews and risk assessments

Fulltime

Quality & Compliance Officer

We're recruiting a Quality & Compliance Coordinator on behalf of a growing manuf...

Location

United Kingdom , Hailsham

Salary:

35000.00 - 40000.00 GBP / Month

Office Angels

Expiration Date

Until further notice

Requirements

Must have full valid driving license due to the nature of the role
experience in quality, compliance, or process coordination (manufacturing preferred)
maintaining quality/compliance systems (QMS)
managing BRCGS, FSC & ISO Certifications
strong organisational, analytical, and communication skills
proficient in MS Office, including Excel and Word
flexible, proactive, and able to work independently

Job Responsibility

Support management systems and audit processes
assist with risk assessments and non-conformance management
collate, record, and report operational and compliance data
train and guide teams on procedures and standards
maintain documentation and ensure effective communication with management

Fulltime

Deputy Chief Compliance and AML Officer

This fully remote role reports to the Chief Compliance Officer (CCO) of Cash App...

Location

United States , Bay Area

Salary:

135800.00 - 245400.00 USD / Year

Block

Expiration Date

Until further notice

Requirements

8+ years of broker-dealer compliance experience, including leadership experience
Active FINRA Series 7, 63 and 24 registrations
Demonstrated success scaling a compliance program in a fast-growing fintech or comparable environment
Hands-on experience with regulatory exams and interaction
Deep working knowledge of SEC/FINRA rules, BSA/AML, OFAC, and state securities regulations
Strong policy-drafting, problem-solving, and executive-level communication skills
Demonstrated success collaboration cross-functionally with product, operations, legal, and executive teams

Job Responsibility

Serve as a registered principal of the broker-dealer
maintain required securities licenses
Ensure CAI's activities comply with all broker-dealer laws and internal policies
Act as day-to-day deputy for the CCO
assume duties during absences
Oversee the annual enterprise Compliance Risk Assessment and present results to senior leadership and Board committees
Oversee audits and testing - scoping, execution, issue tracking, and remediation verification
Prepare and, when requested, present materials for Board and leadership meetings
Manage the end-to-end AML program, including KYC/CDD, transaction monitoring, and sanctions screening
Oversee outsourced AML functions to ensure continued effectiveness

What we offer

Healthcare coverage (Medical, Vision and Dental insurance)
Health Savings Account and Flexible Spending Account
Retirement Plans including company match
Employee Stock Purchase Program
Wellness programs, including access to mental health, 1:1 financial planners, and a monthly wellness allowance
Paid parental and caregiving leave
Paid time off (including 12 paid holidays)
Paid sick leave (1 hour per 26 hours worked (max 80 hours per calendar year to the extent legally permissible) for non-exempt employees and covered by our Flexible Time Off policy for exempt employees)
Learning and Development resources
Paid Life insurance, AD&D, and disability benefits

Fulltime

Data Risk Officer

The Data Risk Officer – Structural Elements Oversight, Senior Vice President rol...

Location

Poland , Warsaw

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

7-10 years of direct experience in a non-financial risk (data, technology, and/or reporting risk), audit, or relevant 1LOD function within a large financial services organization
experience in identifying and assessing non-financial risks and controls
demonstrable understanding of Data Management fundamentals, including data architecture, data quality principles, and a deep appreciation of the intersectionality and interdependency with enterprise technology and systems architecture
experienced in writing and/or assessing organizational policies, standards, and procedures
strong root cause analysis and problem-solving skills to include design and execution of risk and control assessments
ability to constructively challenge others at all levels and across boundaries to deliver better results
holds data management industry certifications (e.g., DAMA Certified Data Management Professional (CDMP))
bachelor's degree in Computer Science, Data Science, Information Technology, Business, Finance, or a related field

