Compliance Independent Assessment Officer

• developing, implementing, and executing compliance testing, continuous assurance, and reporting programs
• participating in planning, executing, and reporting compliance testing reviews and compliance/regulatory issue validation activities
• analyzing and documenting report findings
• having preliminary discussions with process owners
• assisting with development of Compliance Testing Risk Assessments, Monitoring Summaries, and enhancement of Compliance Testing Methodologies and Standards
• utilizing innovative compliance testing solutions
• informing CT management of significant compliance matters requiring action
• identifying compliance training resources to support business programs
• executing annual compliance monitoring/testing process and controls
• documenting execution phases with evidence
• sharing findings and ensuring corrective action plans are established

• 6-10 years of experience
• experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
• knowledge and extensive experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities
• understanding of rules, laws, and regulations, and specific regulatory requirements
• strong interpersonal skills for building strong relationships with stakeholders and engaging teams
• effectiveness in working within a large scale and complex matrix organization is essential
• effective negotiation skills, a proactive and “no surprises” approach in communicating issues, and strength in sustaining independent views
• excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions
• willingness to travel
• knowledge of Compliance laws, rules, regulations, risks and typologies
• must be a self-starter, flexible, innovative and adaptive
• strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
• ability to both work collaboratively and independently
• ability to navigate a complex organization
• advanced analytical skills
• ability to both work independently and collaborate with team members
• excellent project management and organizational skills and capability to handle multiple projects at one time
• proficient in MS Office applications (Excel, Word, PowerPoint)
• demonstrated knowledge in area of focus
• 5+ years of experience in processes of auditing in financial institutions and in managerial level positions
• titled degree in administration, accounting, actuarial sciences, finance, or related field
• certification in Anti-Money Laundering from the Comisión Nacional Bancaria y de Valores preferred
• advanced English required
• advanced Office: Excel and PowerPoint required
• technical knowledge in risk and controls assessment and procedures execution
• mastery of regulations for anti-money laundering, regulations, risks, and controls in banking
• advanced knowledge of process evaluation and identification of unmanaged risks
• experience in end-to-end management of processes

• certification in Anti-Money Laundering of the Comisión Nacional Bancaria y de Valores
• knowledge of data analytics for compliance testing solutions
• effective negotiation skills
• ability to navigate a complex organization
• advanced degree in a related field

global benefits designed to support well-being, growth and work-life balance