Compliance Independent Assessment Officer, Citi

Citi

Location:
Mexico, Ciudad De Mexico

Category:
Finance

Contract Type:
Not provided

Salary:

Not provided

Save Job

Apply Position

Job Description:

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Responsible for performing risk assessments of Citi's compliance risks, testing activities, and validating adequacy of remediation taken to address reported issues. Additional duties include creating compliance testing programs and reports, building strong relationships within the Compliance Testing function and other stakeholders, and identifying industry best practices.

Job Responsibility:

developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Testing (CT) Plan
participating in the planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CT Plan
analysing and documenting report findings, and having preliminary discussions with corresponding control/process owners
assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and Quarterly Summaries and the development and enhancement of the Compliance Testing Methodologies and Standards for auditing, testing, monitoring, and reporting
utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities
developing effective relationships within CT function and with other stakeholders including Business process owners and Internal Audit function
identifying industry best practices and share insight with the CT teams on a regular basis
informing CT management of significant compliance matters that require their attention or action
identifying compliance training resources and tools available centrally to support country/business compliance programs training and research needs

Requirements:

6-10 years of experience
experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
knowledge and extensive experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities
understanding of rules, laws, and regulations, and specific regulatory requirements
strong interpersonal skills for building strong relationships with stakeholders and engaging teams
effectiveness in working within a large scale and complex matrix organization is essential
effective negotiation skills, a proactive and “no surprises” approach in communicating issues, and strength in sustaining independent views
excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions
willingness to travel
knowledge of compliance laws, rules, regulations, risks and typologies
must be a self-starter, flexible, innovative and adaptive
strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
ability to both work collaboratively and independently
ability to navigate a complex organization
advanced analytical skills
ability to both work independently and collaborate with team members
excellent project management and organizational skills and capability to handle multiple projects at one time
proficient in MS Office applications (Excel, Word, PowerPoint)
demonstrated knowledge in area of focus

Nice to have:

certificación en Prevención de Lavado de Dinero de la Comisión Nacional Bancaria y de Valores
experiencia en gestión de procesos end to end

Additional Information:

Job Posted:
November 08, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

View All Jobs In This Company

Job Link Share:

Compliance Independent Assessment Officer