Job Responsibility

Oversee and challenge the design and implementation of the firm’s data governance structure, policies, standards, and procedures, including the design and performance of associated compliance metrics
assess the adequacy of the firm’s budgeting process, staffing levels, skills and expertise, and training programs to appropriately support its data governance requirements
oversee the firm’s efforts to evaluate data exceptions and manage the remediation of data quality concerns
evaluate the enterprise framework to continually reduce manual inputs and adjustments across the enterprise data lifecycle and oversee the adoption of this framework
contribute to identifying and executing independent second-line risk assessments, in coordination with other ORM teams where needed
participate in internal knowledge sharing initiatives
help ensure that this multidisciplinary and cross-cutting risk area is well understood and that the implications of firm-wide remediation efforts are understood in terms of managing 'path-to-green' efforts to operate within the firm’s risk appetite
assist in the negotiation and remediation of identified risk and control concerns
prepare materials for escalation of significant or unaddressed risk issues and control environment concerns to appropriate governance forums and Risk leadership
support the primary interface to key stakeholders such as regulators, senior management, and the Board, as it relates to 2LOD assessment/point of view for the Risk Category

What we offer

Private Medical Care Program
Life Insurance Program
Pension Plan contribution (PPE Program)
Employee Assistance Program
Paid Parental Leave Program (maternity and paternity leave)
Sport Card
Holidays Allowance
Sport and team recreation activities
Special offers and discounts for employees
Access to an array of learning and development resources

Fulltime

Administrator - Energy & Compliance

As an Administrator, you will be responsible for processing energy bills, managi...

Location

United Kingdom , Bristol

Salary:

25000.00 GBP / Year

Office Angels

Expiration Date

Until further notice

Requirements

Previous experience in an administrative role (preferably in energy management or compliance)
Strong attention to detail and high level of accuracy when managing data and documentation
Excellent communication skills, both written and verbal
Ability to work independently and as part of a team
Proficiency in Microsoft Office Suite (Word, Excel, Outlook)
Strong organisational and time management skills
A proactive attitude and a willingness to learn and adapt to systems and processes

Job Responsibility

Co-ordinate with clients to obtain required documentation and energy-related information
Process energy bills and track energy consumption data for clients
Use operational rating software to input energy data and generate Display Energy Certificates (DECs)
Maintain accurate records of energy bills, DECs, and related compliance documents
Ensure all relevant energy data is accurate, up-to-date, and compliant with current legislation and standards
Support the team with any additional compliance and energy-related tasks as needed
Assist with administrative duties related to energy assessments and reports
Monitor and stay up-to-date with changes in energy regulations and compliance requirements
Provide excellent customer service to clients, answering queries related to energy billing and compliance processes

Fulltime

Compliance Administrator

Join our team as a Compliance Administrator to provide expert oversight in our n...

Location

United Kingdom , London

Salary:

Not provided

Office Angels

Expiration Date

Until further notice

Requirements

Proven background in housing compliance or health and safety auditing (preferably in sheltered or supported housing)
Effective contractor management skills
Experience in producing comprehensive reports and action plans
Strong understanding of statutory compliance requirements (gas safety, fire safety, legionella, asbestos, etc.)
General health and safety knowledge, including fire and emergency checks
Exceptional communication and interpersonal skills
Strong organisation, tracking, and reporting abilities
Proficiency in Microsoft Office, especially Excel
Familiarity with standard housing management systems
Ability to work independently with initiative

Job Responsibility

Maintain accurate compliance records, including fire risk assessments, gas safety, electrical checks, water hygiene, and asbestos registers
Conduct annual on-site health and safety inspections, producing actionable reports
Lead contractor engagement for compliance services
monitor performance and escalate concerns to the Head of Operations
Collaborate with Scheme Managers to coordinate remedial actions from audits and compliance failures
Develop and update the compliance tracker for real-time visibility of statutory deadlines
Assist in preparing board-level compliance reports and audits, supplying assurance data
Ensure H&S compliance policies are consistently reviewed and implemented across schemes
Participate in internal and external audits, representing our organisation confidently
Support investigations and learning from H&S incidents and inspections

What we offer

Hybrid working model
Pension contribution matching
Supportive and inclusive environment
Convenient office location, just 8 minutes walk from Holland Park train station

Parttime

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Compliance Independent Assessment Officer

Job Description

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